0001363763-14-000008.txt : 20140721
0001363763-14-000008.hdr.sgml : 20140721
20140721173002
ACCESSION NUMBER: 0001363763-14-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140717
FILED AS OF DATE: 20140721
DATE AS OF CHANGE: 20140721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/
CENTRAL INDEX KEY: 0000849636
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330303583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
BUSINESS PHONE: (201) 444-4947
MAIL ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINGARTEN ROBERT N
CENTRAL INDEX KEY: 0001135337
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16467
FILM NUMBER: 14985282
MAIL ADDRESS:
STREET 1: 5439 LOCKHURST DRIVE
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-07-17
0
0000849636
CORTEX PHARMACEUTICALS INC/DE/
CORX
0001135337
WEINGARTEN ROBERT N
C/O CORTEX PHARMACEUTICALS, INC.
126 VALLEY ROAD, SUITE C
GLEN ROCK
NJ
07452
1
1
0
0
Vice President and CFO
Common Stock
15000000
I
By Resource One Group, LLC
Common Stock Options (to purchase shares of Common Stock)
0.05
2014-07-17
4
A
0
5000000
0
A
2019-07-17
Common Stock
5000000
5000000
D
These shares of common stock were previously owned directly and were transferred on April 18, 2014 to Resource One Group, LLC, an entity controlled by the reporting person.
The Common Stock Options vest in three equal installments on July 17, 2014, September 30, 2014 and December 31, 2014.
/s/ Robert N. Weingarten
2014-07-21