0001363763-14-000008.txt : 20140721 0001363763-14-000008.hdr.sgml : 20140721 20140721173002 ACCESSION NUMBER: 0001363763-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140717 FILED AS OF DATE: 20140721 DATE AS OF CHANGE: 20140721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINGARTEN ROBERT N CENTRAL INDEX KEY: 0001135337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16467 FILM NUMBER: 14985282 MAIL ADDRESS: STREET 1: 5439 LOCKHURST DRIVE CITY: WOODLAND HILLS STATE: CA ZIP: 91367 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-07-17 0 0000849636 CORTEX PHARMACEUTICALS INC/DE/ CORX 0001135337 WEINGARTEN ROBERT N C/O CORTEX PHARMACEUTICALS, INC. 126 VALLEY ROAD, SUITE C GLEN ROCK NJ 07452 1 1 0 0 Vice President and CFO Common Stock 15000000 I By Resource One Group, LLC Common Stock Options (to purchase shares of Common Stock) 0.05 2014-07-17 4 A 0 5000000 0 A 2019-07-17 Common Stock 5000000 5000000 D These shares of common stock were previously owned directly and were transferred on April 18, 2014 to Resource One Group, LLC, an entity controlled by the reporting person. The Common Stock Options vest in three equal installments on July 17, 2014, September 30, 2014 and December 31, 2014. /s/ Robert N. Weingarten 2014-07-21