EX-1.01 2 d403993dex101.htm EX-1.01 EX-1.01

Exhibit 1.01 to Form SD

SYMANTEC CORPORATION

CONFLICT MINERALS REPORT

FOR THE REPORTING PERIOD JANUARY 1 TO DECEMBER 31, 2016

This Conflict Minerals Report has been prepared by Symantec Corporation (herein referred to, alternatively, as “Symantec,” “we” and “our”). This Conflict Minerals Report for the reporting period January 1 to December 31, 2016 is presented to comply with the final Conflict Minerals implementing rules (the “Conflict Minerals Rules”) promulgated by the Securities and Exchange Commission (“SEC”), as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014. The Conflict Minerals Rules were adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as codified in Section 13(p) of the Securities Exchange Act of 1934. The Conflict Minerals Rules impose certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are currently defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten and gold.

To comply with the Conflict Minerals Rules, we conducted due diligence on the origin, source and chain of custody of the Conflict Minerals that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain whether these Conflict Minerals originated in the Democratic Republic of Congo or an adjoining country (collectively, the “Covered Countries”) and financed or benefited armed groups (as defined in Section 1, Item 1.01(d)(2) of Form SD) in any of these countries.

Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, Symantec is not required to describe any of its products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore makes no conclusion in this regard in the report presented herein. Furthermore, given that Symantec has not voluntarily elected to describe any of its products as “DRC conflict free,” an independent private sector audit of the report presented herein has not been conducted.

I. Company Overview

Founded in 1982, Symantec has evolved to become the global leader in cyber security, with more than 13,000 employees in more than 35 countries. . Symantec operates its business on a global civilian cyber intelligence threat network that tracks a vast number of threats across the Internet from hundreds of millions of mobile devices, endpoints, and servers across the globe.

Other than the information expressly set forth in this report, the information contained or referred to on our website is not part of this report.

II. Products Overview

Symantec is a global leader in providing security, storage and systems management solutions to help our customers – from consumers and small businesses to the largest global organizations – secure and manage their information against more risks at more points. Our company’s unique focus is to eliminate risks to information, technology and processes independent of the device, platform, interaction or location. Symantec product overviews can be found at http://www.symantec.com/products-solutions/.


All tier one suppliers of physical products that Symantec contracts to manufacture are considered suppliers. These suppliers manufacture products in the following categories: (i) software, (ii) appliances and (iii) tokens.

III. Supply Chain Overview

All of Symantec’s product manufacturing is outsourced to Subcontract Manufacturing and Logistic Partners. Our suppliers are located in North America, South America, EMEA, Russia and Asia. In 2016, Symantec sourced from 26 suppliers, 10 of which did not manufacture products that contain Conflict Minerals.

IV. Conflict Minerals Analysis and Reasonable Country of Origin Inquiry

Based upon a review of our product categories and our reasonable country of origin inquiry (“RCOI”), we have concluded that:

 

    Our appliance and token products contain Conflict Minerals that are necessary to the production or functionality of such products; and

 

    We are unable to determine whether the Conflict Minerals present in such products originate in the Covered Countries.

We are therefore required by the Conflict Minerals Rules to file with the SEC a Form SD and a Conflict Minerals Report as an exhibit thereto.

V. Design of Due Diligence Measures

Symantec designed its due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its products based on the five-step framework set forth in the Third Edition of the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the supplements thereto.

VI. Due Diligence Measures Performed by Symantec

Step #1: Establish Strong Company Management Systems

 

    Symantec maintains a policy on Conflict Minerals (the “Policy”). The Policy can be viewed at http://www.symantec.com/corporate_responsibility/topic.jsp?id=supply_chain. The Policy has been communicated to relevant personnel, and it is available to all Symantec employees via Symantec’s website.

 

    Symantec’s Conflict Minerals Team (the “Team”) is responsible for Conflict Minerals due diligence, governance and reporting. The Team consists of representatives from Finance, Legal and Corporate Responsibility, all of whom have experience and expertise with respect to the requirements of the Conflict Minerals Rules, and is supported by external consultants. Oversight of Symantec’s Conflict Minerals due diligence, governance and reporting is exercised by the Company’s Disclosure Committee and the Nominating and Governance Committee of the Board of Directors. The Team is supported by a member of Symantec’s Senior Management Team.


