-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IcEF9RMjzIF8bj9FcrYZnNJhfuyuKzCCEsV/TXcr4AnBsJdfiaJ3EmJo7mTRGKwL 7Fi4X5vy7H/HwhtHu5PjVw== 0001240151-06-000099.txt : 20061107 0001240151-06-000099.hdr.sgml : 20061107 20061107171048 ACCESSION NUMBER: 0001240151-06-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060710 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOOT LOCKER INC CENTRAL INDEX KEY: 0000850209 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 133513936 STATE OF INCORPORATION: NY FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: FOOT LOCKER INC. STREET 2: 112 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 2127204477 MAIL ADDRESS: STREET 1: FOOT LOCKER INC. STREET 2: 112 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10120 FORMER COMPANY: FORMER CONFORMED NAME: VENATOR GROUP INC DATE OF NAME CHANGE: 19980622 FORMER COMPANY: FORMER CONFORMED NAME: WOOLWORTH CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MINA RICK CENTRAL INDEX KEY: 0001216973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10299 FILM NUMBER: 061194709 BUSINESS ADDRESS: STREET 1: C/O FOOT LOCKER INC STREET 2: 112 WEST 34TH ST CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 2127203700 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-07-10 0000850209 FOOT LOCKER INC FL 0001216973 MINA RICK FOOT LOCKER, INC. 112 WEST 34TH STREET NEW YORK, NY 10120 0 0 0 1 Pres. and CEO - U.S.A. Common Stock 2006-07-10 4 J 0 30000 0 D 235586 D Common Stock 156.675 I 401(k) Plan Employee stock option (right to buy) 22.1875 2006-07-10 4 J 0 6000 0 D 1998-04-09 2007-04-09 Common Stock 6000 12000 D Employee stock option (right to buy) 11.3125 2006-07-10 4 J 0 10919 0 D 2001-04-12 2010-04-12 Common Stock 10919 21838 D Employee stock option (right to buy) 12.985 2006-07-10 4 J 0 25000 0 D 2002-04-11 2011-04-11 Common Stock 25000 50000 D Employee stock option (right to buy) 16.02 2006-07-10 4 J 0 25000 0 D 2003-04-18 2012-04-18 Common Stock 25000 50000 D Employee stock option (right to buy) 10.065 2006-07-10 4 J 0 50000 0 D 2004-02-02 2013-02-02 Common Stock 50000 100000 D Transfer of shares to spouse on October 31, 2006 in connection with the Matrimonial Settlement Agreement between reporting person and his spouse executed on July 10, 2006. Executive disclaims beneficial ownership of such shares following transfer. Transfer of shares to spouse on October 31, 2006 in connection with the Matrimonial Settlement Agreement between reporting person and his spouse executed on July 10, 2006. Includes 58 shares acquired on June 1, 2006 through the Employees Stock Purchase Plan. Pursuant to a Matrimonial Settlement Agreement between reporting person and his spouse executed on July 10, 2006, the reporting person is obligated to transfer the economic benefit of 50% of his stock options that were vested as of 2/3/06, to exercise such options solely at the direction of his spouse, and to deliver either the shares or the cash proceeds, net of withholding taxes, to his spouse. The number of shares reflected in Column 5 represents 50% of the reporting person's vested options from the individual grants as of 2/3/06. The number of shares reflected in Column 9 represents the total number of shares outstanding from such grant, inclusive of the shares in Column 5. Option granted on 4/9/97 and became exercisable in three equal annual installments, beginning 4/9/98. See footnote #4 above. Option granted on 4/12/00 and became exercisable in three equal annual installments, beginning 4/12/01. See footnote #4 above. Option granted on 4/11/01 and became exercisable in three equal annual installments, beginning 4/11/02. See footnote #4 above. Option granted on 4/18/02 and became exercisable in three equal annual installments, beginning 4/18/03. See footnote #4 above. Option granted on 2/2/03 and became exercisable in three equal annual installments, beginning 2/2/04. Sheilagh M. Clarke, Attorney-in-Fact for Rick Mina 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----