-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpzBvm1MrfG/hFT4zP9cIIZIE3enSJjbNEgKYNtjYydDoYAg+TaBng5VzGfEKsXV 4sTOlb88UJ+dzCL64R39Tw== 0000891618-04-000690.txt : 20040311 0000891618-04-000690.hdr.sgml : 20040311 20040311164439 ACCESSION NUMBER: 0000891618-04-000690 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040131 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONICBLUE INC CENTRAL INDEX KEY: 0000850519 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770204341 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21126 FILM NUMBER: 04663368 BUSINESS ADDRESS: STREET 1: 2600 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4085888000 MAIL ADDRESS: STREET 1: 2600 SAN TOMAS EXPRESSWAY STREET 2: P.O. BOX 58058 CITY: SANTA CLARA STATE: CA ZIP: 95052-8058 FORMER COMPANY: FORMER CONFORMED NAME: S3 INC DATE OF NAME CHANGE: 19940615 8-K 1 f97279e8vk.htm FORM 8-K e8vk
Table of Contents

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report: January 31, 2004
(Date of earliest event reported)

SONICBLUE INCORPORATED

(Exact name of registrant as specified in its charter)
         
Delaware   0-21126   77-0204341
(State or other jurisdiction
of incorporation) 		  (Commission
File Number) 		  (IRS Employer
Identification No.)
     
2600 San Tomas Expressway, Santa Clara, California 95051
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (408) 565-7045

 

TABLE OF CONTENTS

Item 5. Other Events.
Item 7. Financial Statements and Exhibits.
INDEX TO EXHIBITS
EXHIBIT 99.1

Table of Contents

Item 5. Other Events.

     The Company, and its subsidiaries, Diamond Multimedia Systems, Inc., ReplayTV, Inc. and Sensory Science Corporation (the “Subsidiaries”), are required to file monthly operating reports with the Office of the United States Trustee for the Northern District of California (the “US Trustee”) pursuant to the US Trustee’s Operating Guidelines and Financial Reporting Requirements for Chapter 11 cases. In connection therewith, attached hereto as Exhibit 99.1 is the monthly operating report that the Company and the Subsidiaries filed with the US Trustee for the period ended January 31, 2004.

Item 7. Financial Statements and Exhibits.

     (c) Exhibits.

     
99.1
  SONICblue Incorporated, Diamond Multimedia Systems, Inc., ReplayTV, Inc. and Sensory Science Corporation – Chapter 11 Monthly Operating Report to the US Trustee for the period ended January 31, 2004.

 

Table of Contents

SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
Dated: March 10, 2004.
        
    SONICBLUE INCORPORATED
 
        
  By   /s/ Marcus Smith
     
 
      Marcus Smith
Vice President and Chief Financial Officer

 

Table of Contents

INDEX TO EXHIBITS

     
Exhibit Number
   Description
99.1
  SONICblue Incorporated, Diamond Multimedia Systems, Inc., ReplayTV, Inc. and Sensory Science Corporation – Chapter 11 Monthly Operating Report to the US Trustee for the period ended January 31, 2004.

 