    To make training regarding Conflict Minerals compliance available to suppliers, Symantec refers suppliers to the Conflict-Free Sourcing Initiative’s (“CFSI”) website at www.conflictfreesourcing.org which website contains Conflict Minerals training materials and resources for suppliers.

 

    Symantec’s Policy has been made available to existing suppliers, and Symantec makes the Policy available to new suppliers as part of the new supplier onboarding process. In addition, Symantec will incorporate a provision requiring compliance with the Conflict Minerals Rules and the Policy into (i) new supplier agreements and (ii) existing supplier agreements when such agreements are negotiated for renewal.

 

    Pursuant to the Policy, concerned parties may contact Symantec regarding complaints related to Conflict Minerals compliance by contacting Symantec’s Ethics Line via online at SymantecEthicsLine.EthicsPoint.com, via telephone by choosing a number from https://secure.ethicspoint.com/domain/media/en/gui/28771/phone.html or by sending an e-mail to the Office of Ethics and Compliance at ethicsandcompliance@symantec.com. Suppliers may also contact their supply chain representative in their region.

 

    All documentation and records, including all material communications with suppliers, are retained electronically for a period of five (5) years.

Step #2: Identify and Assess Risk in the Supply Chain

 

    Symantec maintains a Conflict Minerals Compliance Program (the “Program”) that outlines the process for supplier due diligence and engagement.

 

    The Program includes the identification of the suppliers that provide inputs to Symantec’s products that may contain Conflict Minerals. This analysis is performed on an annual basis, as well as through the ongoing supplier approval and onboarding process, with data pulled from the global supplier database.

 

    The Corporate Responsibility Team works with Legal and Finance to determine the enterprise reporting entity for compliance purposes. This includes the determination of whether any of Symantec’s subsidiaries, joint ventures, or acquired companies are in-scope or out-of-scope for the respective reporting year pursuant to the Conflict Minerals Rules.

 

    For out-of-scope entities, if the entity supplies Symantec in-scope entities with products Symantec contracts to manufacture, then the entity is considered a supplier and is surveyed as part of the RCOI process.

 

    The Electronic Industry Citizenship Coalition (“EICC”)/Global e-Sustainability Initiative Conflict Minerals Reporting Template (the “Survey”) is emailed annually by the Global Supply Chain Compliance Team to all in-scope suppliers along with an introductory email.

 

    On an annual basis, any new subsidiaries and joint ventures are evaluated for inclusion as an in-scope entity for the purposes of compliance with the Conflict Minerals Rules.

 

    For acquisitions, due diligence is conducted to determine whether the newly acquired organization is subject to the Conflict Minerals Rules.


Step #3: Design and Implement a Strategy to Respond to Identified Risks

 

    Symantec has designed a Due Diligence Decision Tree that sets forth steps to be taken to mitigate risk based on a supplier’s Survey responses. Suppliers are ranked for risk, ranging from Low to High, based upon red flags and issues raised by suppliers’ Survey responses (the “Risk Levels”).

 

    All suppliers regardless of Risk Level in 2016 were contacted via email with follow-up questions, comments and/or requests.

Step #4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

    As a downstream actor in the supply chain, we do not have a direct relationship with the smelters and refiners that process the Conflict Minerals that are present in our products, and for this reason we rely on the CFSI to conduct third-party audits of smelters and refiners.

Step #5: Report on Supply Chain Due Diligence

 

    As required by the Conflict Minerals Rules, we have filed a Form SD and a Conflict Minerals Report as an exhibit thereto for the 2016 reporting year. The Form SD and Conflict Minerals Report are also available on our website at http://www.symantec.com/corporate_responsibility/topic.jsp?id=supply_chain.

VII. Supplier Survey Responses and Smelter and Refiner Information

The supplier Survey results were as follows:

 

    46% of in-scope suppliers responded using the Survey.

 

    100% of suppliers who responded provide products that contain Conflict Minerals.

 

    83% of suppliers who responded source from the Covered Countries.

