0000851169-16-000002.txt : 20160926 0000851169-16-000002.hdr.sgml : 20160926 20160926112716 ACCESSION NUMBER: 0000851169-16-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160926 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antonatos Larry CENTRAL INDEX KEY: 0001685350 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 161901519 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1023 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-09-26 1 0000851169 BROOKFIELD TOTAL RETURN FUND INC HTR 0001685350 Antonatos Larry BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 0 0 0 1 Portfolio Manager /s/Waheed Olowa, on behalf of Larry Antonatos 2016-09-26 EX-24 2 ahtr.txt CONFIRMING STATEMENT aht Exhibit 24.1 CONFIRMING STATEMENT This statement confirms that the undersigned, Larry Antonatos, has authorized and designated Seth Gelman, Brian Hurley and Waheed Olowa to execute and file on the undersigned behalf of all forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with U.S. Securities Exchange Commission as a result of the undersigned ownership of or transactions in securities of Brookfield Total Return Fund Inc. (the Company). The authority of Seth Gelman, Brian Hurley and Waheed Olowa under this statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned ownership of or transactions in securities of the Company, unless earlier revoked in writing. The undersigned acknowledges that Seth Gelman, Brian Hurley and Waheed Olowa are not assuming, nor is the aforementioned Company assuming, any of the undersigned responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: September 19, 2016 /s/ Larry Antonatos Larry Antonatos