Exhibit 1.01 to Form SD
SYMANTEC CORPORATION
CONFLICT MINERALS REPORT
FOR THE REPORTING PERIOD JANUARY 1 TO DECEMBER 31, 2014
This Conflict Minerals Report has been prepared by Symantec Corporation (herein referred to, alternatively, as “Symantec,” “we” and “our”). This Conflict Minerals Report for the reporting period January 1 to December 31, 2014 is presented to comply with the final Conflict Minerals implementing rules (the “Conflict Minerals Rules”) promulgated by the Securities and Exchange Commission (“SEC”), as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014. The Conflict Minerals Rules were adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as codified in Section 13(p) of the Securities Exchange Act of 1934. The Conflict Minerals Rules impose certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are currently defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten and gold.
To comply with the Conflict Minerals Rules, we conducted due diligence on the origin, source and chain of custody of the Conflict Minerals that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain whether these Conflict Minerals originated in the Democratic Republic of Congo or an adjoining country (collectively, “Covered Countries”) and financed or benefited armed groups (as defined in Section 1, Item 1.01(d)(2) of Form SD) in any of these countries.
Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, Symantec is not required to describe any of its products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore makes no conclusion in this regard in the report presented herein. Furthermore, given that Symantec has not voluntarily elected to describe any of its products as “DRC conflict free,” an independent private sector audit of the report presented herein has not been conducted.
| I. | Company Overview |
Symantec Corporation is a global leader in security, backup and availability solutions. Our market leading products and services protect people and information in any environment – from the mobile device in your pocket, to the enterprise data center, to cloud-based systems. Founded in April 1982, Symantec operates one of the largest global threat-intelligence networks. The company has more than 19,000 employees in more than 50 countries. Our Internet home page is www.symantec.com. Other than the information expressly set forth in this report, the information contained or referred to on our website is not part of this report.
| II. | Products Overview |
Symantec is a global leader in providing security, storage and systems management solutions to help our customers – from consumers and small businesses to the largest global organizations – secure and manage their information against more risks at more points. Our company’s unique focus is to eliminate risks to information, technology and processes independent of the device, platform, interaction or location. Symantec product overviews can be found at http://www.symantec.com/products-solutions/.
All tier one suppliers of physical products that Symantec contracts to manufacture are considered in-scope suppliers. These suppliers manufacture products in the following categories: (i) software, (ii) appliances and (iii) tokens.
| III. | Supply Chain Overview |
All of Symantec’s product manufacturing is outsourced to Subcontract Manufacturing and Logistic Partners. Our in-scope suppliers are located in North America, South America, EMEA, Russia and Asia. In 2014, Symantec sourced from 20 in-scope suppliers.
| IV. | Conflict Minerals Analysis and Reasonable Country of Origin Inquiry |
Based upon a review of our product categories and our reasonable country of origin inquiry (“RCOI”), we have concluded that:
| • | Our appliance and token products contain Conflict Minerals that are necessary to the production or functionality of such products; and |
| • | we are unable to determine whether the Conflict Minerals present in such products originate in the Covered Countries. |
We are therefore required by the Conflict Minerals Rules to file with the SEC a Form SD and a Conflict Minerals Report as an exhibit thereto.
| V. | Design of Due Diligence Measures |
Symantec designed its due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its products based on the five-step framework set forth in the Second Edition of the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the supplements thereto.
