0001181431-15-007487.txt : 20150526 0001181431-15-007487.hdr.sgml : 20150525 20150526171719 ACCESSION NUMBER: 0001181431-15-007487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150526 DATE AS OF CHANGE: 20150526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerJex Resources, Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 BUSINESS PHONE: 210-451-5545 MAIL ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helfert Lance W CENTRAL INDEX KEY: 0001407605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36492 FILM NUMBER: 15890229 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 4 1 rrd425299.xml FORM 4 X0306 4 2015-05-21 0 0000008504 EnerJex Resources, Inc. ENRJ 0001407605 Helfert Lance W 1205 COAST VILLAGE ROAD MONTECITO CA 93108 1 0 0 0 10% Series A Cumulative Redeemable Perpetual Preferred Stock 2015-05-21 4 S 0 33990 D 23000 I Shares held by Montecito Venture Partners, LLC Common Stock 11134 I Shares held in IRA rollover Common Stock 7328 I Shares held in Roth IRA Common Stock 3571 I Shares held in IRA Common Stock 2143 I Shares held in child's trust Common Stock 2143 I Shares held in child's trust Common Stock 2804 I Shares held by child Common Stock 2804 I Shares held by child Common Stock 439597 I Shares held by Montecito Venture Partners, LLC Montecito Venture Partners, LLC assigned shares of Registrant's 10% Series A Preferred Stock to satisfy certain payment conditions under an existing note. /s/ Lance Helfert 2015-04-28