0001209191-19-055211.txt : 20191105 0001209191-19-055211.hdr.sgml : 20191105 20191105163300 ACCESSION NUMBER: 0001209191-19-055211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cappellanti-Wolf Amy L. CENTRAL INDEX KEY: 0001571552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 191193804 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NortonLifeLock Inc. CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 60 E RIO SALADO PARKWAY STREET 2: SUITE 1000 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 60 E RIO SALADO PARKWAY STREET 2: SUITE 1000 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: SYMANTEC CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-04 0 0000849399 NortonLifeLock Inc. NLOK 0001571552 Cappellanti-Wolf Amy L. 60 E. RIO SALADO PARKWAY SUITE 1000 TEMPE AZ 85281 0 1 0 0 SVP, Chief Human Resource Off. Common Stock 2019-11-04 4 A 0 19974 0.00 A 360356 D On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of her outstanding equity grants. Under the Broadcom Retention Plan, 19,974 shares became subject to time-based vesting, and shall vest following a transition period, as set forth therein. Includes 1,087 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2019. /s/ Philip Reuther, as attorney-in-fact for Amy L. Cappellanti-Wolf 2019-11-05