 

    100% of in-scope suppliers who responded have a Conflict Minerals policy in place, and 83% of such in-scope suppliers have made their policy available to the public.

 

    100% of in-scope suppliers who responded require their direct suppliers to be DRC conflict-free (as defined in the Survey) and require direct suppliers to source the 3TG from smelters whose due diligence practices have been validated by an independent third-party audit program.

 

    100% of in-scope suppliers who responded have implemented due diligence measures for conflict-free sourcing.

 

    100% of in-scope suppliers who responded collect conflict minerals due diligence information from their suppliers that is in conformance with the IPC-1755 Conflict Minerals Data Exchange standard (e.g., the CFSI Conflict Minerals Reporting Template).

 

    100% of in-scope suppliers who responded request smelter names from their suppliers.


    100% of in-scope suppliers who responded review due diligence information received from their suppliers against their company’s expectations.

 

    100% of in-scope suppliers who responded have a review process in place that includes corrective action management.

 

    67% of in-scope suppliers who responded are subject to the Conflict Minerals Rules.

In addition, Addendum A to this Conflict Minerals Report contains a list of those smelters reported by our suppliers that appear on the CFSI Standard Smelter List.

VIII. Steps to Mitigate Risk

Symantec intends to take the following steps to mitigate the risk that its necessary Conflict Minerals benefit armed groups:

 

    Follow up with non-responsive suppliers;

 

    Continue to engage with suppliers to obtain complete Surveys;

 

    Support the development of supplier capabilities to perform Conflict-Minerals related due diligence by the implementation of risk mitigation measures, as appropriate; and

 

    provide ongoing training regarding emerging best practices and other relevant topics to personnel responsible for Conflict Minerals compliance.

FORWARD LOOKING STATEMENTS

Statements relating to due diligence improvements and certain other statements herein are forward-looking in nature and are based on Symantec’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of Symantec’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.

DOCUMENTS INCORPORATED BY REFERENCE

Unless otherwise stated herein, any documents, third-party materials or references to websites (including Symantec’s) are not incorporated by reference in, or considered to be a part of, this Conflict Minerals Report, unless expressly incorporated by reference herein.


Addendum A

With the exception of 7 suppliers, the smelter information below was reported by Symantec suppliers using the Conflict Minerals Reporting Template, Revision 4.20.

Data collection was completed between February 2017 and April 2017.

For more detail and the most current status of each smelter, please visit the Conflict-Free Smelter Program (“CFSP”) website at www.conflictfreesourcinginitiative.org.

 

Eligibility

  

Explanation

Alleged

   Unknown if entity is a smelter or refiner; more research is needed; not included in the CFSI Standard Smelter List

Eligible

   Meets the definition of a smelter or refiner; included in the CFSI Standard Smelter List

Group Company

   Does not meet the definition of a smelter or refiner but entities that are part of the company group may meet such definition

Not Eligible

   Does not meet the definition of a smelter or refiner or is otherwise ineligible for the CFSP; not included in the CFSI Standard Smelter List

Not Valid CID

   Smelter number not valid

 

LOGO


Smelter Status

Active

   Engaged in the CFSP but not yet compliant

Compliant

   Audited and found compliant with the relevant CFSP protocol

In Communication

   Not yet active but in communication with the CFSP and/or a CFSI member company

Not Applicable

   Not eligible for the CFSP

Outreach required

   Outreach needed by CFSI member companies to contact entity and encourage its participation in a CFSP audit

Communication Suspended—Not Interested

   Facility has strongly communicated a lack of interest in participation in the CFSP

Due Diligence Vetting Process

   Facility does not meet the CFSI’s requirements for participation according to the due diligence vetting process

Non-Compliant

   Audited but found not compliant with the relevant CFSP protocol

Not Valid CID

   Smelter number not valid

 

LOGO


Smelter List

 

CID000004

   A.L.M.T. TUNGSTEN Corp.

CID000015

   Advanced Chemical Company

CID000019

   Aida Chemical Industries Co., Ltd.

CID000028

   Aktyubinsk Copper Company TOO

CID000035

   Allgemeine Gold-und Silberscheideanstalt A.G.

