0001363763-15-000013.txt : 20150820 0001363763-15-000013.hdr.sgml : 20150820 20150820173146 ACCESSION NUMBER: 0001363763-15-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Richard David Jr. CENTRAL INDEX KEY: 0001639306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16467 FILM NUMBER: 151067012 MAIL ADDRESS: STREET 1: 65 FAIR HAVEN ROAD CITY: FAIR HAVEN STATE: NJ ZIP: 07704 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-18 0 0000849636 CORTEX PHARMACEUTICALS INC/DE/ CORX 0001639306 Purcell Richard David Jr. C/O CORTEX PHARMACEUTICALS, INC. 126 VALLEY ROAD, SUITE C GLEN ROCK NJ 07452 0 1 0 0 SVP - Research & Development Common Stock Options (to purchase shares of Common Stock) 0.0197 2015-08-18 4 A 0 3000000 0 A 2022-08-18 Common Stock 3000000 3000000 D Common Stock Options (to purchase shares of Common Stock) 0.025 2022-06-30 Common Stock 2000000 2000000 D These Common Stock Options vest in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016. The Common Stock Options vest in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015. /s/ Richard D. Purcell, Jr. 2015-08-20