-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lm20+Bw2UIOugXzk3vqlt1q6Lrp1cc1+Ye/ScXoJNCqZU/keT3D4DIUP9Xajmgam GcDrpsOZBqs90NymtCXVbg== 0000850309-96-000002.txt : 19960216 0000850309-96-000002.hdr.sgml : 19960216 ACCESSION NUMBER: 0000850309-96-000002 CONFORMED SUBMISSION TYPE: SC 13G/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHS FOOD & DRUG CENTERS INC CENTRAL INDEX KEY: 0000850309 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 870258768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40785 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 1550 S REDWOOD RD CITY: SALT LAKE CITY STATE: UT ZIP: 84104 BUSINESS PHONE: 8019741400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH RICHARD D CENTRAL INDEX KEY: 0000942641 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SMITHS FOOD & DRUG CENTERS INC STREET 2: 1550 REDWOOD ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84104 BUSINESS PHONE: 8019741400 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 [Amendment No. 006] Smith's Food & Drug Centers, Inc. (Name of Issuer) Class A and Class B Common Stock (Title of Class of Securities) CUSIP Number - Class A has no CUSIP Number and is not registered. CUSIP Number for Class B is 832388-10-2. Class A is convertible to Class B on a one-for-one basis. Check the following box if a fee is being paid with this statement [ ] CUSIP No: Class A has no CUSIP Number and is not registered. CUSIP Number for Class B is 832388-10-2. Class A is convertible to Class B on a one-for-one basis. - ------------------------------------------------------------------ 1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons .... Richard D. Smith S.S.####-##-#### - ------------------------------------------------------------------ 2) Check the Appropriate Row if a Member of a Group (a) (b) - ------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------ 4) Citizenship or Place of Organization .... USA - ------------------------------------------------------------------ 5) Sole Voting Power .... 2,238,059 shares of Class B, as converted - ------------------------------------------------------------------ 6) Shared Voting Power .... 11,742 shares of Class B, as converted - ------------------------------------------------------------------ 7) Sole Dispositive Power .... 2,238,059 shares of Class B, as converted - ------------------------------------------------------------------ 8) Shared Dispositive Power .... 11,742 shares of Class B, as converted - ------------------------------------------------------------------ 9) Aggregate Amount Beneficially Owned by Each Reporting Person .... 2,249,801 shares of Class B, as converted - ------------------------------------------------------------------ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares - ------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row 9 .. 14.3% of Class B - ------------------------------------------------------------------ 12) Type of Reporting Person .... IN - ------------------------------------------------------------------ Item 1(a) Name of Issuer: Smith's Food & Drug Centers, Inc. - ------------------------------------------------------------------ Item 1(b) Address of Issuer's Principal Executive Offices: 1550 South Redwood Road Salt Lake City, Utah 84104 - ------------------------------------------------------------------ Item 2(a) Name of Person Filing: Richard D. Smith - ------------------------------------------------------------------ Item 2(b) Address of Principal Business Office or, if None, Residence: c/o Smith's Food & Drug Centers, Inc. 1550 South Redwood Road Salt Lake City, Utah 84104 - ------------------------------------------------------------------ Item 2(c) Citizenship: USA - ------------------------------------------------------------------ Item 2(d) Title of Class of Securities: Class A Common Stock (Convertible to Class B stock on a one-for-one basis) - ------------------------------------------------------------------ Item 2(e) CUSIP Number: Class A Common Stock has no CUSIP Number. CUSIP Number for Class B Common Stock is 832388-10-2. - ------------------------------------------------------------------ Item 3 N/A - ------------------------------------------------------------------ Item 4 Ownership (a) Amount Beneficially Owned: 2,249,801 shares of Class B, as converted (b) Percent of Class: 14.3% of Class B (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,238,059 shares of Class B, as converted (ii) shared power to vote or to direct the vote 11,742 shares of Class B, as converted (iii) sole power to dispose or to direct the disposition of 2,238,059 shares of Class B, as converted (iv) shared power to dispose or to direct the disposition of 11,742 shares of Class B, as converted - ------------------------------------------------------------------ Item 5 Ownership of Five Percent or Less of a Class N/A - ------------------------------------------------------------------ Item 6 Ownership of More than Five Percent on Behalf of Another Person N/A - ------------------------------------------------------------------ Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A - ------------------------------------------------------------------ Item 8 Identification and Classification of Members of the Group N/A - ------------------------------------------------------------------ Item 9 Notice of Dissolution of Group N/A - ------------------------------------------------------------------ Item 10 Certification N/A - ------------------------------------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1996 /S/ Richard D. Smith __________________________________ /S/ Michael C. Frei by: ______________________________ Attorney-in-Fact (Signature) Richard D. Smith (Name) -----END PRIVACY-ENHANCED MESSAGE-----