CID000041

   Almalyk Mining and Metallurgical Complex (AMMC)

CID000058

   AngloGold Ashanti Corrego do Sitio Mineracao

CID000077

   Argor-Heraeus S.A.

CID000082

   Asahi Pretec Corp.

CID000090

   Asaka Riken Co., Ltd.

CID000103

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000105

   Kennametal Huntsville

CID000113

   Aurubis AG

CID000128

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000141

   Bauer Walser AG

CID000157

   Boliden AB

CID000176

   C. Hafner GmbH + Co. KG

CID000180

   Caridad

CID000185

   CCR Refinery—Glencore Canada Corporation

CID000189

   Cendres + Metaux S.A.

CID000197

   Yunnan Copper Industry Co., Ltd.

CID000211

   Changsha South Tantalum Niobium Co., Ltd.

CID000218

   Guangdong Xianglu Tungsten Co., Ltd.

CID000228

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000233

   Chimet S.p.A.

CID000242

   China National Gold Group Corporation

CID000244

   Jiangxi Ketai Advanced Material Co., Ltd.

CID000258

   Chongyi Zhangyuan Tungsten Co., Ltd.

CID000264

   Chugai Mining

CID000278

   CNMC (Guangxi) PGMA Co., Ltd.

CID000288

   Colt Refining

CID000291

   Conghua Tantalum and Niobium Smeltry

CID000292

   Alpha

CID000295

   Cooperativa Metalurgica de Rondonia Ltda.

CID000306

   CV Gita Pesona

CID000307

   PT Justindo


CID000308

   CV Makmur Jaya

CID000309

   PT Aries Kencana Sejahtera

CID000313

   CV Serumpun Sebalai

CID000315

   CV United Smelting

CID000328

   Daejin Indus Co., Ltd.

CID000343

   Daye Non-Ferrous Metals Mining Ltd.

CID000345

   Dayu Weiliang Tungsten Co., Ltd.

CID000359

   DSC (Do Sung Corporation)

CID000362

   DODUCO GmbH

CID000401

   Dowa

CID000402

   Dowa

CID000410

   Duoluoshan

CID000425

   Eco-System Recycling Co., Ltd.

CID000438

   EM Vinto

CID000448

   Estanho de Rondonia S.A.

CID000456

   Exotech Inc.

CID000460

   F&X Electro-Materials Ltd.

CID000466

   Feinhutte Halsbrucke GmbH

CID000468

   Fenix Metals

CID000493

   OJSC Novosibirsk Refinery

CID000499

   Fujian Jinxin Tungsten Co., Ltd.

CID000522

   Gansu Seemine Material Hi-Tech Co., Ltd.

CID000538

   Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000555

   Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000568

   Global Tungsten & Powders Corp.

CID000616

   Guangdong Zhiyuan New Material Co., Ltd.

CID000651

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000671

   Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000694

   Heimerle + Meule GmbH

CID000707

   Heraeus Metals Hong Kong Ltd.

CID000711

   Heraeus Precious Metals GmbH & Co. KG

CID000731

   Hi-Temp Specialty Metals, Inc.

CID000760

   Huichang Jinshunda Tin Co., Ltd.

CID000766

   Hunan Chenzhou Mining Co., Ltd.

CID000767

   Hunan Chenzhou Mining Co., Ltd.

CID000769

   Hunan Chunchang Nonferrous Metals Co., Ltd.

CID000778

   HwaSeong CJ CO., LTD.

CID000801

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000807

   Ishifuku Metal Industry Co., Ltd.

