0001363763-16-000028.txt : 20160620
0001363763-16-000028.hdr.sgml : 20160620
20160620202543
ACCESSION NUMBER: 0001363763-16-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160616
FILED AS OF DATE: 20160620
DATE AS OF CHANGE: 20160620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RespireRx Pharmaceuticals Inc.
CENTRAL INDEX KEY: 0000849636
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330303583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
BUSINESS PHONE: (201) 444-4947
MAIL ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
FORMER COMPANY:
FORMER CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Margolis Jeff Eliot
CENTRAL INDEX KEY: 0001573202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16467
FILM NUMBER: 161723192
MAIL ADDRESS:
STREET 1: C/O AURORA CAPITAL LLC
STREET 2: 17 PARK AVENUE, #201
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-06-16
0
0000849636
RespireRx Pharmaceuticals Inc.
RSPI
0001573202
Margolis Jeff Eliot
C/O RESPIRERX PHARMACEUTICALS INC.
126 VALLEY ROAD, SUITE C
GLEN ROCK
NJ
07452
1
1
0
0
VP, Treasurer & Secretary
Common Stock
2016-06-16
4
J
0
5000000
0
D
10134944
D
Common Stock
2016-06-16
4
J
0
5000000
0
A
5000000
I
By Spouse
Common Stock Warrants (right to buy)
0.021
2016-06-16
4
J
0
787363
0
D
2020-09-30
Common Stock
787363
787363
D
Common Stock Warrants (right to buy)
0.021
2016-06-16
4
J
0
787363
0
A
2020-09-30
Common Stock
787363
787363
I
By Spouse
Common Stock Options (to purchase shares of Common Stock)
0.0227
2016-06-16
4
J
0
9000000
0
D
2021-03-31
Common Stock
9000000
15000000
D
Common Stock Options (to purchase shares of Common Stock)
0.0227
2016-06-16
4
J
0
9000000
0
A
2021-03-31
Common Stock
9000000
9000000
I
By Spouse
Common Stock Options (to purchase shares of Common Stock)
0.0197
2016-06-16
4
J
0
3000000
0
D
2022-08-18
Common Stock
3000000
7000000
D
Common Stock Options (to purchase shares of Common Stock)
0.0197
2016-06-16
4
J
0
3000000
0
A
2022-08-18
Common Stock
3000000
3000000
I
By Spouse
Common Stock Options (to purchase shares of Common Stock)
0.025
2016-06-16
4
J
0
5000000
0
D
2022-06-30
Common Stock
5000000
10000000
D
Common Stock Options (to purchase shares of Common Stock)
0.025
2016-06-16
4
J
0
5000000
0
A
2022-06-30
Common Stock
5000000
5000000
I
By Spouse
Common Stock Options (to purchase shares of Common Stock)
0.05
2016-06-16
4
J
0
1363637
0
D
2019-07-17
Common Stock
1363637
1363636
D
Common Stock Options (to purchase shares of Common Stock)
0.05
2016-06-16
4
J
0
1363637
0
A
2019-07-17
Common Stock
1363637
1363637
I
By Spouse
All dispositions and acquisitions set forth on this Form 4 reflect estate planning transactions. In each case, securities jointly held by Mr. Margolis and his spouse are being transferred so they are held in the spouse's name only.
These Warrants were acquired by Mr. Margolis and his spouse in his capacity as President of Aurora Capital LLC, which served as placement agent in the Company's unit offering with each unit consisting of one share of common stock and warrants to purchase two additional shares of common stock, and represent his share of the Placement Agent Warrants awarded at each closing of that transaction. The warrants are currently exercisable.
These Common Stock Options vest in four equal installments: 25 percent on March 31, 2016 (the grant date), 25 percent on June 30, 2016, 25 percent on September 30, 2016, and 25 percent on December 31, 2016.
These Common Stock Options vest in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016.
These Common Stock Options vested in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015, and are all currently vested and exercisable.
These Common Stock Options vested in three equal installments on July 17, 2014, September 30, 2014 and December 31, 2014, and are all currently vested and exercisable.
/s/ Jeff E. Margolis
2016-06-20