0000849854-21-000003.txt : 20210218 0000849854-21-000003.hdr.sgml : 20210218 20210218155010 ACCESSION NUMBER: 0000849854-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 EFFECTIVENESS DATE: 20210218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 21649399 BUSINESS ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 105 CENTRAL WAY STE 206 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 20120813 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 12-31-2020 12-31-2020 STRATEGIC WEALTH MANAGEMENT INC

105 CENTRAL WAY STE 206 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 02-18-2021 1 68 162823 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 swm201231sec13f.xml AECOM COM 00766T100 869 17447 SH SOLE 17447 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2703 29475 SH SOLE 29475 0 0 ALTERYX INC COM CL A 02156B103 1515 12437 SH SOLE 12437 0 0 ALTRIA GROUP INC COM 02209S103 12 300 SH SOLE 300 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 2367 280168 SH SOLE 280168 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11 47 SH SOLE 47 0 0 BLACKROCK INC COM 09247X101 29 40 SH SOLE 40 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 69 1070 SH SOLE 1070 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3332 263022 SH SOLE 263022 0 0 BROADCOM INC COM 11135F101 2091 4776 SH SOLE 4776 0 0 COCA COLA CO COM 191216100 9 170 SH SOLE 170 0 0 COGNEX CORP COM 192422103 1047 13046 SH SOLE 13046 0 0 CORNING INC COM 219350105 1406 39069 SH SOLE 39069 0 0 CUMMINS INC COM 231021106 669 2945 SH SOLE 2945 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2576 416881 SH SOLE 416881 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2721 138911 SH SOLE 138911 0 0 FS KKR CAP CORP COM 302635206 2160 130453 SH SOLE 130453 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 3650 17197 SH DFND 17197 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 5151 99785 SH DFND 99785 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 14890 248002 SH DFND 248002 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 300 5000 SH SOLE 5000 0 0 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 2081 107926 SH SOLE 107926 0 0 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 4489 160913 SH SOLE 160913 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 387 14047 SH SOLE 14047 0 0 HOME DEPOT INC COM 437076102 1196 4504 SH SOLE 4504 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 2368 46737 SH SOLE 46737 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2746 8753 SH DFND 8753 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 4035 39028 SH SOLE 39028 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 3566 34700 SH SOLE 34700 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4677 29649 SH SOLE 29649 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2634 30491 SH SOLE 30491 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2882 28080 SH DFND 28080 0 0 ISHARES TR AGENCY BOND ETF 464288166 1267 10599 SH SOLE 10599 0 0 ISHARES TR U.S. MED DVC ETF 464288810 3637 11113 SH SOLE 11113 0 0 ISHARES U S ETF TR INOVATIV HLTCR 46431W622 3287 101575 SH SOLE 101575 0 0 ISHARES TR GENOMICS IMMUN 46435U192 2090 45501 SH SOLE 45501 0 0 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 5604 201230 SH DFND 201230 0 0 LOCKHEED MARTIN CORP COM 539830109 415 1170 SH SOLE 1170 0 0 LORDSTOWN MOTORS CORP COM CL A 54405Q100 58 2895 SH SOLE 2895 0 0 MICROSOFT CORP COM 594918104 69 308 SH SOLE 308 0 0 NORTHROP GRUMMAN CORP COM 666807102 357 1170 SH SOLE 1170 0 0 NVIDIA CORPORATION COM 67066G104 1264 2420 SH SOLE 2420 0 0 OSI ETF TR OSHS GBL INTER 67110P704 4829 88962 SH SOLE 88962 0 0 PEPSICO INC COM 713448108 10 66 SH SOLE 66 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 5016 189794 SH SOLE 189794 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1843 223706 SH SOLE 223706 0 0 PULTE GROUP INC COM 745867101 1374 31867 SH SOLE 31867 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6 90 SH SOLE 90 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3120 41473 SH SOLE 41473 0 0 ROCKWELL AUTOMATION INC COM 773903109 877 3498 SH SOLE 3498 0 0 SPDR GOLD TR GOLD SHS 78463V107 3362 18850 SH DFND 18850 0 0 SPDR GOLD TR GOLD SHS 78463V107 2009 11261 SH SOLE 11261 0 0 SPDR SER TR S&P BIOTECH 78464A870 1865 13249 SH DFND 13249 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 14358 279400 SH SOLE 279400 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2615 23055 SH DFND 23055 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 79 695 SH SOLE 695 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5098 75586 SH DFND 75586 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5547 34503 SH DFND 34503 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3354 53496 SH DFND 53496 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1488 9731 SH SOLE 9731 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2746 25185 SH SOLE 25185 0 0 TARGET CORP COM 87612E106 25 140 SH SOLE 140 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1331 21600 SH SOLE 21600 0 0 VENTAS INC COM 92276F100 242 4944 SH SOLE 4944 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 758 12894 SH SOLE 12894 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1109 4693 SH SOLE 4693 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2587 48278 SH SOLE 48278 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 489 42669 SH SOLE 42669 0 0