CID000814

   Istanbul Gold Refinery

CID000823

   Japan Mint


CID000825    Japan New Metals Co., Ltd.
CID000855    Jiangxi Copper Co., Ltd.
CID000868    Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CID000875    Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000914    JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID000917    Jiujiang Nonferrous Metals Smelting Company Limited
CID000920    Asahi Refining USA Inc.
CID000924    Asahi Refining Canada Ltd.
CID000927    JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000929    JSC Uralelectromed
CID000937    JX Nippon Mining & Metals Co., Ltd.
CID000942    Gejiu Kai Meng Industry and Trade LLC
CID000956    Kazakhmys Smelting LLC
CID000957    Kazzinc
CID000966    Kennametal Fallon
CID000969    Kennecott Utah Copper LLC
CID000973    King-Tan Tantalum Industry Ltd.
CID000981    Kojima Chemicals Co., Ltd.
CID000988    Korea Metal Co., Ltd.
CID001029    Kyrgyzaltyn JSC
CID001032    L’azurde Company For Jewelry
CID001056    Lingbao Gold Co., Ltd.
CID001058    Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CID001063    Linqu Xianggui Smelter Co., Ltd.
CID001070    China Tin Group Co., Ltd.
CID001076    LSM Brasil S.A.
CID001078    LS-NIKKO Copper Inc.
CID001093    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CID001105    Malaysia Smelting Corporation (MSC)
CID001113    Materion
CID001119    Matsuda Sangyo Co., Ltd.
CID001136    Metahub Industries Sdn. Bhd.
CID001142    Metallic Resources, Inc.
CID001143    Metallum Group Holding NV
CID001147    Metalor Technologies (Suzhou) Ltd.
CID001149    Metalor Technologies (Hong Kong) Ltd.
CID001152    Metalor Technologies (Singapore) Pte., Ltd.
CID001153    Metalor Technologies S.A.
CID001157    Metalor USA Refining Corporation
CID001161    Metalurgica Met-Mex Penoles S.A. De C.V.
CID001163    Metallurgical Products India Pvt., Ltd.
CID001173    Mineracao Taboca S.A.


CID001175    Mineracao Taboca S.A.
CID001182    Minsur
CID001188    Mitsubishi Materials Corporation
CID001191    Mitsubishi Materials Corporation
CID001192    Mitsui Mining and Smelting Co., Ltd.
CID001193    Mitsui Mining and Smelting Co., Ltd.
CID001200    NPM Silmet AS
CID001204    Moscow Special Alloys Processing Plant
CID001220    Nadir Metal Rafineri San. Ve Tic. A.S.
CID001231    Nankang Nanshan Tin Manufactory Co., Ltd.
CID001236    Navoi Mining and Metallurgical Combinat
CID001259    Nihon Material Co., Ltd.
CID001277    Ningxia Orient Tantalum Industry Co., Ltd.
CID001305    Novosibirsk Processing Plant Ltd.
CID001314    O.M. Manufacturing (Thailand) Co., Ltd.
CID001322    Elemetal Refining, LLC
CID001325    Ohura Precious Metal Industry Co., Ltd.
CID001326    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)
CID001337    Operaciones Metalurgical S.A.
CID001352    PAMP S.A.
CID001362    Penglai Penggang Gold Industry Co., Ltd.
CID001386    Prioksky Plant of Non-Ferrous Metals
CID001393    PT Alam Lestari Kencana
CID001397    PT Aneka Tambang (Persero) Tbk
CID001399    PT Artha Cipta Langgeng
CID001402    PT Babel Inti Perkasa
CID001409    PT Bangka Kudai Tin
CID001412    PT Bangka Putra Karya
CID001416    PT Bangka Timah Utama Sejahtera
CID001419    PT Bangka Tin Industry
CID001421    PT Belitung Industri Sejahtera
CID001424    PT BilliTin Makmur Lestari
CID001428    PT Bukit Timah
CID001434    PT DS Jaya Abadi
CID001438    PT Eunindo Usaha Mandiri
CID001442    PT Fang Di MulTindo
CID001448    PT Karimun Mining
CID001453    PT Mitra Stania Prima
CID001457    PT Panca Mega Persada
CID001458    PT Prima Timah Utama
CID001460    PT Refined Bangka Tin


