0000851169-16-000002.txt : 20160926
0000851169-16-000002.hdr.sgml : 20160926
20160926112716
ACCESSION NUMBER: 0000851169-16-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160926
FILED AS OF DATE: 20160926
DATE AS OF CHANGE: 20160926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antonatos Larry
CENTRAL INDEX KEY: 0001685350
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 161901519
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-09-26
1
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001685350
Antonatos Larry
BROOKFIELD PLACE
250 VESEY STREET, 15TH FLOOR
NEW YORK
NY
10281-1023
0
0
0
1
Portfolio Manager
/s/Waheed Olowa, on behalf of Larry Antonatos
2016-09-26
EX-24
2
ahtr.txt
CONFIRMING STATEMENT
aht
Exhibit 24.1
CONFIRMING STATEMENT
This statement confirms that the undersigned, Larry Antonatos,
has authorized and designated Seth Gelman, Brian Hurley and
Waheed Olowa to execute and file on the undersigned behalf of
all forms 3, 4 and 5 (including any amendments thereto) that the
undersigned may be required to file with U.S. Securities Exchange
Commission as a result of the undersigned ownership of or
transactions in securities of Brookfield Total Return Fund Inc.
(the Company). The authority of Seth Gelman, Brian Hurley
and Waheed Olowa under this statement shall continue until the
undersigned is no longer required to file Forms 3, 4 and 5 with regard
to the undersigned ownership of or transactions in securities of the
Company, unless earlier revoked in writing. The undersigned
acknowledges that Seth Gelman, Brian Hurley and
Waheed Olowa are not assuming, nor is the aforementioned
Company assuming, any of the undersigned responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
Date: September 19, 2016
/s/ Larry Antonatos
Larry Antonatos