0000850027-12-000015.txt : 20120921 0000850027-12-000015.hdr.sgml : 20120921 20120921091921 ACCESSION NUMBER: 0000850027-12-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120920 FILED AS OF DATE: 20120921 DATE AS OF CHANGE: 20120921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMS LUKE E CENTRAL INDEX KEY: 0001038238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05807 FILM NUMBER: 121103231 MAIL ADDRESS: STREET 1: 777 E WISCONSIN AVE STREET 2: STE 3700 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE CAPITAL GROWTH FUND, INC. CENTRAL INDEX KEY: 0000850027 IRS NUMBER: 311274796 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 E. WISCONSIN AVE., SUITE 120 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-1107 MAIL ADDRESS: STREET 1: 205 E. WISCONSIN AVE., SUITE 120 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NAIC GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BETTER INVESTING FUND INC DATE OF NAME CHANGE: 19890716 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-20 0 0000850027 EAGLE CAPITAL GROWTH FUND, INC. GRF 0001038238 SIMS LUKE E 777 E WISCONSIN AVE STE 3700 MILWAUKEE WI 53202 1 1 0 0 President and CEO Common Stock 2012-09-20 4 P 0 6523 6.86 A 271755 D Common Stock 2012-09-20 4 P 0 2000 6.89 A 273755 D Common Stock 11389 I By Spouse The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purpose of Section 16 or otherwise. /s/ Fred B. Green, as attorney-in-fact 2012-09-21