0000849854-15-000005.txt : 20151026 0000849854-15-000005.hdr.sgml : 20151026 20151026162923 ACCESSION NUMBER: 0000849854-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 EFFECTIVENESS DATE: 20151026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 151175347 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0000849854 XXXXXXXX 09-30-2015 09-30-2015 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 10-26-2015 1 20 54678 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 150930SWMSEC13f.xml Consumer Discretionary SPDR ETF 81369Y407 32 433 SH SOLE 433 0 0 Consumer Discretionary SPDR ETF 81369Y407 3644 49077 SH DFND 01 49077 0 0 Consumer Staples Select Sector ETF 81369Y308 53 1132 SH SOLE 1132 0 0 Consumer Staples Select Sector ETF 81369Y308 6042 128029 SH DFND 01 128029 0 0 Health Care Select Sector SPDR ETF 81369Y209 50 753 SH SOLE 753 0 0 Health Care Select Sector SPDR ETF 81369Y209 5639 85139 SH DFND 01 85139 0 0 PowerShares QQQ ETF 73935A104 63 615 SH SOLE 615 0 0 PowerShares QQQ ETF 73935A104 7077 69549 SH DFND 01 69549 0 0 Technology Select Sector SPDR ETF 81369Y803 42 1070 SH SOLE 1070 0 0 Technology Select Sector SPDR ETF 81369Y803 4777 120949 SH DFND 01 120949 0 0 iShares Russell Midcap Value I ETF 464287473 32 482 SH SOLE 482 0 0 iShares Russell Midcap Value I ETF 464287473 3637 54217 SH DFND 01 54217 0 0 iShares S&P Value ETF 464287408 3517 41851 SH SOLE 41851 0 0 PowerShares Preferred ETF 73936T565 54 3733 SH SOLE 3733 0 0 PowerShares Preferred ETF 73936T565 6140 421146 SH DFND 01 421146 0 0 iShares Nasdaq Biotechnology ETF 464287556 37 123 SH SOLE 123 0 0 iShares Nasdaq Biotechnology ETF 464287556 4276 14097 SH DFND 01 14097 0 0 Deutsche Bank X-Trackers MSCI ETF 233051507 2625 72000 SH SOLE 72000 0 0 Deutsche X-trackers MSCI EAFE ETF 233051200 61 2335 SH SOLE 2335 0 0 Deutsche X-trackers MSCI EAFE ETF 233051200 6877 263693 SH DFND 01 263693 0 0