0001209191-18-035841.txt : 20180605
0001209191-18-035841.hdr.sgml : 20180605
20180605172918
ACCESSION NUMBER: 0001209191-18-035841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Gregory S.
CENTRAL INDEX KEY: 0001529797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17781
FILM NUMBER: 18882291
MAIL ADDRESS:
STREET 1: EMULEX CORPORATION
STREET 2: 3333 SUSAN STREET
CITY: COSTA MESA
STATE: CA
ZIP: 92626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYMANTEC CORP
CENTRAL INDEX KEY: 0000849399
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770181864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0402
BUSINESS ADDRESS:
STREET 1: 350 ELLIS STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-527-2900
MAIL ADDRESS:
STREET 1: 350 ELLIS STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-01
0
0000849399
SYMANTEC CORP
SYMC
0001529797
Clark Gregory S.
350 ELLIS STREET
MOUNTAIN VIEW
CA
94043
1
1
0
0
CEO
Common Stock
2018-06-01
4
F
0
15103
21.02
D
893921
D
Common Stock
1122938
I
Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust
Common Stock
2018-02-27
4
G
0
914077
0.00
D
0
I
Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT
Common Stock
2018-02-15
4
G
0
292505
0.00
D
0
I
Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat
Non- Qualified Stock Options
6.73
2025-09-09
Common Stock
3665271
3665271
D
Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec.
Reflects the transfer of 155,541 shares from the Gregory S Clark TR UA 01/29/2016 TMC 2016 GRAT (the "TMC 2016 GRAT") to the Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust (the "Clark Living Trust") on February 15, 2018. These shares were distributed in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.
Reflects the transfer of 430,027 shares from the Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT (the "GSC Family 2016 GRAT") to the Clark Living Trust on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.
Includes the distribution of 271,403 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Investment Trust, ("GSC 2018 Family Investment Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.
Includes the distribution of 459,053 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Legacy Trust, ("GSC 2018 Family Legacy Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Legacy Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.
Includes the distribution of 183,621 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Support Trust, ("GSC 2018 Family Support Trust") on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Support Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.
Reflects the distribution of 292,505 shares from the TMC 2016 GRAT to the Wells Fargo Delaware Trust Company NA TR UA 01/29/16 TMC Investment Trust ("TMC Investment Trust"), on February 15, 2018 in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. Wells Fargo Delaware Trust Company N.A., as Trustee of the TMC Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.
The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.
/s/ Philip Reuther, as attorney-in-fact for Gregory S. Clark
2018-06-05