EX-99.1 3 f97279exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT NORTHERN DISTRICT OF CALIFORNIA In re: SONICblue Inc CASE NO. 03-51775 msj, 03-51776 msj, Diamond Multimedia Systems, Inc 03-51777 msj, 03-51778 msj ReplayTV, Inc ---------------------------- Sensory Science Corporation CHAPTER 11 MONTHLY OPERATING REPORT (GENERAL BUSINESS CASE) SUMMARY OF FINANCIAL STATUS MONTH ENDED: Jan-04 PETITION DATE: 03/21/03 --------------- --------------- 1. Debtor in possession (or trustee) hereby submits this Monthly Operating Report on the Accrual Basis of accounting (or if checked here the Office of the U.S. Trustee or the Court has approved the Cash Basis of Accounting for the Debtor). Dollars reported in $1
END OF END OF AS OF 2. ASSET AND LIABILITY STRUCTURE CURRENT MONTH PRIOR MONTH PETITION FILING -------------- ------------- --------------- a. Current Assets $82,707,915 $82,593,779 $167,641,723 -------------- ------------- --------------- b. Total Assets $82,707,915 $82,593,779 $171,565,518 -------------- ------------- --------------- c. Current Liabilities $2,153,373 $1,899,322 $259,140,287 -------------- ------------- --------------- d. Total Liabilities $241,180,641 $240,926,590 $283,757,820 -------------- ------------- ---------------
3. STATEMENT OF CASH RECEIPTS & DISBURSEMENTS FOR MONTH CUMULATIVE CURRENT MONTH PRIOR MONTH (CASE TO DATE) -------------- ------------- --------------- a. Total Receipts (includes net cash rec'd/paid to acquirer) $166,877 $5,058 $95,769,492 -------------- ------------- --------------- b. Total Disbursements $52,741 $672,777 $38,629,657 -------------- ------------- --------------- c. Excess (Deficiency) of Receipts Over Disbursements (a - b) $114,136 ($667,719) $57,139,835 -------------- ------------- --------------- d. Cash Balance Beginning of Month $60,090,583 $60,758,302 $3,064,884 -------------- ------------- --------------- e. Cash Balance End of Month (c + d) $60,204,719 $60,090,583 $60,204,719 -------------- ------------- ---------------
CUMULATIVE CURRENT MONTH PRIOR MONTH (CASE TO DATE) -------------- ------------- --------------- 4. PROFIT/(LOSS) FROM THE STATEMENT OF OPERATIONS ($139,915) ($170,590) ($84,531,589) -------------- ------------- --------------- 5. ACCOUNT RECEIVABLES (PRE AND POST PETITION) $0 $0 -------------- ------------- 6. POST-PETITION LIABILITIES $2,153,373 $1,899,322 -------------- ------------- 7. PAST DUE POST-PETITION ACCOUNT PAYABLES (OVER 30 DAYS) $0 $0 -------------- ------------- AT THE END OF THIS REPORTING MONTH: YES NO ------------- --------------- 8. Have any payments been made on pre-petition debt, other than payments in the normal X course to secured creditors or lessors? (if yes, attach listing including date of ------------- --------------- payment, amount of payment and name of payee) 9. Have any payments been made to professionals? (if yes, attach listing including date of X payment, amount of payment and name of payee) ------------- --------------- 10. If the answer is yes to 8 or 9, were all such payments approved by the court? X ------------- --------------- 11. Have any payments been made to officers, insiders, shareholders, relatives? (if yes, X (Exhibit 1) attach listing including date of payment, amount and reason for payment, and name of payee) ------------- --------------- 12. Is the estate insured for replacement cost of assets and for general liability? X ------------- --------------- 13. Are a plan and disclosure statement on file? X ------------- --------------- 14. Was there any post-petition borrowing during this reporting period? X ------------- ---------------
15. Check if paid: Post-petition taxes X ; U.S. Trustee Quarterly Fees X ; Check if filing is current for: Post-petition --- --- tax reporting and tax returns: 2002 tax return preparation is in progress ---
(Attach explanation, if post-petition taxes or U.S. Trustee Quarterly Fees are not paid current or if post-petition tax reporting and tax return filings are not current.) I declare under penalty of perjury I have reviewed the above summary and attached financial statements, and after making reasonable inquiry believe these documents are correct. Date: -------------------------- ---------------------------------------- Responsible Individual BALANCE SHEET (GENERAL BUSINESS CASE) FOR THE MONTH ENDED 01/31/04 ASSETS
