-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ARjVx9UmC3Z+Sct3wUQgf3r44Ym1P4BviLhN0GIFwnmqRMUA99pmQ8X5T1uNSykH JmHbXFhRDj5vc9cdCku0rQ== 0000850027-09-000012.txt : 20091102 0000850027-09-000012.hdr.sgml : 20091102 20091102120426 ACCESSION NUMBER: 0000850027-09-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091028 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims David C CENTRAL INDEX KEY: 0001401612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05807 FILM NUMBER: 091150302 MAIL ADDRESS: STREET 1: 205 E WISCONSIN AVENUE SUITE 120 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE CAPITAL GROWTH FUND, INC. CENTRAL INDEX KEY: 0000850027 IRS NUMBER: 311274796 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 E. WISCONSIN AVE., SUITE 120 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-1107 MAIL ADDRESS: STREET 1: 205 E. WISCONSIN AVE., SUITE 120 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NAIC GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BETTER INVESTING FUND INC DATE OF NAME CHANGE: 19890716 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-10-28 0 0000850027 EAGLE CAPITAL GROWTH FUND, INC. GRF 0001401612 Sims David C 205 E WISCONSIN AVENUE SUITE 120 MILWAUKEE WI 53202 0 1 0 0 CFO and COO Common Stock 2009-10-28 4 L 0 100 5.6 A 25215 D Common Stock 2009-10-30 4 P 0 2000 5.6 A 27215 D Common Stock 31620 I By Brother The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise. /s/ Fred B. Green, as attorney-in-fact 2009-11-02 -----END PRIVACY-ENHANCED MESSAGE-----