0001209191-18-035841.txt : 20180605 0001209191-18-035841.hdr.sgml : 20180605 20180605172918 ACCESSION NUMBER: 0001209191-18-035841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Gregory S. CENTRAL INDEX KEY: 0001529797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 18882291 MAIL ADDRESS: STREET 1: EMULEX CORPORATION STREET 2: 3333 SUSAN STREET CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 BUSINESS ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-01 0 0000849399 SYMANTEC CORP SYMC 0001529797 Clark Gregory S. 350 ELLIS STREET MOUNTAIN VIEW CA 94043 1 1 0 0 CEO Common Stock 2018-06-01 4 F 0 15103 21.02 D 893921 D Common Stock 1122938 I Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust Common Stock 2018-02-27 4 G 0 914077 0.00 D 0 I Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT Common Stock 2018-02-15 4 G 0 292505 0.00 D 0 I Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat Non- Qualified Stock Options 6.73 2025-09-09 Common Stock 3665271 3665271 D Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec. Reflects the transfer of 155,541 shares from the Gregory S Clark TR UA 01/29/2016 TMC 2016 GRAT (the "TMC 2016 GRAT") to the Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust (the "Clark Living Trust") on February 15, 2018. These shares were distributed in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT. Reflects the transfer of 430,027 shares from the Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT (the "GSC Family 2016 GRAT") to the Clark Living Trust on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT. Includes the distribution of 271,403 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Investment Trust, ("GSC 2018 Family Investment Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. Includes the distribution of 459,053 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Legacy Trust, ("GSC 2018 Family Legacy Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Legacy Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. Includes the distribution of 183,621 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Support Trust, ("GSC 2018 Family Support Trust") on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Support Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. Reflects the distribution of 292,505 shares from the TMC 2016 GRAT to the Wells Fargo Delaware Trust Company NA TR UA 01/29/16 TMC Investment Trust ("TMC Investment Trust"), on February 15, 2018 in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. Wells Fargo Delaware Trust Company N.A., as Trustee of the TMC Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only. /s/ Philip Reuther, as attorney-in-fact for Gregory S. Clark 2018-06-05