CID001463    PT Sariwiguna Binasentosa
CID001468    PT Stanindo Inti Perkasa
CID001471    PT Sumber Jaya Indah
CID001477    PT Timah (Persero) Tbk Kundur
CID001482    PT Timah (Persero) Tbk Mentok
CID001490    PT Tinindo Inter Nusa
CID001493    PT Tommy Utama
CID001498    PX Precinox S.A.
CID001508    QuantumClean
CID001512    Rand Refinery (Pty) Ltd.
CID001522    RFH Tantalum Smeltry Co., Ltd.
CID001534    Royal Canadian Mint
CID001539    Rui Da Hung
CID001546    Sabin Metal Corp.
CID001555    Samduck Precious Metals
CID001562    Samwon Metals Corp.
CID001573    Schone Edelmetaal B.V.
CID001585    SEMPSA Joyeria Plateria S.A.
CID001619    Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CID001622    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CID001634    Shanghai Jiangxi Metals Co., Ltd.
CID001736    Sichuan Tianze Precious Metals Co., Ltd.
CID001754    So Accurate Group, Inc.
CID001756    SOE Shyolkovsky Factory of Secondary Precious Metals
CID001758    Soft Metais Ltda.
CID001761    Solar Applied Materials Technology Corp.
CID001769    Solikamsk Magnesium Works OAO
CID001798    Sumitomo Metal Mining Co., Ltd.
CID001869    Taki Chemical Co., Ltd.
CID001875    Tanaka Kikinzoku Kogyo K.K.
CID001889    Tejing (Vietnam) Tungsten Co., Ltd.
CID001891    Telex Metals
CID001898    Thaisarco
CID001908    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CID001909    Great Wall Precious Metals Co., Ltd. of CBPM
CID001916    The Refinery of Shandong Gold Mining Co., Ltd.
CID001938    Tokuriki Honten Co., Ltd.
CID001947    Tongling Nonferrous Metals Group Co., Ltd.
CID001955    Torecom
CID001969    Ulba Metallurgical Plant JSC
CID001977    Umicore Brasil Ltda.
CID001980    Umicore S.A. Business Unit Precious Metals Refining


CID001993    United Precious Metal Refining, Inc.
CID002003    Valcambi S.A.
CID002011    Vietnam Youngsun Tungsten Industry Co., Ltd.
CID002015    VQB Mineral and Trading Group JSC
CID002030    Western Australian Mint (T/a The Perth Mint)
CID002036    White Solder Metalurgia e Mineracao Ltda.
CID002044    Wolfram Bergbau und Hutten AG
CID002047    WOLFRAM Company CJSC
CID002082    Xiamen Tungsten Co., Ltd.
CID002095    Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CID002100    Yamamoto Precious Metal Co., Ltd.
CID002129    Yokohama Metal Co., Ltd.
CID002158    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CID002180    Yunnan Tin Company Limited
CID002224    Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CID002232    Zhuzhou Cemented Carbide Group Co., Ltd.
CID002243    Gold Refinery of Zijin Mining Group Co., Ltd.
CID002282    Morris and Watson
CID002290    SAFINA A.S.
CID002307    Yichun Jin Yang Rare Metal Co., Ltd.
CID002312    Guangdong Jinding Gold Limited
CID002313    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.
CID002314    Umicore Precious Metals Thailand
CID002315    Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID002316    Jiangxi Yaosheng Tungsten Co., Ltd.
CID002317    Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002318    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002319    Malipo Haiyu Tungsten Co., Ltd.
CID002320    Xiamen Tungsten (H.C.) Co., Ltd.
CID002321    Jiangxi Gan Bei Tungsten Co., Ltd.
CID002355    Faggi Enrico S.p.A.
CID002455    CV Venus Inti Perkasa
CID002459    Geib Refining Corporation
CID002468    Magnu’s Minerais Metais e Ligas Ltda.
CID002478    PT Tirus Putra Mandiri
CID002479    PT Wahana Perkit Jaya
CID002492    Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002493    Jiangxi Richsea New Materials Co., Ltd.
CID002494    Ganzhou Seadragon W & Mo Co., Ltd.
CID002500    Melt Metais e Ligas S.A.


