0001575705-20-000183.txt : 20200911 0001575705-20-000183.hdr.sgml : 20200911 20200911164737 ACCESSION NUMBER: 0001575705-20-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernandez-McGovern Nicole M. CENTRAL INDEX KEY: 0001589809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36492 FILM NUMBER: 201171446 MAIL ADDRESS: STREET 1: C/O AGEAGLE AERIAL SYSTEMS INC. STREET 2: 8863 E. 34TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AgEagle Aerial Systems Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 SOUTH 4TH STREET CITY: NEODESHA STATE: KS ZIP: 66757 BUSINESS PHONE: (620) 325-6363 MAIL ADDRESS: STREET 1: 117 SOUTH 4TH STREET CITY: NEODESHA STATE: KS ZIP: 66757 FORMER COMPANY: FORMER CONFORMED NAME: EnerJex Resources, Inc. DATE OF NAME CHANGE: 20060926 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 4 1 ownership.xml X0306 4 2019-03-31 0 0000008504 AgEagle Aerial Systems Inc. UAVS 0001589809 Fernandez-McGovern Nicole M. C/O AGEAGLE AERIAL SYSTEMS INC. 8863 E. 34TH STREET NORTH WICHITA KS 67226 0 1 0 0 Chief Financial Officer Common Stock, par value $0.001 2020-09-08 4 M 0 35000 0.06 A 105000 D Common Stock, par value $0.001 2020-09-08 4 S 0 35000 2.58 D 70000 D Common Stock, par value $0.001 2020-04-13 4 A 0 70000 0 A 70000 D Options to purchase common stock, par value $0.001 per share 0.06 2020-09-08 4 M 0 35000 D 2027-10-02 Common Stock 35000 617533 D Options to purchase common stock, par value $0.001 per share 1.19 2020-06-30 4 A 0 12500 A 2024-06-29 Common Stock 12500 652533 D Options to purchase common stock, par value $0.001 per share 0.39 2020-03-31 4 A 0 12500 A 2024-03-30 Common Stock 12500 640.033 D Options to purchase common stock, par value $0.001 per share 0.45 2019-12-31 4 A 0 12500 A 2023-12-30 Common Stock 12500 627533 D Options to purchase common stock, par value $0.001 per share 0.31 2019-09-30 4 A 0 67500 A 2023-09-29 Common Stock 67500 615033 D Options to purchase common stock, par value $0.001 per share 0.29 2019-06-30 4 A 0 12500 A 2023-06-29 Common Stock 12500 527533 D Options to purchase common stock, par value $0.001 per share 0.41 2019-03-31 4 A 0 12500 A 2029-03-30 Common Stock 12500 515033 D The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020. The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.61. Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan. The options became exercisable and vested in equal installments over a two-year period. The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan. /s/ Nicole Fernandez-McGovern 2020-09-11