-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvA97kwDJ6rbEad0muX8p5FOj4LnDIyhZ2IdCf/WGFVQzu8CjugwaPrU4hsPE9qi N3K4S1ET+WV23eEQmoGWJA== 0000922907-03-000427.txt : 20030918 0000922907-03-000427.hdr.sgml : 20030918 20030918152100 ACCESSION NUMBER: 0000922907-03-000427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030916 FILED AS OF DATE: 20030918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTER DAVID B CENTRAL INDEX KEY: 0001241654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13403 FILM NUMBER: 03901202 MAIL ADDRESS: STREET 1: 4100 N MULBERRY DRIVE SUITE 200 CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ITALIAN PASTA CO CENTRAL INDEX KEY: 0000849667 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 841032638 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4100 N MULBERRY DRIVE SUITE 200 CITY: KANSAS CITY STATE: MO ZIP: 64116 BUSINESS PHONE: 8165026000 MAIL ADDRESS: STREET 1: 4100 N MULBERRY DRIVE SUITE 200 CITY: KANSS CITY STATE: MO ZIP: 64116 4 1 form4_091703ex.xml X0201 4 2003-09-16 0 0000849667 AMERICAN ITALIAN PASTA CO PLB 0001241654 POTTER DAVID B 4100 N. MULBERRY DRIVE, SUITE 200 KANSAS CITY MO 64116 0 1 0 0 EVP-General Mgr. Class A Common Stock, par value $0.001 per share 2003-09-16 4 X 0 14300 25.00 A 18196 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 200 40.88 D 17996 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 1000 40.85 D 16996 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 3300 40.80 D 13696 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 100 40.79 D 13596 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 6800 40.75 D 6796 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 400 40.73 D 6396 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 600 40.70 D 5796 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 1900 40.53 D 3896 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 X 0 33000 29.38 A 36896 D Class A Common Stock, par value $0.001 per share 2003-09-16 4 S 0 33000 40.53 D 3896 D Employee Stock Option 18.00 2007-10-09 Class A Common Stock 0 0 D Employee Stock Option 29.38 2003-09-16 4 X 0 33000 29.38 D 2008-08-04 Class A Common Stock 33000 0 D Employee Stock Option 25.00 2003-09-16 4 X 0 3600 25.00 D 1999-10-21 2009-10-21 Class A Common Stock 3600 0 D Employee Stock Option 25.00 2003-09-16 4 X 0 10700 25.00 D 2009-10-21 Class A Common Stock 10700 0 D Employee Stock Option 18.50 2010-09-28 Class A Common Stock 20000 20000 D Employee Stock Option 36.81 2012-08-27 Class A Common Stock 30000 30000 D Employee Stock Option 38.90 2012-10-23 Class A Common Stock 6500 6500 D The option vests in five equal annual installments beginning on October 9, 1998. The option vests in five equal annual installments beginning on August 5, 1999. The option vests in three equal annual installments beginning on October 21, 2000. The option vests 50% on September 28, 2000, and the remainder in three equal annual installments beginning on September 28, 2001. The option vests 25% on August 27, 2002, and the remainder in three equal annual installments beginning on August 27, 2003. The option vests on October 23, 2002, and is exercisable on and after April 23, 2003. Pursuant to a Stockholders Agreement with certain stockholders of the corporation, the reporting person may be deemed to have shared voting and/or investment power over the shares of Class A Common Stock beneficially owned by persons subject to such agreement. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ David B. Potter 2003-09-17 -----END PRIVACY-ENHANCED MESSAGE-----