SC 13D/A 1 a2042551zsc13da.txt SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 8) (1) THE PEREGRINE REAL ESTATE TRUST (Name of Issuer) COMMON SHARES OF BENEFICIAL INTEREST (Title of Class of Securities) 713662013 (CUSIP Number) Michael E. Cahill, Esq. Managing Director & General Counsel The TCW Group, Inc. 865 South Figueroa Street, Ste. 1800 Los Angeles, CA 90017 (213) 244-0000 Kenneth Liang Managing Director and General Counsel Oaktree Capital Management, LLC 333 South Grand Avenue, 28th Floor Los Angeles, CA 90071 (213) 830-6300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 9, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. SEE Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 24 Pages) ------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES) CUSIP NO. 713662013 13D Page 1 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) THE TCW GROUP, INC. ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) HC, CO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 2 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ROBERT A. DAY ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) IN, HC -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 3 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TRUST COMPANY OF THE WEST ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) CO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 4 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW ASSET MANAGEMENT COMPANY ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) CO, IA -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 5 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW SPECIAL CREDITS ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) PN, IA -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 6 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW SPECIAL CREDITS FUND IV ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) PN -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 7 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW SPECIAL CREDITS PLUS FUND ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) PN -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 8 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW SPECIAL CREDITS TRUST IV ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) EP,OO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 9 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TCW SPECIAL CREDITS TRUST IVA ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) EP,OO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 10 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS OAKTREE CAPITAL MANAGEMENT, LLC ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) IA; OO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 11 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS OCM REAL ESTATE OPPORTUNITIES FUND A, L.P. ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) PN; OO -------------------------------------------------------------------------------
CUSIP NO. 713662013 13D Page 12 of 12 Pages ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS OCM REAL ESTATE OPPORTUNITIES FUND B, L.P. ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS(1) N/A ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ------------------------------------ NUMBER OF SHARES 8 SHARED VOTING POWER 0 ------------------------------------ BENEFICIALLY OWNED BY REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES(1) / / ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON(1) PN; OO -------------------------------------------------------------------------------
ITEM 1. SECURITY AND ISSUER. The equity securities to which this Statement on Schedule 13D relates are the Common Shares of Beneficial Interest (the "Common Shares") of The Peregrine Real Estate Trust, a California real estate investment trust, d.b.a. WinShip Properties (the "Issuer"), with its principal executive offices located at 1300 Ethan Way, Suite 200, Sacramento, California 95825. ITEM 2. IDENTITY AND BACKGROUND. This Statement is filed on behalf of (1) The TCW Group, Inc., a Nevada corporation ("TCWG"); (2) Robert Day, an individual; (3) Trust Company of the West, a California corporation and wholly-owned subsidiary of TCWG ("TCW"); (4) TCW Asset Management Company, a California corporation and wholly-owned subsidiary of TCWG ("TAMCO"); (5) TCW Special Credits, a California general partnership of which TAMCO is the managing general partner ("Special Credits"); (6) Two California limited partnerships, TCW Special Credits Fund IV ("Fund IV") and TCW Special Credits Plus Fund (the "Plus Fund") (hereinafter referred to as the "Special Credits Limited Partnerships") of which Special Credits is the general partner; (7) Two California collective investment trusts, TCW Special Credits Trust IV ("Trust IV") and TCW Special Credits Trust IVA ("Trust IVA") (hereinafter referred to as the "Special Credits Trusts") of