0001628280-20-002778.txt : 20200303 0001628280-20-002778.hdr.sgml : 20200303 20200303162201 ACCESSION NUMBER: 0001628280-20-002778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLOTT ANTHONY J CENTRAL INDEX KEY: 0001199503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22117 FILM NUMBER: 20682579 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILGAN HOLDINGS INC CENTRAL INDEX KEY: 0000849869 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 061269834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039757110 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 wf-form4_158327050429431.xml FORM 4 X0306 4 2020-02-28 0 0000849869 SILGAN HOLDINGS INC SLGN 0001199503 ALLOTT ANTHONY J C/O SILGAN HOLDINGS INC. 4 LANDMARK SQUARE, SUITE 400 STAMFORD CT 06901 1 1 0 0 Chairman of the Board and CEO Common Stock 2020-02-28 4 A 0 285000 A 1087457 D Common Stock 2020-03-01 4 F 0 71126 28.525 D 1016331 D Common Stock 2020-03-01 4 A 0 40800 A 1057131 D On March 1, 2019, the reporting person was granted 285,000 restricted stock units under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan, as amended, subject to the satisfaction of certain performance criteria for the Issuer's 2019 fiscal year. The performance criteria for the Issuer's 2019 fiscal year was determined to have been met upon the finalization of the Issuer's audited financial statements for 2019. Accordingly, these restricted stock units are no longer subject to cancellation. These restricted stock units vest ratably over a 3 year period beginning on March 1, 2020 and will be settled in shares of Common Stock on a 1-for-1 basis upon vesting. These securities are restricted stock units that were granted on March 1, 2020 under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan, as amended. These restricted stock units vest ratably over a 5 year period beginning on March 1, 2021 and will be settled in shares of Common Stock on a 1-for-1 basis upon vesting. This amount includes 347,420 restricted stock units that are not yet vested that have been granted under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan, as amended. Upon vesting, these restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis. /s/ Anthony J. Allott 2020-03-03