| VI. | Due Diligence Measures Performed by Symantec |
Step #1: Establish Strong Company Management Systems
| • | Symantec maintains a policy on Conflict Minerals (the “Policy”). The Policy can be viewed at: http://www.symantec.com/corporate_responsibility/topic.jsp?id=supply_chain. The Policy has been communicated to relevant personnel, and it is available to all Symantec employees via Symantec’s website. |
| • | Symantec’s Conflict Minerals Team (the “Team”) is responsible for Conflict Minerals due diligence, governance and reporting. The Team consists of representatives from Finance, Legal and Supply Chain, all of whom have experience and expertise with respect to the requirements of the Conflict Minerals Rules, and is supported by external consultants. Oversight of Symantec’s Conflict Minerals due diligence, governance and reporting is exercised by the Company’s Disclosure Committee and the Nominating and Governance Committee of the Board of Directors. The Team is supported by a member of Symantec’s Senior Management Team. |
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| • | To make training regarding Conflict Minerals compliance available to suppliers, Symantec refers suppliers to the Conflict-Free Sourcing Initiative’s (“CFSI”) website at www.conflictfreesourcing.org, which website contains Conflict Minerals training materials and resources for suppliers. |
| • | Symantec’s Policy has been made available to existing suppliers, and Symantec makes the Policy available to new suppliers as part of the new supplier onboarding process. In addition, Symantec will incorporate a provision requiring compliance with the Conflict Minerals Rules and the Policy into (i) new supplier agreements and (ii) existing supplier agreements when such agreements are negotiated for renewal. |
| • | Pursuant to the Policy, concerned parties may contact Symantec regarding complaints related to Conflict Minerals compliance by contacting Symantec’s Ethics Line via online at https://secure.ethicspoint.com/domain/media/en/gui/28771/index.html, via telephone at one of our global telephone numbers listed at https://secure.ethicspoint.com/domain/media/en/gui/28771/phone.html, or by sending an e-mail to the Office of Ethics and Compliance at ethicsandcompliance@symantec.com. Suppliers may also contact their supply chain representative. |
| • | All documentation and records, including all material communications with suppliers, are retained electronically for a period of five (5) years. |
Step #2: Identify and Assess Risk in the Supply Chain
| • | Symantec maintains a Conflict Minerals Compliance Program (the “Program”) that outlines the process for supplier due diligence and engagement. |
| • | The Program includes the identification of the suppliers that provide inputs to Symantec’s products that may contain Conflict Minerals. This analysis is performed on an annual basis, as well as through the ongoing supplier approval and onboarding process, with data pulled from the global supplier database. |
| • | The Global Supply Chain Compliance Team works with Legal and Finance to determine the enterprise reporting entity for compliance purposes. This includes the determination of whether any of Symantec’s subsidiaries, joint ventures, or acquired companies are in-scope or out-of-scope for the respective reporting year pursuant to the Conflict Minerals Rules. |
| • | For out-of-scope entities, if the entity supplies Symantec in-scope entities with products Symantec contracts to manufacture, then the entity is considered a supplier and is surveyed as part of the RCOI process. |
| • | The Electronic Industry Citizenship Coalition (“EICC”)/Global e-Sustainability Initiative Conflict Minerals Reporting Template (the “Survey”) is emailed annually by the Global Supply Chain Compliance Team to all in-scope suppliers along with an introductory email. |
| • | On an annual basis, any new subsidiaries and joint ventures are evaluated for inclusion as an in-scope entity for the purposes of compliance with the Conflict Minerals Rules. |
| • | For acquisitions, due diligence is conducted to determine whether the newly acquired organization is subject to the Conflict Minerals Rules. |
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Step #3: Design and Implement a Strategy to Respond to Identified Risks
| • | Symantec has designed a Due Diligence Decision Tree that sets forth steps to be taken to mitigate risk based on a supplier’s Survey responses. Suppliers are ranked for risk, ranging from Low to High, based upon red flags and issues raised by suppliers’ Survey responses (the “Risk Levels”). |
| • | All Suppliers regardless of Risk Level in 2014 were contacted via email with follow-up questions and/or requests. |
Step #4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
As a downstream actor in the supply chain, we do not have a direct relationship with the smelters and refiners that process the Conflict Minerals that are present in our products, and for this reason, we rely on the CFSI to conduct third-party audits of smelters and refiners.
Step #5: Report on Supply Chain Due Diligence
As required by the Conflict Minerals Rules, we have filed a Form SD and a Conflict Minerals Report as an exhibit thereto for the 2014 reporting year. The Form SD and Conflict Minerals Report are also available on our website at http://www.symantec.com/corporate_responsibility/topic.jsp?id=supply_chain.
| VII. | Supplier Survey Responses and Smelter and Refiner Information |
Our Conflict Minerals due diligence yielded the following results:
| • | 100% of in-scope suppliers responded using the Survey. |
| • | 50% of in-scope suppliers provide products that do not contain Conflict Minerals. |
| • | 50% of in-scope suppliers provide products that contain one or more Conflict Minerals, of which: |
| - | 20% provide products that contain Conflict Minerals that originate from the Covered Countries; |
| - | 40% provide products that contain Conflict Minerals that do not originate from the Covered Countries; and |
| - | 40% are still in the process of investigating the origin of the Conflict Minerals contained in their products. |
| • | 65% of in-scope suppliers have a Conflict Minerals policy in place, and 23% of such in-scope suppliers have made their policy available to the public. |
| • | 70% of in-scope suppliers require their direct suppliers to be DRC conflict-free (as defined in the Survey). |
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| • | 25% of in-scope suppliers require their direct suppliers to source from smelters that are validated by an independent private sector audit firm. |
| • | 60% of in-scope suppliers have implemented due diligence measures for conflict-free sourcing. |
In addition, Addendum A to this Conflict Minerals Report contains a list of those smelters reported by our suppliers that appear on the CFSI’s Standard Smelter List and the status of such smelters as reported by the CFSI.
