0000851169-16-000003.txt : 20160926 0000851169-16-000003.hdr.sgml : 20160926 20160926113330 ACCESSION NUMBER: 0000851169-16-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160926 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erikson Dana CENTRAL INDEX KEY: 0001343866 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 161901532 MAIL ADDRESS: STREET 1: HYPERION BROOKFIELD ASSET MGMT., INC. STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-09-26 1 0000851169 BROOKFIELD TOTAL RETURN FUND INC HTR 0001343866 Erikson Dana BROOKFIELD INVESTMENT MANAGEMENT INC BROOKFIELD PLACE,250 VESEY ST, 15TH FL NEW YORK NY 10281-1023 0 0 0 1 Portfolio Manager /s/waheed olowa, on behalf of Dana Erokson 2016-09-26