0001062993-20-005586.txt : 20201112 0001062993-20-005586.hdr.sgml : 20201112 20201112163539 ACCESSION NUMBER: 0001062993-20-005586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Richard A CENTRAL INDEX KEY: 0001480981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10299 FILM NUMBER: 201307329 MAIL ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 112 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOOT LOCKER, INC. CENTRAL INDEX KEY: 0000850209 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 133513936 STATE OF INCORPORATION: NY FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 330 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 2127203700 MAIL ADDRESS: STREET 1: FOOT LOCKER, INC. STREET 2: 330 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FOOT LOCKER INC DATE OF NAME CHANGE: 20011102 FORMER COMPANY: FORMER CONFORMED NAME: VENATOR GROUP INC DATE OF NAME CHANGE: 19980622 FORMER COMPANY: FORMER CONFORMED NAME: WOOLWORTH CORPORATION DATE OF NAME CHANGE: 19920703 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-11-09 0000850209 FOOT LOCKER, INC. FL 0001480981 Johnson Richard A 330 WEST 34TH STREET NEW YORK NY 10001 1 1 0 0 President & CEO Common Stock 2020-11-09 4 M 0 66630 18.84 A 332914 D Common Stock 2020-11-09 4 S 0 66630 40.57 D 266284 D Common Stock 2020-10-05 5 G 0 E 11571 0 D 254713 D Common Stock 163863 D Common Stock 4505.7323 I 401(K) Plan Employee Stock Option (right to buy) 18.84 2020-11-09 4 M 0 66630 0 D 2012-03-23 2021-03-23 Common Stock 66630 13370 D The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. Includes 626 shares purchased through the Employees Stock Purchase Plan, dated June 1, 2020. The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $41.33, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Stock Option granted on March 23, 2011 and became exercisable in three equal installments, beginning March 23, 2012. Anthony D. Foti, Attorney-in-Fact for Richard A. Johnson 2020-11-12