0001575705-20-000206.txt : 20200925 0001575705-20-000206.hdr.sgml : 20200925 20200925212019 ACCESSION NUMBER: 0001575705-20-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200925 DATE AS OF CHANGE: 20200925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernandez-McGovern Nicole M. CENTRAL INDEX KEY: 0001589809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36492 FILM NUMBER: 201201843 MAIL ADDRESS: STREET 1: C/O AGEAGLE AERIAL SYSTEMS INC. STREET 2: 8863 E. 34TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AgEagle Aerial Systems Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 SOUTH 4TH STREET CITY: NEODESHA STATE: KS ZIP: 66757 BUSINESS PHONE: (620) 325-6363 MAIL ADDRESS: STREET 1: 117 SOUTH 4TH STREET CITY: NEODESHA STATE: KS ZIP: 66757 FORMER COMPANY: FORMER CONFORMED NAME: EnerJex Resources, Inc. DATE OF NAME CHANGE: 20060926 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 4 1 ownership.xml X0306 4 2020-06-30 0 0000008504 AgEagle Aerial Systems Inc. UAVS 0001589809 Fernandez-McGovern Nicole M. C/O AGEAGLE AERIAL SYSTEMS INC. 8863 E. 34TH STREET NORTH WICHITA KS 67226 0 1 0 0 Chief Financial Officer Common Stock, par value $0.001 2020-09-17 4 M 0 35000 0.06 A 105000 D Common Stock, par value $0.001 2020-09-17 4 S 0 35000 2.65 D 70000 D Options to purchase common stock, par value $0.001 per share 0.06 2020-09-17 4 M 0 35000 D 2027-10-02 Common Stock 35000 707533 D Options to purchase common stock, par value $0.001 per share 1.64 2020-06-30 4 J 0 12500 1.64 D 2023-09-29 Common Stock 12500 695033 D Options to purchase common stock, par value $0.001 per share 1.82 2020-06-30 4 J 0 12500 1.82 D 2023-06-29 Common Stock 12500 682533 D The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020. The options became exercisable and vested in equal installments over a two-year period. The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan. The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled in June 2020. /s/ Nicole Fernandez-McGovern 2020-09-25