FROM SCHEDULES MARKET VALUE -------------- ------------ CURRENT ASSETS 1 Cash and cash equivalents - unrestricted $59,252,014 ----------------------- 2 Cash and cash equivalents - restricted $952,705 ----------------------- 3 Accounts receivable (net) A $0 ----------------------- 4 Inventory B $0 ----------------------- 5 Prepaid expenses $442,907 ----------------------- 6 Professional retainers ----------------------- 7 Other: UMC Investment @ FMV $22,060,289 --------------------------------------------- ----------------------- 8 --------------------------------------------------- ----------------------- 9 TOTAL CURRENT ASSETS $82,707,915 ----------------------- PROPERTY AND EQUIPMENT (MARKET VALUE) 10 Real property C $0 ----------------------- 11 Machinery and equipment D $0 ----------------------- 12 Furniture and fixtures D $0 ----------------------- 13 Office equipment D $0 ----------------------- 14 Leasehold improvements D $0 ----------------------- 15 Vehicles D $0 ----------------------- 16 Other: D --------------------------------------------- ----------------------- 17 D --------------------------------------------------- ----------------------- 18 D --------------------------------------------------- ----------------------- 19 D --------------------------------------------------- ----------------------- 20 D --------------------------------------------------- ----------------------- 21 TOTAL PROPERTY AND EQUIPMENT $0 ----------------------- OTHER ASSETS 22 Loans to shareholders ----------------------- 23 Loans to affiliates ----------------------- 24 --------------------------------------------------- ----------------------- 25 --------------------------------------------------- ----------------------- 26 --------------------------------------------------- ----------------------- 27 --------------------------------------------------- ----------------------- 28 TOTAL OTHER ASSETS $0 ----------------------- 29 TOTAL ASSETS $82,707,915 =======================
NOTE: Indicate the method used to estimate the market value of assets (e.g., appraisals; familiarity with comparable market prices, etc.) and the date the value was determined. LIABILITIES AND EQUITY (GENERAL BUSINESS CASE) LIABILITIES FROM SCHEDULES POST-PETITION CURRENT LIABILITIES 30 Salaries and wages $75,805 ----------------------- 31 Payroll taxes ----------------------- 32 Real and personal property taxes ----------------------- 33 Income taxes ----------------------- 34 Sales taxes ----------------------- 35 Notes payable (short term) ----------------------- 36 Accounts payable (trade) A $1,705,180 ----------------------- 37 Real property lease arrearage ----------------------- 38 Personal property lease arrearage ----------------------- 39 Accrued professional fees ----------------------- 40 Current portion of long-term post-petition debt (due within 12 months) ----------------------- 41 Other: Payable to acquirer of sold/discontinued product lines $372,388 ------------------------------------ ----------------------- 42 --------------------------------------------- ----------------------- 43 --------------------------------------------- ----------------------- 44 TOTAL CURRENT LIABILITIES $2,153,373 ----------------------- 45 LONG-TERM POST-PETITION DEBT, NET OF CURRENT PORTION ----------------------- 46 TOTAL POST-PETITION LIABILITIES $2,153,373 ----------------------- PRE-PETITION LIABILITIES (ALLOWED AMOUNT) 47 Secured claims F $0 ----------------------- 48 Priority unsecured claims F $0 ----------------------- 49 General unsecured claims F $0 ----------------------- 50 TOTAL PRE-PETITION LIABILITIES $239,027,268 ----------------------- 51 TOTAL LIABILITIES $241,180,641 ----------------------- EQUITY (DEFICIT) 52 Retained Earnings/(Deficit) at time of filing ($644,469,546) ----------------------- 53 Capital Stock $419,094,388 ----------------------- 54 Additional paid-in capital $156,761,274 ----------------------- 55 Cumulative profit/(loss) since filing of case ($84,531,589) ----------------------- 56 Post-petition contributions/(distributions) or (draws) ----------------------- 57 --------------------------------------------------- ----------------------- 58 Market value adjustment (UMC mark to market) ($5,327,253) ----------------------- 59 TOTAL EQUITY (DEFICIT) ($158,472,726) ----------------------- 60 TOTAL LIABILITIES AND EQUITY (DEFICIT) $82,707,915 =======================