VIII. Steps to Mitigate Risk
Symantec intends to take the following steps to mitigate the risk that its necessary Conflict Minerals benefit armed groups:
| • | Continue to engage with suppliers to obtain complete Surveys; |
| • | Support the development of supplier capabilities to perform Conflict-Minerals related due diligence by the implementation of risk mitigation measures, as appropriate; and |
| • | provide ongoing training regarding emerging best practices and other relevant topics to personnel responsible for Conflict Minerals compliance. |
FORWARD LOOKING STATEMENTS
Statements relating to due diligence improvements are forward-looking in nature and are based on Symantec’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of Symantec’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.
DOCUMENTS INCORPORATED BY REFERENCE
Unless otherwise stated herein, any documents, third-party materials or references to websites (including Symantec’s) are not incorporated by reference in, or considered to be a part of, this Conflict Minerals Report, unless expressly incorporated by reference herein.
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Addendum A
With the exception of one supplier, the smelter information below was reported by Symantec suppliers using versions 3.01 and 3.02 of the Survey. Data collection was completed on April 30, 2015.
For more detail and the most current status of each smelter, please visit the Conflict-Free Smelter Program (“CFSP”) website at www.conflictfreesourcinginitiative.org.
| Status | ||
| Alleged Smelter | This company is not listed on the CFSI known smelter list. | |
| Not a Legitimate Smelter | Need actual smelter name(s). | |
| Outreach Required | Supplier should contact smelter directly or indirectly to request CFSP participation and determine when the smelter will become certified. | |
| In Communication | This company is a legitimate smelter and has been contacted regarding the CFSP. | |
| On CFSP Active List | This company is a legitimate smelter and is engaged in the CFSP but not yet compliant. | |
| Compliant | This company has been found compliant with the CFSP protocol. | |
| TI CMC Member Company | This company is a legitimate smelter and has been contacted regarding the EICC Conflict Minerals Audit Program. | |
Table 1. CFSI Smelters by Metal Reported by Symantec Suppliers
Based on CFSP as of May 1st, 2015
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Table 2. Status of CFSI Smelters Reported by Symantec Suppliers
The lists below contain the names of the smelters that Symantec has identified through the CFSI.
| ALLEGED SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Gold | Acade Noble Metal (Zhao Yuan) Corporation | CID000009 | ||
| Gold | Dongguan Standard Electronic Material.Co.,Ltd | CID000392 | ||
| Gold | Feinhütte Halsbrücke GmbH | CID000465 | ||
| Gold | Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) | CID000523 | ||
| Gold | Kunshan Jinli chemical industry reagents co.,Ltd. | CID001009 | ||
| Gold | Qiankun Gold and Silver Refnery Share Company Limited | CID001501 | ||
| Gold | Realized the enterprise co. ltd. | CID001515 | ||
| Gold | Shandong Jun Mai Fu | CID001614 | ||
| Gold | Shenzhen fujun material technology co.,ltd | CID001690 | ||
| Gold | Tai zhou chang san Jiao electron Co.,Ltd | CID001843 | ||
| Tantalum | ANHUI HERRMAN IMPEX CO. | CID000059 | ||
| Tantalum | NTET, Thailand | CID001309 | ||
| Tin | 5N Plus | CID002665 | ||
| Tin | An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd. | CID000054 | ||
| Tin | Guangxi Huaxi Group | CID000623 | ||
| Tin | KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. | CID000992 | ||
| Tin | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CID001059 | ||
| Tin | Lübeck GmbH | CID001082 | ||
| Tin | Metahub Industries Sdn. Bhd. | CID001136 | ||
| Tin | PT HP Metals Indonesia | CID001445 | ||
| Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. | CID001606 | ||
| Tin | Yifeng Tin | CID002121 | ||
| NOT A LEGITIMATE SMELTER | ||||
| METAL |
SMELTER NAME | SMELTER ID | ||
| Gold | China GoldDeal Investment Co., Ltd. | CID000236 | ||
| Gold | China National Gold Group Corporation | CID000242 | ||
