0001209191-15-042563.txt : 20150513 0001209191-15-042563.hdr.sgml : 20150513 20150513210144 ACCESSION NUMBER: 0001209191-15-042563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0402 BUSINESS ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosch Francis C CENTRAL INDEX KEY: 0001611878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 15860031 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-11 0 0000849399 SYMANTEC CORP SYMC 0001611878 Rosch Francis C 350 ELLIS STREET MOUNTAIN VIEW CA 94043 0 1 0 0 EVP, Norton Business Unit Common Stock 2015-05-11 4 M 0 5833 25.435 A 171845 D Common Stock 2015-05-11 4 F 0 2193 25.435 D 169652 D Performance-based Restricted Stock Units 2015-05-11 4 M 0 5833 0.00 D Common Stock 5833 0 D Performance-based Restricted Stock Units 2015-05-11 4 A 0 27418 0.00 A Common Stock 27418 27418 D Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 3 filed with the Commission on July 1, 2014. On June 10, 2014, the Reporting Person was granted PRUs with a target of 55,785 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2015, 0% to 133% of the target shares will be eligible (the "Eligible Shares") to be earned at the end of fiscal 2016 and 2017, based on, and subject to further adjustment as a result of, the achievement of certain other performance criteria (but in no event will the Reporting Person earn less than 50% of the Eligible Shares), provided that the Reporting Person is employed by the Issuer through March 31, 2017. The performance criterion for fiscal 2015 was partially satisfied, resulting in 27,418 shares becoming Eligible Shares. /s/ Simona Katcher, as attorney-in-fact for Francis C. Rosch 2015-05-13