SCHEDULES TO THE BALANCE SHEET (General Business Case) Schedule A Accounts Receivable and (Net) Payable
ACCOUNTS RECEIVABLE ACCOUNTS PAYABLE PAST DUE Receivables and Payables Agings [PRE AND POST PETITION] [POST PETITION] POST PETITION DEBT - ------------------------------- ----------------------- --------------- ------------------ 0 -30 Days $0 $1,705,180 ---------------------- ---------------- 31-60 Days $0 ---------------------- ---------------- 61-90 Days $0 $0 ---------------------- ---------------- ------------------ 91+ Days $714,073 ---------------------- ---------------- Total accounts receivable/payable $714,073 $1,705,180 ---------------------- ================ Allowance for doubtful accounts $714,073 ---------------------- Accounts receivable (net) $0 ======================
SCHEDULE B INVENTORY/COST OF GOODS SOLD
TYPES AND AMOUNT OF INVENTORY(IES) COST OF GOODS SOLD - ---------------------------------- ------------------ INVENTORY(IES) INVENTORY BEGINNING OF MONTH $0 BALANCE AT END OF MONTH ------------------ Add - Retail/Restaurants - Net purchase ------------------ Product for resale $0 Direct labor ------------------------- ------------------ Manufacturing overhead ------------------ Distribution - Freight in ------------------ Products for resale Other: ------------------------- ------------------ $0 --------------------------------------- ------------------ Manufacturer - --------------------------------------- ------------------ Raw Materials ------------------------- Work-in-progress Less - ------------------------- Finished goods Inventory End of Month $0 ------------------------- ------------------ Shrinkage ------------------ Other - Explain Personal Use ------------------------- ------------------ ------------------------------ Cost of Goods Sold $0 ------------------------------ ================== TOTAL $0 ========================= METHOD OF INVENTORY CONTROL INVENTORY VALUATION METHODS Do you have a functioning perpetual inventory system? Indicate by a checkmark method of inventory used. Yes No ---- ------ How often do you take a complete physical inventory? Valuation methods - FIFO cost -- Weekly LIFO cost ------ -- Monthly Lower of cost or market ------ -- Quarterly Retail method ------ -- Semi-annually Other ------ -- Annually Explain ------ -- Date of last physical inventory was ------------------------- ----------------------------------------------------------- ----------------------------------------------------------- Date of next physical inventory is ------------------------- -----------------------------------------------------------
SCHEDULE C REAL PROPERTY
Description COST MARKET VALUE - ----------- ---- ------------ ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ====================
SCHEDULE D OTHER DEPRECIABLE ASSETS
Description COST MARKET VALUE - ----------- ---- ------------ Machinery & Equipment - ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ==================== Furniture & Fixtures - ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ==================== Office Equipment - ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ==================== Leasehold Improvements - ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ==================== Vehicles - ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- ----------------------------------------------- ---------------- -------------------- Total $0 $0 ================ ====================
STATEMENT OF OPERATIONS (GENERAL BUSINESS CASE) For the Month Ended 01/31/04
CURRENT MONTH - ----------------------------------------- CUMULATIVE NEXT MONTH ACTUAL FORECAST VARIANCE (CASE TO DATE) FORECAST ------ -------- -------- -------------- -------- REVENUES: $0 $0 1 Gross Sales $7,257,704 - ------------- ------------ ------------ ----------------- ----------- $0 2 less: Sales Returns & Allowances $4,063,280 - ------------- ------------ ------------ ----------------- ----------- $0 $0 3 Net Sales $3,194,424 $0 - ------------- ------------ ------------ ----------------- ----------- $0 4 less: Cost of Goods Sold (Schedule 'B') $2,236,107 - ------------- ------------ ------------ ----------------- ----------- $0 $0 5 Gross Profit $958,317 $0 - ------------- ------------ ------------ ----------------- ----------- $0 6 Interest $0 - ------------- ------------ ------------ ----------------- ----------- $0 $0 7 Other Income: $3,314,321 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 $0 8 Gain or (Loss) on UMC sales ($12,217,005) - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 9 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 $0 $0 10 TOTAL REVENUES ($7,944,367) $0 - ------------- ------------ ------------ ----------------- ----------- EXPENSES: $14,468 ($14,468) 11 Compensation to Owner(s)/Officer(s) $487,389 - ------------- ------------ ------------ ----------------- ----------- $20,721 ($20,721) 12 Salaries $1,443,480 - ------------- ------------ ------------ ----------------- ----------- $0 13 Commissions $0 - ------------- ------------ ------------ ----------------- ----------- $3,548 ($3,548) 14 Contract Labor $170,073 - ------------- ------------ ------------ ----------------- ----------- Rent/Lease: $0 15 Personal Property $8,533 - ------------- ------------ ------------ ----------------- ----------- $2,000 ($2,000) 16 Real Property $989,738 - ------------- ------------ ------------ ----------------- ----------- ($5,420) $5,420 17 Insurance $2,464,730 - ------------- ------------ ------------ ----------------- ----------- $0 18 Management Fees $0 - ------------- ------------ ------------ ----------------- ----------- $0 19 Depreciation $159,065 - ------------- ------------ ------------ ----------------- ----------- Taxes: $3,044 ($3,044) 20 Employer Payroll Taxes $313,890 - ------------- ------------ ------------ ----------------- ----------- $0 21 Real Property Taxes $12,760 - ------------- ------------ ------------ ----------------- ----------- $0 22 Other Taxes ($26,493) - ------------- ------------ ------------ ----------------- ----------- $0 23 Other Selling $931,305 - ------------- ------------ ------------ ----------------- ----------- $13,976 ($13,976) 24 Other Administrative $407,170 - ------------- ------------ ------------ ----------------- ----------- $0 25 Interest $777,750 - ------------- ------------ ------------ ----------------- ----------- $0 26 Other Expenses: amortization $1,461,364 - ------------- ------------ ------------ --------------------------------------------- ----------- $0 27 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 28 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 29 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 30 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 31 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 32 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 33 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $0 34 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- $52,337 $0 ($52,337) 35 TOTAL EXPENSES $9,600,754 $0 - ------------- ------------ ------------ ----------------- ----------- ($52,337) $0 ($52,337) 36 SUBTOTAL ($17,545,121) $0 - ------------- ------------ ------------ ----------------- ----------- REORGANIZATION ITEMS: ($139,843) $139,843 37 Professional Fees ($4,777,270) - ------------- ------------ ------------ ----------------- ----------- $0 38 Provisions for Rejected Executory Contracts $0 - ------------- ------------ ------------ ----------------- ----------- $4,877 $4,877 39 Interest Earned on Accumulated Cash from $34,973 - ------------- ------------ ------------ ----------------- ----------- Resulting Chp 11 Case $0 ----------------- $47,388 $47,388 40 Gain or (Loss) from Sale of Equipment ($62,213,175) - ------------- ------------ ------------ ----------------- ----------- $0 $0 41 U.S. Trustee Quarterly Fees ($31,000) - ------------- ------------ ------------ ----------------- ----------- $0 42 $0 - ------------- ------------ ------------ ---------------------------------------------------------------- ----------- ($87,578) $0 ($87,578) 43 TOTAL REORGANIZATION ITEMS ($66,986,472) $0 - ------------- ------------ ------------ ----------------- ----------- ($139,915) $0 ($139,915) 44 NET PROFIT (LOSS) BEFORE FEDERAL & STATE TAXES ($84,531,593) $0 - ------------- ------------ ------------ ----------------- ----------- $0 45 Federal & State Income Taxes - ------------- ------------ ------------ ----------------- ----------- ($139,915) $0 ($139,915) 46 NET PROFIT (LOSS) ($84,531,593) $0 ============= ============ ============ ================= ===========