| Gold | Codelco | CID000284 | ||
| Gold | Colt Refining | CID000288 | ||
| Gold | DaeryongENC | CID000333 | ||
| Gold | EM Vinto | CID000439 | ||
| Gold | Harmony Gold Refinery | CID000682 | ||
| Gold | PYNMAX | CID001499 | ||
| Gold | Suzhou Xingrui Noble | CID001826 | ||
| Gold | Yunnan Tin Group (Holding) Company Limited | CID002181 | ||
| Tantalum | Global Advanced Metals | CID000564 | ||
| Tantalum | H.C. Starck Group | CID000654 | ||
| Tantalum | Plansee | CID001368 | ||
| Tantalum | Tantalite Resources | CID001879 | ||
| Tin | Brinkmann Chemie AG | CID000169 | ||
| Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda. | CID000196 | ||
| Tin | CV Duta Putra Bangka | CID000304 | ||
| Tin | CV Makmur Jaya | CID000308 | ||
| Tin | Gold Bell Group | CID000572 | ||
| Tin | Heraeus Ltd. Hong Kong | CID000708 | ||
| Tin | Heraeus Precious Metals GmbH & Co. KG | CID000712 | ||
| Tin | Jean Goldschmidt International | CID000835 | ||
| Tin | LS-NIKKO Copper Inc. | CID001079 | ||
| Tin | Minmetals Ganzhou Tin Co. Ltd. | CID001179 | ||
| Tin | Nathan Trotter & Co INC. | CID001234 | ||
| Tin | PT Babel Surya Alam Lestari | CID001406 | ||
| Tin | PT Koba Tin | CID001449 | ||
| Tin | RedRing Solder (M) Sdn. Bhd | CID001517 | ||
| Tin | ROHM & HAAS | CID001530 | ||
| Tin | Sumitomo Metal Mining Co., Ltd. | CID001799 | ||
| Tin | Tanaka Kikinzoku Kogyo K.K. | CID001876 | ||
| Tin | Technic | CID001888 | ||
| Tin | UNI BROS METAL PTE LTD | CID001984 | ||
| Tin | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002225 | ||
| Tungsten | Buffalo Tungsten | CID000174 | ||
| Tungsten | China Minmetals Nonferrous Metals Co Ltd | CID000239 | ||
| Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | CID000524 | ||
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CID002493 | ||
| Tungsten | Metallo-Chimique N.V. | CID001146 | ||
| Tungsten | Mitsubishi Materials Corporation | CID001190 | ||
| Tungsten | Mitsui Mining and Smelting Co., Ltd. | CID001195 | ||
| Tungsten | Sumitomo Metal Mining Co., Ltd. | CID001801 | ||
| Tungsten | Wolfram Company CJSC | CID002047 | ||
| Tungsten | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002236 | ||
| OUTREACH REQUIRED SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | ||
| Gold | Bauer Walser AG | CID000141 | ||
| Gold | Caridad | CID000180 | ||
| Gold | Daejin Indus Co. Ltd | CID000328 | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 | ||
| Gold | Doduco | CID000362 | ||
| Gold | FSE Novosibirsk Refinery | CID000493 | ||
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | CID000522 | ||
| Gold | Guangdong Jinding Gold Limited | CID002312 | ||
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| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 | ||
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CID000767 | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CID000801 | ||
| Gold | Jiangxi Copper Company Limited | CID000855 | ||
| Gold | Kyrgyzaltyn JSC | CID001029 | ||
| Gold | Lingbao Gold Company Limited | CID001056 | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CID001058 | ||
| Gold | Moscow Special Alloys Processing Plant | CID001204 | ||
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 | ||
| Gold | OJSC Kolyma Refinery | CID001328 | ||
| Gold | OJSC Novosibirsk Refinery | CID000493 | ||
| Gold | Penglai Penggang Gold Industry Co Ltd | CID001362 | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | ||
| Gold | So Accurate Group, Inc. | CID001754 | ||
| Gold | The Great Wall Gold and Silver Refinery of China | CID001909 | ||
| Gold | Tongling nonferrous Metals Group Co.,Ltd | CID001947 | ||
| Gold | Yunnan Copper Industry Co Ltd | CID000197 | ||
| Tantalum | Shanghai Jiangxi Metals Co. Ltd | CID001634 | ||
| Tin | CV Makmur Jaya | CID000308 | ||
| Tin | CV Serumpun Sebalai | CID000313 | ||
| Tin | Estanho de Rondônia S.A. | CID000448 | ||
| Tin | Feinhütte Halsbrücke GmbH | CID000466 | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | ||
| Tin | Huichang Jinshunda Tin Co. Ltd | CID000760 | ||
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CID001063 | ||
| Tin | Metallic Resources Inc | CID001142 | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd | CID001231 | ||
