0000849869-20-000055.txt : 20200611 0000849869-20-000055.hdr.sgml : 20200611 20200611162349 ACCESSION NUMBER: 0000849869-20-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200609 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORRIGAN D GREG CENTRAL INDEX KEY: 0001199501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22117 FILM NUMBER: 20957449 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILGAN HOLDINGS INC CENTRAL INDEX KEY: 0000849869 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 061269834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039757110 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 wf-form4_159190701239802.xml FORM 4 X0306 4 2020-06-09 0 0000849869 SILGAN HOLDINGS INC SLGN 0001199501 HORRIGAN D GREG C/O SILGAN HOLDINGS INC. 4 LANDMARK SQUARE, SUITE 400 STAMFORD CT 06901 1 0 1 0 Common Stock 2020-06-09 4 A 0 3253 A 9067623 D Common Stock 2808808 I By GRAT Common Stock 1233584 I By Horrigan Family Limited Partnership Common Stock 34634 I By Trust Common Stock 1079072 I By Trust These securities are restricted stock units that were granted on June 9, 2020 pursuant to the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan, as amended, and become fully vested on the date of the next annual meeting of stockholders of Silgan Holdings Inc. These restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis upon vesting. These shares of Common Stock are owned by grantor retained annuity trusts of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares. The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares. These shares of Common Stock are owned by a revocable family trust of which the reporting person is the trustee with sole voting and dispositive power over the shares. Since the reporting person's last report, 1,079,072 shares of Common Stock, which were indirectly beneficially owned by the reporting person through a grantor retained annuity trust, were transferred by such grantor retained annuity trust to a family trust of which the reporting person's spouse is a trustee and are now included in the amount of securities indirectly beneficially owned by the reporting person through such trust. These shares of Common Stock are owned by a family trust of which the reporting person's spouse is a trustee with voting and dispositive power over the shares, and as a result of which the reporting person may be deemed to have shared voting and dispositive power over the shares. /s/ Frank W. Hogan, III, Attorney-in-fact for D. Greg Horrigan 2020-06-11