0001736749-18-000005.txt : 20180711 0001736749-18-000005.hdr.sgml : 20180711 20180711173028 ACCESSION NUMBER: 0001736749-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180709 FILED AS OF DATE: 20180711 DATE AS OF CHANGE: 20180711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMS LUKE E CENTRAL INDEX KEY: 0001038238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05807 FILM NUMBER: 18949279 MAIL ADDRESS: STREET 1: 225 E. MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE CAPITAL GROWTH FUND, INC. CENTRAL INDEX KEY: 0000850027 IRS NUMBER: 311274796 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 EAST MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-1107 MAIL ADDRESS: STREET 1: 225 EAST MASON STREET STREET 2: SUITE 802 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NAIC GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BETTER INVESTING FUND INC DATE OF NAME CHANGE: 19890716 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-09 0 0000850027 EAGLE CAPITAL GROWTH FUND, INC. GRF 0001038238 SIMS LUKE E 225 E. MASON STREET SUITE 802 MILWAUKEE WI 53202 1 1 0 0 President & CEO Common Stock 2018-07-09 4 S 0 5000 7.9712 D 326786 D Common Stock 11389 I By Spouse The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise. Carrie Leahy, Attorney-in-Fact by Power of Attorney 2018-07-11