0000851169-16-000005.txt : 20160926
0000851169-16-000005.hdr.sgml : 20160926
20160926115232
ACCESSION NUMBER: 0000851169-16-000005
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160926
FILED AS OF DATE: 20160926
DATE AS OF CHANGE: 20160926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shipley Mark
CENTRAL INDEX KEY: 0001521802
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 161901579
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-09-26
0
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001521802
Shipley Mark
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
NEW YORK
NY
10281-1023
0
0
0
1
Portfolio Manager
Common Stock
303.72
D
Reporting Person beneficially own 303.72 shares of the Issuers prior to becoming a Portfolio Manager of the Issuer.
/s/Waheed Olowa, on behalf of Mark Shipley
2016-09-26