0001104659-13-069208.txt : 20130911 0001104659-13-069208.hdr.sgml : 20130911 20130911135909 ACCESSION NUMBER: 0001104659-13-069208 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 EFFECTIVENESS DATE: 20130911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 131090733 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 N-PX/A 1 a13-20572_1npxa.htm N-PX/A

 

 

United States
Securities and Exchange Commission

Washington, DC 20549

 

Form N-PX/A

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05820

 

BROOKFIELD TOTAL RETURN FUND, INC.

(Exact name of registrant as specified in Charter)

 

BROOKFIELD PLACE, 250 VESEY STREET

NEW YORK, NY 10281-1023

(Address of principal executive officers) (Zip code)

 

KIM G. REDDING, PRESIDENT

BROOKFIELD PLACE

250 VESEY STREET

NEW YORK, NEW YORK 10281-1023

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-497-3746

 

Date of fiscal year end: 11/30

 

Date of reporting period: July 1, 2012 – June 30, 2013

 

 

 


 

ITEM 1.  PROXY VOTING RECORD

 

During the period covered by this report, the Registrant held no voting securities.

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) BROOKFIELD TOTAL RETURN FUND, INC.

 

By:

/s/ Kim G. Redding

 

 

Kim G. Redding, Director and President

 

 

 

Date: September 11, 2013