0001363763-15-000005.txt : 20150702 0001363763-15-000005.hdr.sgml : 20150702 20150702171932 ACCESSION NUMBER: 0001363763-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Richard David Jr. CENTRAL INDEX KEY: 0001639306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16467 FILM NUMBER: 15970994 MAIL ADDRESS: STREET 1: 65 FAIR HAVEN ROAD CITY: FAIR HAVEN STATE: NJ ZIP: 07704 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-06-30 0 0000849636 CORTEX PHARMACEUTICALS INC/DE/ CORX 0001639306 Purcell Richard David Jr. C/O CORTEX PHARMACEUTICALS, INC. 126 VALLEY ROAD, SUITE C GLEN ROCK NJ 07452 0 1 0 0 SVP - Research and Development Common Stock Options (to purchase shares of Common Stock) 0.025 2015-06-30 4 A 0 2000000 0 A 2022-06-30 Common Stock 2000000 2000000 D The Common Stock Options vest in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015. /s/ Richard D. Purcell, Jr. 2015-07-02