which TCW is the trustee; (8) Oaktree Capital Management, LLC, a California limited liability company ("Oaktree"), general partner of the Real Estate Fund A and the Real Estate Fund B; (9) OCM Real Estate Opportunities Fund A, L.P., a Delaware limited partnership of which Oaktree is the general partner ("Real Estate Fund A"); and (10) OCM Real Estate Opportunities Fund B, L.P., a Delaware limited partnership of which Oaktree is the general partner ("Real Estate Fund B" and together with Real Estate Fund A, the "Oaktree Entities"). TCWG is a holding company of entities involved in the principal business of providing investment advice and management services. TCW is a trust company which provides investment management services to the Special Credits Trusts. TAMCO is an investment adviser and provides investment advice and management services to institutional and individual investors. Special Credits is an investment adviser and provides investment advice and management services to the Special Credits Limited Partnerships. The Special Credits Limited Partnerships are investment partnerships which invest in financially distressed entities. The Special Credits Trusts are collective investment trusts which invest in financially distressed entities. The address of the principal business and principal office for the TCW Related Entities (as defined below) is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017. Mr. Day acts as Chairman of the Board and Chief Executive Officer of TCWG. Additionally, Mr. Day may be deemed to control TCWG, although he disclaims such control and disclaims beneficial ownership of any securities owned by the TCW Related Entities (as defined below). Special Credits, the Special Credits Limited Partnerships and the Special Credits Trusts are hereinafter collectively referred to as the "Special Credits Entities." TCWG, TCW, TAMCO and the Special Credits Entities are hereinafter collectively referred to as the "TCW Related Entities." Special Credits is also the investment manager of a third party account (the "Special Credits Account") which invests in securities similar to those in which the Special Credits Entities invest. Oaktree is the general partner of the Real Estate Fund A and the Real Estate Fund B. The principal business of Oaktree is to provide investment advice and management services to institutional and individual investors. The Real Estate Fund A and the Real Estate Fund B are investment partnerships which invest in mortgages, real estate-related securities and fee interests in real estate. Oaktree is also the investment manager of a third party account (the "Oaktree Account") which invests in securities similar to those in which the Oaktree Entities invest. The address of the principal business and principal office for the Oaktree Entities is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071. (a)-(c) & (f) (i) The executive officers of TCWG are listed below. The principal business address for each executive officer is 865 South Figueroa Street, Suite 1800, Los Angeles, California, 90017. Each executive officer is a citizen of the United States of America unless otherwise specified below:
EXECUTIVE OFFICERS ------------------ Robert A. Day Chairman of the Board & Chief Executive Officer Ernest O. Ellison Vice Chairman Thomas E. Larkin, Jr. Vice Chairman Marc I. Stern President Alvin R. Albe, Jr. Executive Vice President William C. Sonneborn Executive Vice President & Assistant Secretary Michael E. Cahill Managing Director, General Counsel & Secretary David S. DeVito Managing Director, Chief Financial Officer and Assistant Secretary
Schedule I attached hereto and incorporated herein sets forth with respect to each director of TCWG his or her name, residence or business address, citizenship, present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. (ii) The executive officers and directors of TCW are listed below. The principal business address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017. Each executive officer is a citizen of the United States of America unless otherwise specified below:
EXECUTIVE OFFICERS & DIRECTORS ------------------------------ Robert A. Day Chairman of the Board & Chief Executive Officer Ernest O. Ellison Director & Vice Chairman Thomas E. Larkin, Jr. Director & Vice Chairman Marc I. Stern Director & Vice Chairman Alvin R. Albe, Jr. Director & Executive Vice President, Finance & Administration William C. Sonneborn Executive Vice President & Assistant Secretary Robert D. Beyer Director and President Jeffrey E. Gundlach Director and Group Managing Director Michael E. Cahill Managing Director, General Counsel & Secretary David S. DeVito Managing Director, Chief Financial Officer and Assistant Secretary
(iii) The executive officers and directors of TAMCO are listed below. The principal business address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017. Each executive officer and director is a citizen of the United States of America unless otherwise specified below:
EXECUTIVE OFFICERS & DIRECTORS ------------------------------ Robert A. Day Chairman of the Board & Chief Executive Officer Thomas E. Larkin, Jr. Director & Vice Chairman of the Board Marc I. Stern Director, President & Vice Chairman of the Board Alvin R. Albe, Jr. Director, Executive Vice President Michael E. Cahill Director, Managing Director, General Counsel & Secretary William C. Sonneborn Director, Executive Vice President & Assistant Secretary Mark L. Attanasio Director, Group Managing Director & Chief Investment Officer - Below Investment Grade Fixed Income Philip A. Barach Director, Group Managing Director & Chief Investment Officer - Investment Grade Fixed Income Javier Baz Director, Managing Director & Chief Investment Officer - International Robert D. Beyer Director & Group Managing Director Glen E. Bickerstaff Director & Managing Director Arthur R. Carlson Director & Managing Director Penelope D. Foley Director & Managing Director Douglas S. Foreman Director, Group Managing Director & Chief Investment Officer - U.S. Equities Nicola F. Galluccio Director & Managing Director Mark W. Gibello Director & Executive Vice President Jeffrey E. Gundlach Director & Group Managing Director Raymond F. Henze III Director & Group Managing Director Stephen McDonald Director & Managing Director Jeffrey V. Peterson Director & Managing Director Komal S. Sri-Kumar Director & Managing Director
(iv) The following sets forth with respect to each general partner of Special Credits his name, residence or business address, present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Each general partner who is a natural person is a citizen of the United States of America unless otherwise specified below. TAMCO is the Managing General Partner. See information in paragraph (iii) above. Howard S. Marks Chairman and Principal Oaktree Capital Management, LLC 333 South Grand Avenue 28th Floor Los Angeles, California 90071 Bruce A. Karsh President and Principal Oaktree Capital Management, LLC 333 South Grand Avenue 28th Floor Los Angeles, California 90071 David Richard Masson Principal Oaktree Capital Management, LLC 333 South Grand Avenue 28th Floor Los Angeles, California 90071 Sheldon M. Stone Principal Oaktree Capital Management, LLC 333 South Grand Avenue 28th Floor Los Angeles, California 90071 (v) Special Credits is the sole general partner of the Special Credits Limited Partnerships. See information in paragraph (iv) above regarding Special Credits and its general partners. (vi) The portfolio managers of the Special Credits Limited Partnership and the Special Credits Account are listed below. The principal address for each portfolio manager is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071. Each individual is a citizen of the United States of America unless otherwise specified below. PORTFOLIO MANAGERS ------------------ Bruce A. Karsh D. Richard Masson (vii) Oaktree is the investment manager of the Oaktree Account. See information in paragraph (viii) below regarding Oaktree and its members. (viii) The members and executive officers of Oaktree, the general partner of the Real Estate Fund A and the Real Estate Fund B, and the investment manager of the Oaktree Account are listed below. The principal address for each of these individuals is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071. All individuals listed below are citizens of the United States of America.
EXECUTIVE OFFICERS AND MEMBERS ------------------------------ Howard S. Marks Chairman and Principal Bruce A. Karsh President and Principal Sheldon M. Stone Principal David Richard Masson Principal Larry W. Keele Principal Stephen A. Kaplan Principal Russel S. Bernard Principal David Kirchheimer Managing Director and Chief Financial and Administrative Officer Kenneth Liang Managing Director and General Counsel PORTFOLIO MANAGERS ------------------ Russel S. Bernard Principal Bruce A. Karsh President and Principal
(d)-(e) During the last five years, neither TCWG, TCW, TAMCO, the Special Credits Entities, the Special Credits Account, Oaktree, the Real Estate Fund A, the Real Estate Fund B, the Oaktree Account, nor, to the best of their knowledge, any of their respective executive officers, directors and general partners (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. The Issuer completed its merger (the "Merger") into Winship Properties ("WinShip") on March 19, 2001. WinShip, which survives the Merger, is wholly-owned by the Prudential Insurance Company of America ("PIC") and Gateway Recovery Trust ("Gateway", and together with PIC, the "PIC Entities"), each of the Oaktree Entities, the Oaktree Account and the TCW Related Entities. Prior to the Merger, each such party contributed the shares of beneficial interest of the Issuer held by such entity to WinShip and voted in favor of a merger between the Issuer and WinShip. As a result of the Merger, each shareholder of the Issuer other than WinShip received cash consideration in an amount equal to $0.59 per share. Following the Merger, the Issuer is eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act of 1934, as amended. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As a result of the Merger, there are no outstanding shares of beneficial interest of the Issuer. Fund IV and the Plus Fund do not beneficially own any of the Issuer's Common Shares. Trust IV and Trust IVA do not beneficially own any of the Issuer's Common Shares; The Real Estate Fund A, Real Estate Fund B and the Oaktree Account do not beneficially own any of the Issuer's Common Shares. (b) Not applicable (c) Not applicable (d) Not applicable (e) Not applicable ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated as of the 23rd of March 2001. THE TCW GROUP, INC. By: /s/ Lazarus N. Sun -------------------------------------- Lazarus N. Sun, Authorized Signatory TRUST COMPANY OF THE WEST By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory TCW ASSET MANAGEMENT COMPANY By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory TCW SPECIAL CREDITS By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory of TCW Asset Management Company, the Managing General Partner of TCW Special Credits TCW SPECIAL CREDITS FUND IV By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory of TCW Asset Management Company, the Managing General Partner of TCW Special Credits, the General Partner of TCW Special Credits Fund IV TCW SPECIAL CREDITS PLUS FUND By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory of TCW Asset Management Company, the Managing General Partner of TCW Special Credits, the General Partner of TCW Special Credits Plus Fund TCW SPECIAL CREDITS TRUST IV By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory of Trust Company of the West, the trustee of TCW Special Credits Trust IV TCW SPECIAL CREDITS TRUST IVA By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang, Authorized Signatory of Trust Company of the West, the trustee of TCW Special Credits Trust IVA ROBERT A. DAY By: /s/ Lazarus N. Sun -------------------------------------- Lazarus N. Sun Under Power of Attorney dated November 6, 2000, on file with Schedule 13G for Retek, Inc. dated November 8, 2000 OAKTREE CAPITAL MANAGEMENT, LLC By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang Managing Director and General Counsel OCM REAL ESTATE OPPORTUNITIES FUND A, L.P. By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang Managing Director and General Counsel of Oaktree Capital Management, LLC, the General Partner of OCM Real Estate Opportunities Fund A, L.P. OCM REAL ESTATE OPPORTUNITIES FUND B, L.P. By: /s/ Kenneth Liang -------------------------------------- Kenneth Liang Managing Director and General Counsel of Oaktree Capital Management, LLC, the General Partner of OCM Real Estate Opportunities Fund B, L.P. SCHEDULE I BOARD OF DIRECTORS OF TCW GROUP, INC. All of the following individuals are directors of TCW Group, Inc. Each director is a citizen of the United States of America unless otherwise specified below: Mark L. Attanasio Dr. Henry A. Kissinger Group Managing Director Chairman Trust Company of the West Kissinger Associates, Inc. 11100 Santa Monica Blvd., Suite 2000 350 Park Avenue, 26th Floor Los Angeles, CA 90025 New York, NY 10022 Robert A. Day Thomas E. Larkin, Jr. Chairman of the Board Vice Chairman Chairman and Chief Executive Officer Trust Company of the West Trust Company of the West 865 S. Figueroa St., Suite 1800 865 S. Figueroa St. Los Angeles, CA 90017 Los Angeles, CA 90017 Damon P. de Lazlo, Esq. Kenneth L. Lay Chairman of Harwin PLC Chairman and Chief Executive Byron's Chambers Officer A2 Albany, Piccadilly Enron Corp. London W1V 9RD - England 1400 Smith Street (Citizen of United Kingdom) Houston, TX 77002-7369 William C. Edwards Michael T. Masin, Esq. Partner Vice Chairman Bryan & Edwards GTE Corporation 3000 San Hill Road, Suite 190 One Stamford Forum Menlo Park, CA 94025 Stamford, CT 06904 Ernest O. Ellison Edfred L. Shannon, Jr. Vice Chairman Investor/Rancher Trust Company of the West 1000 S. Fremont Ave. 865 S. Figueroa Street, Suite 1800 Alhambra, CA 91802 Los Angeles, CA 90017 Richard N. Foster Robert G. Sims McKinsey & Company Inc. Private Investor 55 E. 52nd Street, 21st Floor 11770 Bernardo Plaza Ct. New York, NY 10022 Suite 108 San Diego, CA 92128 Carla A. Hills Marc I. Stern Hills & Company President 1200 19th Street, N.W. The TCW Group, Inc. 5th Floor 865 S. Figueroa St., Ste. 1800 Washington, D.C. 20036 Los Angeles, CA 90017 Yasuyuki Tayama Managing Director The Yasuda Yusad Fire and Marine Insurance Company, Limited 26-1, Nishi-Shinjuku 1-Chrome, Shinjuku-Ku, Toyko, 160-8338 Japan (Citizen of Japan) James R. Ukropina Partner O'Melveny & Myers 400 South Figueroa St., 15th Floor Los Angeles, CA 90071