| Tin | Novosibirsk Integrated Tin Works | CID001305 | ||
| Tin | PT Alam Lestari Kencana | CID001393 | ||
| Tin | PT Babel Surya Alam Lestari | CID001406 | ||
| Tin | PT Bangka Kudai Tin | CID001409 | ||
| Tin | PT Bangka Timah Utama Sejahtera | CID001416 | ||
| Tin | PT Fang Di MulTindo | CID001442 | ||
| Tin | PT HP Metals Indonesia | CID001445 | ||
| Tin | PT Koba Tin | CID001449 | ||
| Tin | PT Pelat Timah Nusantara Tbk | CID001486 | ||
| Tin | PT Seirama Tin investment | CID001466 | ||
| Tin | PT Supra Sukses Trinusa | CID001476 | ||
| Tin | PT Tommy Utama | CID001493 | ||
| Tin | PT Yinchendo Mining Industry | CID001494 | ||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CID002313 |
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| IN COMMUNICATION SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Gold | Chugai Mining | CID000264 | ||
| Gold | Do Sung Corporation | CID000359 | ||
| Gold | Hwasung CJ Co. Ltd | CID000778 | ||
| Gold | Korea Metal Co. Ltd | CID000988 | ||
| Gold | SAMWON METALS Corp. | CID001562 | ||
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CID000278 | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd | CID001231 | ||
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CID000766 | ||
| Tungsten | Kennametal Fallon | CID000966 | ||
| Tungsten | Kennametal Huntsville | CID000105 | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | ||
| ON CFSP ACTIVE LIST SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Gold | Asaka Riken Co Ltd | CID000090 | ||
| Gold | Cendres + Métaux SA | CID000189 | ||
| Gold | Doduco | CID000362 | ||
| Gold | Sabin Metal Corp. | CID001546 | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | ||
| Gold | Torecom | CID001955 | ||
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | CID002100 | ||
| Gold | Yokohama Metal Co Ltd | CID002129 | ||
| Tin | China Tin Group Co., Ltd. | CID001070 | ||
| Tin | Cooper Santa | CID000295 | ||
| Tin | CV Gita Pesona | CID000306 | ||
| Tin | CV Serumpun Sebalai | CID000313 | ||
| Tin | Fenix Metals | CID000468 | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | ||
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | ||
| Tin | PT Aries Kencana Sejahtera | CID000309 | ||
| Tin | PT Artha Cipta Langgeng | CID001399 | ||
| Tin | PT BilliTin Makmur Lestari | CID001424 | ||
| Tin | PT Inti Stania Prima | CID002530 | ||
| Tin | PT JusTindo | CID000307 | ||
| Tin | PT Karimun Mining | CID001448 | ||
| Tin | PT Sumber Jaya Indah | CID001471 | ||
| Tin | Rui Da Hung | CID001539 | ||
| Tin | Soft Metais, Ltda. | CID001758 | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CID002158 | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | CID000004 | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | ||
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| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | ||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CID000868 | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | ||
| Tungsten | H.C. Starck GmbH | CID002541 | ||
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CID000766 | ||
| Tungsten | Wolfram Bergbau und Hütten AG | CID002044 | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 | ||
| COMPLIANT SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Gold | Aida Chemical Industries Co. Ltd. | CID000019 | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | ||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | CID000058 | ||
| Gold | Argor-Heraeus SA | CID000077 | ||
| Gold | Asahi Pretec Corporation | CID000082 | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 | ||
| Gold | Aurubis AG | CID000113 | ||
| Gold | Boliden AB | CID000157 | ||
| Gold | C. Hafner GmbH + Co. KG | CID000176 | ||
| Gold | CCR Refinery – Glencore Canada Corporation | CID000185 | ||
| Gold | Chimet S.p.A. | CID000233 | ||
| Gold | Dowa | CID000401 | ||
| Gold | Eco-System Recycling Co., Ltd. | CID000425 | ||
| Gold | Heimerle + Meule GmbH | CID000694 | ||
| Gold | Heraeus Ltd. Hong Kong | CID000707 | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | ||
| Gold | Istanbul Gold Refinery | CID000814 | ||
| Gold | Japan Mint | CID000823 | ||
| Gold | Johnson Matthey Inc | CID000920 | ||
