0001181431-15-006584.txt : 20150506
0001181431-15-006584.hdr.sgml : 20150506
20150506171112
ACCESSION NUMBER: 0001181431-15-006584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150504
FILED AS OF DATE: 20150506
DATE AS OF CHANGE: 20150506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnerJex Resources, Inc.
CENTRAL INDEX KEY: 0000008504
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 880422242
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4040 BROADWAY, SUITE 508
CITY: SAN ANTONIO
STATE: TX
ZIP: 78209
BUSINESS PHONE: 210-451-5545
MAIL ADDRESS:
STREET 1: 4040 BROADWAY, SUITE 508
CITY: SAN ANTONIO
STATE: TX
ZIP: 78209
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP
DATE OF NAME CHANGE: 20000525
FORMER COMPANY:
FORMER CONFORMED NAME: AURORA CORP
DATE OF NAME CHANGE: 19990825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe R Atticus
CENTRAL INDEX KEY: 0001407604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36492
FILM NUMBER: 15838130
MAIL ADDRESS:
STREET 1: 2151 ALESSANDRO DRIVE
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
rrd424765.xml
FORM 4
X0306
4
2015-05-04
0
0000008504
EnerJex Resources, Inc.
ENRJ
0001407604
Lowe R Atticus
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
1
1
0
0
SVP Corporate Development
Common Stock
2015-05-04
4
J
0
3499201
0
D
0
I
Shares held by West Coast Opportunity Fund LLC
Common Stock
439597
I
Shares held by Montecito Venture Partners LLC
10% Series A Cumulative Redeemable Perpetual Preferred Stock
56990
I
Shares held by Montecito Venture Partners, LLC
Common Stock
2015-05-04
4
J
0
1417
0
A
1417
I
Shares held in Roth IRA
Common Stock
8572
I
Shares held in IRA
Common Stock
2015-05-04
4
J
0
2404
0
A
2404
I
Shares held by Rollover IRA
Common Stock
2015-05-04
4
J
0
1308
0
A
1308
D
The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934.
/s/ R. Atticus Lowe
2015-05-06