CID002501    Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CID002502    Asia Tungsten Products Vietnam Ltd.
CID002503    PT ATD Makmur Mandiri Jaya
CID002504    D Block Metals, LLC
CID002505    FIR Metals & Resource Ltd.
CID002506    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CID002507    Phoenix Metal Ltd.
CID002508    XinXing HaoRong Electronic Material Co., Ltd.
CID002509    MMTC-PAMP India Pvt., Ltd.
CID002510    Republic Metals Corporation
CID002511    KGHM Polska Miedz Spolka Akcyjna
CID002512    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CID002513    Chenzhou Diamond Tungsten Products Co., Ltd.
CID002515    Fidelity Printers and Refiners Ltd.
CID002516    Singway Technology Co., Ltd.
CID002517    O.M. Manufacturing Philippines, Inc.
CID002518    Dayu Jincheng Tungsten Industry Co., Ltd.
CID002530    PT Inti Stania Prima
CID002531    Ganxian Shirui New Material Co., Ltd.
CID002532    Pobedit, JSC
CID002535    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CID002536    Ganzhou Yatai Tungsten Co., Ltd.
CID002538    Sanher Tungsten Vietnam Co., Ltd.
CID002539    KEMET Blue Metals
CID002540    Plansee SE Liezen
CID002541    H.C. Starck Tungsten GmbH
CID002542    H.C. Starck Smelting GmbH & Co. KG
CID002543    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
CID002544    H.C. Starck Co., Ltd.
CID002545    H.C. Starck Tantalum and Niobium GmbH
CID002546    H.C. Starck Surface Technology and Ceramic Powders GmbH
CID002547    H.C. Starck Hermsdorf GmbH
CID002548    H.C. Starck Inc.
CID002549    H.C. Starck Ltd.
CID002550    H.C. Starck Smelting GmbH & Co. KG
CID002551    Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002556    Plansee SE Reutte
CID002557    Global Advanced Metals Boyertown
CID002558    Global Advanced Metals Aizu
CID002560    Al Etihad Gold LLC
CID002561    Emirates Gold DMCC
CID002568    KEMET Blue Powder


CID002570    CV Ayi Jaya
CID002571    Tranzact, Inc.
CID002572    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
CID002573    Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID002574    Tuyen Quang Non-Ferrous Metals Joint Stock Company
CID002578    Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CID002579    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CID002580    T.C.A S.p.A
CID002582    Remondis Argentia B.V.
CID002587    Tony Goetz NV
CID002589    Niagara Refining LLC
CID002590    E.S.R. Electronics
CID002592    CV Dua Sekawan
CID002593    CV Tiga Sekawan
CID002605    Korea Zinc Co., Ltd.
CID002615    TOO Tau-Ken-Altyn
CID002647    Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CID002649    Hydrometallurg, JSC
CID002696    PT Cipta Persada Mulia
CID002703    An Vinh Joint Stock Mineral Processing Company
CID002705    Avon Specialty Metals Ltd.
CID002706    Resind Industria e Comercio Ltda.
CID002707    Resind Industria e Comercio Ltda.
CID002708    Abington Reldan Metals, LLC
CID002724    Unecha Refractory metals plant
CID002757    PT O.M. Indonesia
CID002761    SAAMP
CID002773    Metallo Belgium N.V.
CID002774    Metallo Spain S.L.U.
CID002776    PT Bangka Prima Tin
CID002777    SAXONIA Edelmetalle GmbH
CID002778    WIELAND Edelmetalle GmbH
CID002779    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
CID002815    South-East Nonferrous Metal Company Limited of Hengyang City
CID002816    PT Sukses Inti Makmur
CID002825    An Thai Minerals Co., Ltd.
CID002827    Philippine Chuangxin Industrial Co., Inc.
CID002829    PT Kijang Jaya Mandiri
CID002830    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CID002833    ACL Metais Eireli
CID002842    Jiangxi Tuohong New Raw Material


CID002843    Woltech Korea Co., Ltd.
CID002844    HuiChang Hill Tin Industry Co., Ltd.
CID002845    Moliren Ltd.
CID002847    Power Resources Ltd.
CID002848    Gejiu Fengming Metallurgy Chemical Plant
CID002849    Guanyang Guida Nonferrous Metal Smelting Plant
CID002850    AU Traders and Refiners
CID002851    AURA-II
CID002852    GCC Gujrat Gold Centre Pvt. Ltd.
CID002853    Sai Refinery
CID002854    Universal Precious Metals Refining Zambia
CID002857    Modeltech Sdn Bhd
CID002858    Modeltech Sdn Bhd
CID002859    Gejiu Jinye Mineral Company
CID002863    Bangalore Refinery
CID002865    Kyshtym Copper-Electrolytic Plant ZAO