-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTbY7egFxfmIuhTKMZw32itSA6A7szzXxXOM755/aV9nb+R2g5wv9+hssbMZDIv3 MxJQtiSWQFrc2rXHtfbv7w== 0001193125-10-226902.txt : 20101008 0001193125-10-226902.hdr.sgml : 20101008 20101008161539 ACCESSION NUMBER: 0001193125-10-226902 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101006 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORACE MANN EDUCATORS CORP /DE/ CENTRAL INDEX KEY: 0000850141 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 370911756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10890 FILM NUMBER: 101116281 BUSINESS ADDRESS: STREET 1: 1 HORACE MANN PLZ CITY: SPRINGFIELD STATE: IL ZIP: 62715-0001 BUSINESS PHONE: 2177892500 MAIL ADDRESS: STREET 1: 1 HORACE MANN PLZ CITY: SPRINGFIELD STATE: IL ZIP: 62715-0001 FORMER COMPANY: FORMER CONFORMED NAME: HORACE MANN EDUCATORS CORP DATE OF NAME CHANGE: 19920108 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report:     October 6, 2010

 

HORACE MANN EDUCATORS CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware   1-10890   37-0911756
(State of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)

 

1 Horace Mann Plaza, Springfield, Illinois 62715-0001

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: 217-789-2500

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


Forward-looking Information

Statements included in the accompanying press release that state Horace Mann Educators Corporation’s (the “Company”) or its management’s intentions, hopes, beliefs, expectations or predictions of future events or the Company’s future financial performance are forward-looking statements and involve known and unknown risks, uncertainties and other factors. Horace Mann is not under any obligation to (and expressly disclaims any such obligation to) update or revise any forward-looking statements, whether as a result of new information, future events or otherwise. It is important to note that the Company’s actual results could differ materially from those projected in such forward-looking statements. Please refer to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2010 and the Company’s past and future filings and reports filed with the Securities and Exchange Commission for information concerning the important factors that could cause actual results to differ materially from those in forward-looking statements.

Item 5.02:    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On October 6, 2010, the Company issued a press release announcing the appointments of Peter H. Heckman as its President and Chief Executive Officer and Dwayne D. Hallman as its Chief Financial Officer, both effective October 6, 2010. That press release is included as Exhibit 99.1 to the Company’s Current Report on Form 8-K filed with the SEC on October 6, 2010.

With the promotion of Mr. Heckman to CEO, his annualized salary was adjusted to $550,000.00, his target Annual Incentive Plan opportunity was adjusted to 70% of base salary, and his target Long-term Incentive Plan opportunity remains unchanged.

With the promotion of Mr. Hallman to CFO, his annualized salary was adjusted to $320,000.00, his target Annual Incentive Plan opportunity was adjusted to 50% of base salary, and his target Long-term Incentive Plan opportunity remains unchanged.

 

Item 9.01: Financial Statements and Exhibits

 

  (d)

Exhibits.

  10.1

Summary of Horace Mann Educators Corporation Named Executive Officer Annualized Salaries.

 

1


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

HORACE MANN EDUCATORS CORPORATION
By:   /s/ Bret A. Conklin
 

Name: Bret A. Conklin

Title:    Senior Vice President & Controller

            (Principal Accounting Officer)

 

 

Date: October 8, 2010

 

2

EX-10.1 2 dex101.htm SUMMARY OF NAMED EXECUTIVE OFFICER ANNUALIZED SALARIES Summary of Named Executive Officer Annualized Salaries

Exhibit 10.1

 

Summary of Horace Mann Educators Corporation

Named Executive Officer Annualized Salaries

The table below summarizes the annualized salaries of Horace Mann Educators Corporation’s (the “Company”) Chief Executive Officer and the other three highest compensated Executive Officers, as defined in the Company’s Proxy Statement for the 2010 Annual Meeting of Shareholders (collectively the “Named Executive Officers”), as well as the individual appointed as Chief Financial Officer effective October 6, 2010. These salaries may be changed at any time at the discretion of the Compensation Committee and/or Board of Directors of the Company. These salaries do not include short-term and long-term incentive compensation amounts, the Company’s contributions to defined contribution plans and the Company’s contributions to other employee benefit programs on behalf of these individuals.

 

 

Named Executive Officer

  

Annualized Salary

Peter H. Heckman

President and Chief Executive Officer

  

$550,000.00

Dwayne D. Hallman

Executive Vice President and Chief Financial Officer

  

$320,000.00

Stephen P. Cardinal

Executive Vice President and Chief Marketing Officer

  

$388,000.00

Thomas C. Wilkinson

Executive Vice President, Property and Casualty

  

$312,000.00

Brent H. Hamann

Senior Vice President, Annuity & Life

  

$245,500.00

 

Last revision date: October 6, 2010

 

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