0000849854-20-000003.txt : 20200423 0000849854-20-000003.hdr.sgml : 20200423 20200423152747 ACCESSION NUMBER: 0000849854-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 20810841 BUSINESS ADDRESS: STREET 1: 5400 CARILLON POINT STREET 2: BLDG 5000 4TH FL CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 5400 CARILLON POINT STREET 2: BLDG 5000 4TH FL CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 20120813 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 03-31-2020 03-31-2020 STRATEGIC WEALTH MANAGEMENT INC

5400 CARILLON POINT BLDG 5000 4TH FL KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 04-23-2020 1 23 75483 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 swm200331sec13f.xml Akre Focus Instl EQ FUND 742935125 19456 480044 SH SOLE 480044 0 0 Buffalo Discovery Fund Institu EQ FUND 119530707 1952 98036 SH SOLE 98036 0 0 Harbor Capital Appreciation EQ FUND 411511504 14220 212904 SH SOLE 212904 0 0 OneSource Annuity Janus Aspen ANNUITY 999999999 237 10788 SH SOLE 10788 0 0 Consumer Discretionary SPDR ETF 81369Y407 5072 51715 SH DFND 1 51715 0 0 Fidelity MSCI Consumer Dis Ind ETF 316092204 2007 53167 SH DFND 1 53167 0 0 First Trust Consumer Staples E ETF 33734X119 2051 51309 SH DFND 1 51309 0 0 First Trust Internet Index ETF ETF 33733E302 6506 52583 SH DFND 1 52583 0 0 Invesco QQQ Trust ETF 73935A104 3177 16685 SH DFND 1 16685 0 0 SPDR S&P ETF 78462F103 1640 6362 SH DFND 1 6362 0 0 iShares US Aerospace & Defense ETF 464288760 3248 22582 SH SOLE 22582 0 0 Altria Group COM 02209S103 580 15000 SH SOLE 15000 0 0 American Express COM 025816109 368 4300 SH SOLE 4300 0 0 Berkshire Hath Hld B COM 084670702 3293 18012 SH SOLE 18012 0 0 Blackstone Group COM 09253U108 2421 53128 SH SOLE 53128 0 0 Cisco Systems COM 17275R102 590 15017 SH SOLE 15017 0 0 Coca-Cola COM 191216100 355 8020 SH SOLE 8020 0 0 Icahn Enterprises COM 451100101 2304 47589 SH SOLE 47589 0 0 PepsiCo COM 713448108 362 3011 SH SOLE 3011 0 0 Target COM 87612E106 465 5003 SH SOLE 5003 0 0 Verizon COM 92343V104 759 14134 SH SOLE 14134 0 0 Wells Fargo COM 949746101 433 15071 SH SOLE 15071 0 0 Wisdom Tree US Quality Div. Gr COM 97717X669 3987 102466 SH DFND 1 102466 0 0