0001539497-19-000318.txt : 20190221 0001539497-19-000318.hdr.sgml : 20190221 20190221160121 ACCESSION NUMBER: 0001539497-19-000318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190119 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Richard A CENTRAL INDEX KEY: 0001480981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10299 FILM NUMBER: 19621790 MAIL ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 112 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOOT LOCKER, INC. CENTRAL INDEX KEY: 0000850209 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 133513936 STATE OF INCORPORATION: NY FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 330 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 2127203700 MAIL ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 330 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FOOT LOCKER INC DATE OF NAME CHANGE: 20011102 FORMER COMPANY: FORMER CONFORMED NAME: VENATOR GROUP INC DATE OF NAME CHANGE: 19980622 FORMER COMPANY: FORMER CONFORMED NAME: WOOLWORTH CORPORATION DATE OF NAME CHANGE: 19920703 4 1 ownership.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2019-01-19 0 0000850209 FOOT LOCKER, INC. FL 0001480981 Johnson Richard A FOOT LOCKER, INC. 330 WEST 34TH STREET NEW YORK NY 10001 1 1 0 0 President & CEO Common Stock 2019-02-19 4 M 0 6400 15.10 A 271597 D Common Stock 2019-02-19 4 S 0 6400 60.0051 D 265197 D Common Stock 2019-02-20 4 M 0 73600 15.10 A 338797 D Common Stock 2019-02-20 4 S 0 73600 60.0075 D 265197 D Common Stock 25123 D Common Stock 4274.0664 I 401(k) Plan Employee Stock Option (right to buy) 15.10 2019-02-19 4 M 0 6400 0 D 2011-03-23 2020-03-23 Common Stock 80000 73600 D Employee Stock Option (right to buy) 15.10 2019-02-20 4 M 0 73600 0 D 2011-03-23 2020-03-23 Common Stock 73600 0 D The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. Includes 421 shares previously acquired through the Employees Stock Purchase Plan. The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.02, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.0246, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Option granted on March 23, 2010 and became exercisable in three equal annual installments, beginning March 23, 2011, which is the first anniversary of the date of grant. Anthony D. Foti, Attorney-in-Fact for Richard A. Johnson 2019-02-21