Attach an Explanation of Variance to Statement of Operations (For variances greater than +/- 10% only): SCHEDULE E AGING OF POST-PETITION TAXES (AS OF END OF THE CURRENT REPORTING PERIOD)
TAXES PAYABLE 0-30 DAYS 31-60 DAYS 61-90 DAYS 91+ DAYS TOTAL --------- ---------- ---------- -------- ----- FEDERAL Income Tax Withholding $0 ---------------- ------------------ ----------------- ---------------- ---------------- FICA - Employee $0 ---------------- ------------------ ----------------- ---------------- ---------------- FICA - Employer $0 ---------------- ------------------ ----------------- ---------------- ---------------- Unemployment (FUTA) $0 ---------------- ------------------ ----------------- ---------------- ---------------- Income $0 ---------------- ------------------ ----------------- ---------------- ---------------- Other (Attach List) $0 ---------------- ------------------ ----------------- ---------------- ---------------- TOTAL FEDERAL TAXES $0 $0 $0 $0 $0 ---------------- ------------------ ----------------- ---------------- ---------------- STATE AND LOCAL Income Tax Withholding $0 ---------------- ------------------ ----------------- ---------------- ---------------- Unemployment (UT) $0 ---------------- ------------------ ----------------- ---------------- ---------------- Disability Insurance (DI) $0 ---------------- ------------------ ----------------- ---------------- ---------------- Empl. Training Tax (ETT) $0 ---------------- ------------------ ----------------- ---------------- ---------------- Sales $0 ---------------- ------------------ ----------------- ---------------- ---------------- Excise $0 ---------------- ------------------ ----------------- ---------------- ---------------- Real property $0 ---------------- ------------------ ----------------- ---------------- ---------------- Personal property $0 ---------------- ------------------ ----------------- ---------------- ---------------- Income $0 ---------------- ------------------ ----------------- ---------------- ---------------- Other (Attach List) $0 ---------------- ------------------ ----------------- ---------------- ---------------- TOTAL STATE & LOCAL TAXES $0 $0 $0 $0 $0 ---------------- ------------------ ----------------- ---------------- ---------------- TOTAL TAXES $0 $0 $0 $0 $0 ================ ================== ================= ================ ================
SCHEDULE F PRE-PETITION LIABILITIES
CLAIMED ALLOWED LIST TOTAL CLAIMS FOR EACH CLASSIFICATION - AMOUNT AMOUNT (B) - ------------------------------------------- ------ ---------- Secured claims (a) ----------------- --------- Priority claims other than taxes ----------------- --------- Priority tax claims ----------------- --------- General unsecured claims ----------------- --------- (a) List total amount of claims even it under secured. (b) Estimated amount of claim to be allowed after compromise or litigation. As an example, you are a defendant in a lawsuit alleging damage of $10,000,000 and a proof of claim is filed in that amount. You believe that you can settle the case for a claim of $3,000,000. For Schedule F reporting purposes you should list $10,000,000 as the Claimed Amount and $3,000,000 as the Allowed Amount.
SCHEDULE G RENTAL INCOME INFORMATION NOT APPLICABLE TO GENERAL BUSINESS CASES SCHEDULE H RECAPITULATION OF FUNDS HELD AT END OF MONTH
ACCOUNT 1 ACCOUNT 2 ACCOUNT 3 ACCOUNT 4 --------- --------- --------- --------- Bank ------------------ ------------------ ----------------- ---------------- Account Type ------------------ ------------------ ----------------- ---------------- Account No. ------------------ ------------------ ----------------- ---------------- Account Purpose ------------------ ------------------ ----------------- ---------------- Balance, End of Month ------------------ ------------------ ----------------- ---------------- Total Funds on Hand for all Accounts $0 ==================
Attach copies of the month end bank statement(s), reconciliation(s), and the check register(s) to the Monthly Operating Report. STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS INCREASE/(DECREASE) IN CASH AND CASH EQUIVALENTS FOR THE MONTH ENDED_____________
