-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MmTY2sV5vZU3QVJ6P7cmP3PHX8b1ijr8+qFq/ggJDq/oVvPzGiDJ2kn6/OLIhv78 L0hkm7FT2vmNcc5G7USZ8w== 0001179110-07-015684.txt : 20070801 0001179110-07-015684.hdr.sgml : 20070801 20070801105912 ACCESSION NUMBER: 0001179110-07-015684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070621 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe R Atticus CENTRAL INDEX KEY: 0001407604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 071014836 BUSINESS ADDRESS: BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helfert Lance W CENTRAL INDEX KEY: 0001407605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 071014837 BUSINESS ADDRESS: BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orfalea Paul J CENTRAL INDEX KEY: 0001407606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 071014835 BUSINESS ADDRESS: BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerJex Resources, Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7300 WEST 110TH STREET 2: 7TH FLOOR CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 913-693-4600 MAIL ADDRESS: STREET 1: 7300 WEST 110TH STREET 2: 7TH FLOOR CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001276537 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 071014839 BUSINESS ADDRESS: STREET 1: 2151 ALESSANDRO DR STREET 2: STE 100 CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: 8056535333 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DR STREET 2: STE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST OPPORTUNITY FUND LLC CENTRAL INDEX KEY: 0001405965 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 071014838 BUSINESS ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 4 1 edgar.xml FORM 4 - X0202 4 2007-06-21 0 0000008504 EnerJex Resources, Inc. EJXR 0001276537 WEST COAST ASSET MANAGEMENT INC 2151 ALESSANDRO DRIVE SUITE 100 VENTURA CA 93001 0 0 1 0 0001405965 WEST COAST OPPORTUNITY FUND LLC 2151 ALESSANDRO DRIVE SUITE 100 VENTURA CA 93001 0 0 1 0 0001407605 Helfert Lance W 2151 ALESSANDRO DRIVE SUITE 100 VENTURA CA 93001 0 0 1 0 0001407604 Lowe R Atticus 2151 ALESSANDRO DRIVE SUITE 100 VENTURA CA 93001 0 0 1 0 0001407606 Orfalea Paul J 2151 ALESSANDRO DRIVE SUITE 100 VENTURA CA 93001 0 0 1 0 Common Stock 2007-06-21 4 P 0 1500000 A 5000000 I By West Coast Opportunity Fund, LLC These securities are owned directly by West Coast Opportunity Fund, LLC and indirectly by West Coast Asset Management, Inc. (the managing member of West Coast Opportunity Fund, LLC), Paul J. Orfalea, Lance W. Helfert and R. Atticus Lowe (the members of the Investment Committee of West Coast Asset Management, Inc. who exercise shared voting and investment power over the shares). Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. The securities were acquired in connection with a secured note financing. The price of the common stock on the date of the transaction was $1.25. /s/ Linda Schuman, Attorney-in-Fact 2007-07-31 /s/ Linda Schuman, Attorney-in-Fact 2007-07-31 /s/ Linda Schuman, Attorney-in-Fact 2007-07-31 /s/ Linda Schuman, Attorney-in-Fact 2007-07-31 /s/ Linda Schuman, Attorney-in-Fact 2007-07-31 -----END PRIVACY-ENHANCED MESSAGE-----