0001209191-16-119277.txt : 20160511 0001209191-16-119277.hdr.sgml : 20160511 20160511182817 ACCESSION NUMBER: 0001209191-16-119277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 BUSINESS ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosch Francis C CENTRAL INDEX KEY: 0001611878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 161641175 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-09 0 0000849399 SYMANTEC CORP SYMC 0001611878 Rosch Francis C 350 ELLIS STREET MOUNTAIN VIEW CA 94043 0 1 0 0 EVP, Norton Business Unit Common Stock 2016-05-09 4 M 0 12526 16.64 A 243574 D Common Stock 2016-05-09 4 F 0 4708 16.64 D 238866 D Performance-based Restricted Stock Units 2016-05-09 4 M 0 12526 0.00 D Common Stock 12526 0 D Performance-based Restricted Stock Units 2016-05-09 4 A 0 15354 0.00 A Common Stock 15354 42772 D Performance-based Restricted Stock Units 2016-05-09 4 A 0 48638 0.00 A Common Stock 48638 48638 D Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 3 filed with the Commission on July 1, 2014. Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the commission on May 13, 2015. On June 10, 2015, the Reporting Person was granted PRUs with a target of 119,799 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2016, 0% to 133% of the target shares will be eligible (the "Eligible Shares") to be earned at the end of fiscal 2017 and 2018, based on, and subject to further adjustments as a result of, the achievement of certain other performance criteria (but in no event will the Reporting Person earn less than 50% of the Eligible Shares), provided that the Reporting Person is employed by the Issuer through March 30, 2018. The performance criterion for fiscal 2016 was partially satisfied, resulting in 48,638 shares becoming Eligible Shares. /s/ Philip Reuther, as attorney-in-fact for Francis C. Rosch 2016-05-11