0001181431-15-006584.txt : 20150506 0001181431-15-006584.hdr.sgml : 20150506 20150506171112 ACCESSION NUMBER: 0001181431-15-006584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150504 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerJex Resources, Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 BUSINESS PHONE: 210-451-5545 MAIL ADDRESS: STREET 1: 4040 BROADWAY, SUITE 508 CITY: SAN ANTONIO STATE: TX ZIP: 78209 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe R Atticus CENTRAL INDEX KEY: 0001407604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36492 FILM NUMBER: 15838130 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 4 1 rrd424765.xml FORM 4 X0306 4 2015-05-04 0 0000008504 EnerJex Resources, Inc. ENRJ 0001407604 Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO CA 93108 1 1 0 0 SVP Corporate Development Common Stock 2015-05-04 4 J 0 3499201 0 D 0 I Shares held by West Coast Opportunity Fund LLC Common Stock 439597 I Shares held by Montecito Venture Partners LLC 10% Series A Cumulative Redeemable Perpetual Preferred Stock 56990 I Shares held by Montecito Venture Partners, LLC Common Stock 2015-05-04 4 J 0 1417 0 A 1417 I Shares held in Roth IRA Common Stock 8572 I Shares held in IRA Common Stock 2015-05-04 4 J 0 2404 0 A 2404 I Shares held by Rollover IRA Common Stock 2015-05-04 4 J 0 1308 0 A 1308 D The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc. Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers. West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934. /s/ R. Atticus Lowe 2015-05-06