0001363763-15-000013.txt : 20150820
0001363763-15-000013.hdr.sgml : 20150820
20150820173146
ACCESSION NUMBER: 0001363763-15-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/
CENTRAL INDEX KEY: 0000849636
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330303583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
BUSINESS PHONE: (201) 444-4947
MAIL ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purcell Richard David Jr.
CENTRAL INDEX KEY: 0001639306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16467
FILM NUMBER: 151067012
MAIL ADDRESS:
STREET 1: 65 FAIR HAVEN ROAD
CITY: FAIR HAVEN
STATE: NJ
ZIP: 07704
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-18
0
0000849636
CORTEX PHARMACEUTICALS INC/DE/
CORX
0001639306
Purcell Richard David Jr.
C/O CORTEX PHARMACEUTICALS, INC.
126 VALLEY ROAD, SUITE C
GLEN ROCK
NJ
07452
0
1
0
0
SVP - Research & Development
Common Stock Options (to purchase shares of Common Stock)
0.0197
2015-08-18
4
A
0
3000000
0
A
2022-08-18
Common Stock
3000000
3000000
D
Common Stock Options (to purchase shares of Common Stock)
0.025
2022-06-30
Common Stock
2000000
2000000
D
These Common Stock Options vest in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016.
The Common Stock Options vest in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015.
/s/ Richard D. Purcell, Jr.
2015-08-20