0001363763-15-000012.txt : 20150820
0001363763-15-000012.hdr.sgml : 20150820
20150820172312
ACCESSION NUMBER: 0001363763-15-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/
CENTRAL INDEX KEY: 0000849636
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330303583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
BUSINESS PHONE: (201) 444-4947
MAIL ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINGARTEN ROBERT N
CENTRAL INDEX KEY: 0001135337
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16467
FILM NUMBER: 151066959
MAIL ADDRESS:
STREET 1: 5439 LOCKHURST DRIVE
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-18
0
0000849636
CORTEX PHARMACEUTICALS INC/DE/
CORX
0001135337
WEINGARTEN ROBERT N
C/O CORTEX PHARMACEUTICALS, INC.
126 VALLEY ROAD, SUITE C
GLEN ROCK
NJ
07452
1
1
0
0
VP & Chief Financial Officer
Common Stock Options (to purchase shares of Common Stock)
0.0197
2015-08-18
4
A
0
10000000
0
A
2022-08-18
Common Stock
10000000
10000000
D
Common Stock Options (to purchase shares of Common Stock)
0.025
2022-06-30
Common Stock
15000000
15000000
D
Common Stock Options (to purchase shares of Common Stock)
0.05
2019-07-17
Common Stock
5000000
5000000
D
These Common Stock Options vest in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016.
These Common Stock Options vest in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015.
These Common Stock Options vested in three equal installments on July 17, 2014, September 30, 2014 and December 31, 2014, and are all currently vested and exercisable.
/s/ Robert N. Weingarten
2015-08-20