0000876661-16-001448.txt : 20161206
0000876661-16-001448.hdr.sgml : 20161206
20161206104944
ACCESSION NUMBER: 0000876661-16-001448
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
EFFECTIVENESS DATE: 20161206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-183026
FILM NUMBER: 162035515
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
851169
BROOKFIELD TOTAL RETURN FUND INC
333-183026
Three World Financial Center
200 Vesey Street
New York
NY
NEW YORK
10281-1010
(212) 549-8400
Common Stock
17 CFR 240.12d2-2(a)(3)
Benjamin Sawyer
Manager
2016-12-06
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 19, 2016, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on December 2, 2016 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
The reorganization of Brookfield Total Return Fund Inc. into Brookfield Real Assets Income Fund Inc. became effective on December 2, 2016. Each share of common stock of Brookfield Total Return Fund Inc. was converted into 0.95830 common shares of Brookfield Real Assets Income Fund Inc.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on December 5, 2016.