0001140361-11-051176.txt : 20111101 0001140361-11-051176.hdr.sgml : 20111101 20111101160924 ACCESSION NUMBER: 0001140361-11-051176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111028 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN FRANK W III CENTRAL INDEX KEY: 0001199506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22117 FILM NUMBER: 111171539 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILGAN HOLDINGS INC CENTRAL INDEX KEY: 0000849869 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 061269834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039757110 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0304 4 2011-10-28 0 0000849869 SILGAN HOLDINGS INC SLGN 0001199506 HOGAN FRANK W III SILGAN HOLDINGS INC. 4 LANDMARK SQUARE, SUITE 400 STAMFORD CT 06901 0 1 0 0 Sr. V.P., Gen. Counsel & Sec. Common Stock 2011-10-28 4 M 0 2592 10.5538 A 95569 D Common Stock 2011-10-28 4 S 0 2592 38.5042 D 92977 D Nonqualified options to purchase Common Stock 10.5538 2011-10-28 4 M 0 2592 10.5538 A 2012-05-02 Common Stock 2592 0 D The range of sales prices for 10/28/2011 was $38.50 - $38.52. The reporting person undertakes to provide, upon request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. The amount of securities beneficially owned includes 67,380 restricted stock units granted under the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended, which upon vesting will be settled in shares of Common Stock of Silgan Holdings Inc. on a 1-for-1 basis. These options were granted on 05/03/2002 and vested ratably over a five year period beginning on 05/03/2003. All of these options were exercisable prior to the transactions reported on this Form 4. /s/ Frank W. Hogan, III 2011-11-01