0001575705-20-000183.txt : 20200911
0001575705-20-000183.hdr.sgml : 20200911
20200911164737
ACCESSION NUMBER: 0001575705-20-000183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20200911
DATE AS OF CHANGE: 20200911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernandez-McGovern Nicole M.
CENTRAL INDEX KEY: 0001589809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36492
FILM NUMBER: 201171446
MAIL ADDRESS:
STREET 1: C/O AGEAGLE AERIAL SYSTEMS INC.
STREET 2: 8863 E. 34TH STREET NORTH
CITY: WICHITA
STATE: KS
ZIP: 67226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AgEagle Aerial Systems Inc.
CENTRAL INDEX KEY: 0000008504
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721]
IRS NUMBER: 880422242
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 117 SOUTH 4TH STREET
CITY: NEODESHA
STATE: KS
ZIP: 66757
BUSINESS PHONE: (620) 325-6363
MAIL ADDRESS:
STREET 1: 117 SOUTH 4TH STREET
CITY: NEODESHA
STATE: KS
ZIP: 66757
FORMER COMPANY:
FORMER CONFORMED NAME: EnerJex Resources, Inc.
DATE OF NAME CHANGE: 20060926
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP
DATE OF NAME CHANGE: 20000525
FORMER COMPANY:
FORMER CONFORMED NAME: AURORA CORP
DATE OF NAME CHANGE: 19990825
4
1
ownership.xml
X0306
4
2019-03-31
0
0000008504
AgEagle Aerial Systems Inc.
UAVS
0001589809
Fernandez-McGovern Nicole M.
C/O AGEAGLE AERIAL SYSTEMS INC.
8863 E. 34TH STREET NORTH
WICHITA
KS
67226
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.001
2020-09-08
4
M
0
35000
0.06
A
105000
D
Common Stock, par value $0.001
2020-09-08
4
S
0
35000
2.58
D
70000
D
Common Stock, par value $0.001
2020-04-13
4
A
0
70000
0
A
70000
D
Options to purchase common stock, par value $0.001 per share
0.06
2020-09-08
4
M
0
35000
D
2027-10-02
Common Stock
35000
617533
D
Options to purchase common stock, par value $0.001 per share
1.19
2020-06-30
4
A
0
12500
A
2024-06-29
Common Stock
12500
652533
D
Options to purchase common stock, par value $0.001 per share
0.39
2020-03-31
4
A
0
12500
A
2024-03-30
Common Stock
12500
640.033
D
Options to purchase common stock, par value $0.001 per share
0.45
2019-12-31
4
A
0
12500
A
2023-12-30
Common Stock
12500
627533
D
Options to purchase common stock, par value $0.001 per share
0.31
2019-09-30
4
A
0
67500
A
2023-09-29
Common Stock
67500
615033
D
Options to purchase common stock, par value $0.001 per share
0.29
2019-06-30
4
A
0
12500
A
2023-06-29
Common Stock
12500
527533
D
Options to purchase common stock, par value $0.001 per share
0.41
2019-03-31
4
A
0
12500
A
2029-03-30
Common Stock
12500
515033
D
The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.61.
Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.
The options became exercisable and vested in equal installments over a two-year period.
The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
/s/ Nicole Fernandez-McGovern
2020-09-11