Actual Cumulative Current Month (Case to Date) ------------- -------------- CASH RECEIPTS 1 Rent/Leases Collected ----------------------- ---------------- 2 Cash Received from Sales $0 ----------------------- ---------------- 3 Interest Received $0 ----------------------- ---------------- 4 Borrowings ----------------------- ---------------- 5 Funds from Shareholders, Partners, or Other Insiders ----------------------- ---------------- 6 Capital Contributions ----------------------- ---------------- 7 ------------------------------------------------------------------- ----------------------- ---------------- 8 ------------------------------------------------------------------- ----------------------- ---------------- 9 ------------------------------------------------------------------- ----------------------- ---------------- 10 ------------------------------------------------------------------- ----------------------- ---------------- 11 ------------------------------------------------------------------- ----------------------- ---------------- 12 TOTAL CASH RECEIPTS $0 $0 ----------------------- ---------------- CASH DISBURSEMENTS 13 Payments for Inventory 0 ----------------------- ---------------- 14 Selling $0 ----------------------- ---------------- 15 Administrative $0 ----------------------- ---------------- 16 Capital Expenditures ----------------------- ---------------- 17 Principal Payments on Debt ----------------------- ---------------- 18 Interest Paid $0 ----------------------- ---------------- Rent/Lease: 19 Personal Property ----------------------- ---------------- 20 Real Property ----------------------- ---------------- Amount Paid to Owner(s)/Officer(s) 21 Salaries ----------------------- ---------------- 22 Draws ----------------------- ---------------- 23 Commissions/Royalties ----------------------- ---------------- 24 Expense Reimbursements ----------------------- ---------------- 25 Other ----------------------- ---------------- 26 Salaries/Commissions (less employee withholding) ----------------------- ---------------- 27 Management Fees ----------------------- ---------------- Taxes: 28 Employee Withholding ----------------------- ---------------- 29 Employer Payroll Taxes ----------------------- ---------------- 30 Real Property Taxes ----------------------- ---------------- 31 Other Taxes ----------------------- ---------------- 32 Other Cash Outflows: ----------------------- ---------------- 33 ------------------------------------------------------------- ----------------------- ---------------- 34 ------------------------------------------------------------- ----------------------- ---------------- 35 ------------------------------------------------------------- ----------------------- ---------------- 36 ------------------------------------------------------------- ----------------------- ---------------- 37 ------------------------------------------------------------- ----------------------- ---------------- 38 TOTAL CASH DISBURSEMENTS: $0 $0 ----------------------- ---------------- 39 NET INCREASE (DECREASE) IN CASH $0 $0 ----------------------- ---------------- 40 CASH BALANCE, BEGINNING OF PERIOD ----------------------- ---------------- 41 CASH BALANCE, END OF PERIOD $0 $0 ======================= ================
STATEMENT OF CASH FLOWS (OPTIONAL) INCREASE/(DECREASE) IN CASH AND CASH EQUIVALENTS FOR THE MONTH ENDED 01/31/04
ACTUAL CUMULATIVE CASH FLOWS FROM OPERATING ACTIVITIES CURRENT MONTH (CASE TO DATE) - ------------------------------------ ------------- -------------- 1 Cash Received from Sales $46,848 $7,814,813 -------------------- ------------------- 2 Rent/Leases Collected $580,159 -------------------- ------------------- 3 Interest Received $0 -------------------- ------------------- 4 Cash Paid to Suppliers $1,539,489 -------------------- ------------------- 5 Cash Paid for Selling Expenses $821,150 -------------------- ------------------- 6 Cash Paid for Administrative Expenses $5,779 $642,803 -------------------- ------------------- Cash Paid for Rents/Leases: 7 Personal Property $28,009 -------------------- ------------------- 8 Real Property $2,000 $1,014,747 -------------------- ------------------- 9 Cash Paid for Interest $0 -------------------- ------------------- 10 Cash Paid for Net Payroll and Benefits $20,496 $1,690,460 -------------------- ------------------- Cash Paid to Owner(s)/Officer(s) $0 ------------------- 11 Salaries $11,500 $454,211 -------------------- ------------------- 12 Draws $0 -------------------- ------------------- 13 Commissions/Royalties $0 -------------------- ------------------- 14 Expense Reimbursements $0 -------------------- ------------------- 15 Other $0 -------------------- ------------------- Cash Paid for Taxes Paid/Deposited to Tax Acct. $0 ------------------- 16 Employer Payroll Tax $2,768 $176,039 -------------------- ------------------- 17 Employee Withholdings $0 -------------------- ------------------- 18 Real Property Taxes $0 -------------------- ------------------- 19 Other Taxes (includes withholding taxes paid on UMC shares) $0 $1,716,720 -------------------- ------------------- 20 Cash Paid for General Expenses $4,448 $795,612 -------------------- ------------------- 21 Rebates $600,459 -------------------------------------------------------------------- -------------------- ------------------- 22 -------------------------------------------------------------------- -------------------- ------------------- 23 -------------------------------------------------------------------- -------------------- ------------------- 24 -------------------------------------------------------------------- -------------------- ------------------- 25 -------------------------------------------------------------------- -------------------- ------------------- 26 -------------------------------------------------------------------- -------------------- ------------------- 27 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES BEFORE REORGANIZATION ITEMS ($143) ($1,084,727) -------------------- ------------------- CASH FLOWS FROM REORGANIZATION ITEMS 28 Interest Received on Cash Accumulated Due to Chp 11 Case $4,877 $34,973 -------------------- ------------------- 29 Professional Fees Paid for Services in Connection with Chp 11 Case $0 $4,555,572 -------------------- ------------------- 30 U.S. Trustee Quarterly Fees $5,750 $31,000 -------------------- ------------------- 31A KERP/PTO & Severance payments $3,000,000 -------------------- ------------------- 31B Net cash (received)/paid related to sold/discontinued product lines ($115,152) ($513,012) -------------------------------------------------------------------- -------------------- ------------------- 32 NET CASH PROVIDED (USED) BY REORGANIZATION ITEMS $114,279 ($7,038,587) ------------------------------------------ 33 NET CASH PROVIDED (USED) FOR OPERATING ACTIVITIES AND REORGANIZATION ITEMS $114,136 ($8,123,314) -------------------- ------------------- CASH FLOWS FROM INVESTING ACTIVITIES 34 Capital Expenditures $0 -------------------- ------------------- 35 Proceeds from Sales of Capital Goods due to Chp 11 Case $0 $44,991,055 -------------------- ------------------- 36 Proceeds from UMC sales $0 $41,835,480 -------------------------------------------------------------------- -------------------- ------------------- 37 NET CASH PROVIDED (USED) BY INVESTING ACTIVITIES $0 $86,826,535 -------------------- ------------------- CASH FLOWS FROM FINANCING ACTIVITIES 38 Net Borrowings (Except Insiders) $0 -------------------- ------------------- 39 Net Borrowings from Shareholders, Partners, or Other Insiders $0 -------------------- ------------------- 40 Capital Contributions $0 -------------------- ------------------- 41 Principal Payments $0 $21,563,386 -------------------- ------------------- 42 $0 -------------------------------------------------------------------- -------------------- ------------------- 43 NET CASH PROVIDED (USED) BY FINANCING ACTIVITIES $0 ($21,563,386) -------------------- ------------------- 44 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS $114,136 $57,139,835 -------------------- ------------------- 45 CASH AND CASH EQUIVALENTS AT BEGINNING OF MONTH $60,090,583 $3,064,884 -------------------- ------------------- 46 CASH AND CASH EQUIVALENTS AT END OF MONTH $60,204,719 $60,204,719 ==================== ===================
SONICblue, Inc Exhibit 1 Payments to Officers
- -------------------------------------------------------------------------------- Name 1/9/2004 1/23/2004 Total - -------------------------------------------------------------------------------- Smith, Marcus $6,500.00 $5,000.00 $11,500.00 - -------------------------------------------------------------------------------- Total $11,500.00 ================================================================================
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