0001363763-15-000012.txt : 20150820 0001363763-15-000012.hdr.sgml : 20150820 20150820172312 ACCESSION NUMBER: 0001363763-15-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINGARTEN ROBERT N CENTRAL INDEX KEY: 0001135337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16467 FILM NUMBER: 151066959 MAIL ADDRESS: STREET 1: 5439 LOCKHURST DRIVE CITY: WOODLAND HILLS STATE: CA ZIP: 91367 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-18 0 0000849636 CORTEX PHARMACEUTICALS INC/DE/ CORX 0001135337 WEINGARTEN ROBERT N C/O CORTEX PHARMACEUTICALS, INC. 126 VALLEY ROAD, SUITE C GLEN ROCK NJ 07452 1 1 0 0 VP & Chief Financial Officer Common Stock Options (to purchase shares of Common Stock) 0.0197 2015-08-18 4 A 0 10000000 0 A 2022-08-18 Common Stock 10000000 10000000 D Common Stock Options (to purchase shares of Common Stock) 0.025 2022-06-30 Common Stock 15000000 15000000 D Common Stock Options (to purchase shares of Common Stock) 0.05 2019-07-17 Common Stock 5000000 5000000 D These Common Stock Options vest in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016. These Common Stock Options vest in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015. These Common Stock Options vested in three equal installments on July 17, 2014, September 30, 2014 and December 31, 2014, and are all currently vested and exercisable. /s/ Robert N. Weingarten 2015-08-20