| Gold | Johnson Matthey Ltd | CID000924 | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | ||
| Gold | JSC Uralelectromed | CID000929 | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | ||
| Gold | Kazzinc | CID000957 | ||
| Gold | Kennecott Utah Copper LLC | CID000969 | ||
| Gold | Kojima Chemicals Co., Ltd | CID000981 | ||
| Gold | L’ azurde Company For Jewelry | CID001032 | ||
| Gold | LS-NIKKO Copper Inc. | CID001078 | ||
| Gold | Materion | CID001113 | ||
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | ||
| Gold | Metalor Technologies (Hong Kong) Ltd | CID001149 | ||
| Gold | Metalor Technologies (Singapore) Pte. Ltd. | CID001152 | ||
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| Gold | Metalor Technologies SA | CID001153 | ||
| Gold | Metalor USA Refining Corporation | CID001157 | ||
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | CID001161 | ||
| Gold | Mitsubishi Materials Corporation | CID001188 | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | CID001220 | ||
| Gold | Nihon Material Co. LTD | CID001259 | ||
| Gold | Ohio Precious Metals, LLC | CID001322 | ||
| Gold | Ohura Precious Metal Industry Co., Ltd | CID001325 | ||
| Gold | PAMP SA | CID001352 | ||
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | ||
| Gold | PX Précinox SA | CID001498 | ||
| Gold | Rand Refinery (Pty) Ltd | CID001512 | ||
| Gold | Royal Canadian Mint | CID001534 | ||
| Gold | Schone Edelmetaal | CID001573 | ||
| Gold | SEMPSA Joyería Platería SA | CID001585 | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CID001622 | ||
| Gold | Solar Applied Materials Technology Corp. | CID001761 | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | ||
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | CID001916 | ||
| Gold | Tokuriki Honten Co., Ltd | CID001938 | ||
| Gold | Umicore Brasil Ltda | CID001977 | ||
| Gold | Umicore Precious Metals Thailand | CID002314 | ||
| Gold | Umicore SA Business Unit Precious Metals Refining | CID001980 | ||
| Gold | Valcambi SA | CID002003 | ||
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | CID002100 | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | ||
| Gold | Zijin Mining Group Co. Ltd | CID002243 | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | ||
| Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 | ||
| Tantalum | Duoluoshan | CID000410 | ||
| Tantalum | Exotech Inc. | CID000456 | ||
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | ||
| Tantalum | Global Advanced Metals Aizu | CID002558 | ||
| Tantalum | Global Advanced Metals Boyertown | CID002557 | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | ||
| Tantalum | H.C. Starck Co., Ltd. | CID002544 | ||
| Tantalum | H.C. Starck GmbH Goslar | CID002545 | ||
| Tantalum | H.C. Starck GmbH Laufenburg | CID002546 | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 | ||
| Tantalum | H.C. Starck Inc. | CID002548 | ||
| Tantalum | H.C. Starck Ltd. | CID002549 |
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| Tantalum | H.C. Starck Smelting GmbH & Co.KG | CID002550 | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | ||
| Tantalum | Hi-Temp Specialty Metals, Inc. | CID000731 | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | ||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | ||
| Tantalum | KEMET Blue Metals | CID002539 | ||
| Tantalum | King-Tan Tantalum Industry Ltd | CID000973 | ||
| Tantalum | LSM Brasil S.A. | CID001076 | ||
| Tantalum | Metallurgical Products India (Pvt.) Ltd. | CID001163 | ||
| Tantalum | Mitsui Mining & Smelting | CID001192 | ||
| Tantalum | Molycorp Silmet A.S. | CID001200 | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | ||
| Tantalum | Plansee SE Liezen | CID002540 | ||
| Tantalum | Plansee SE Reutte | CID002556 | ||
| Tantalum | QuantumClean | CID001508 | ||
| Tantalum | RFH Tantalum Smeltry Co., Ltd | CID001522 | ||
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 | ||
| Tantalum | Taki Chemicals | CID001869 | ||
| Tantalum | Telex | CID001891 | ||
| Tantalum | Ulba | CID001969 | ||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CID002307 | ||
| Tantalum | Zhuzhou Cement Carbide | CID002232 | ||
| Tin | Alpha | CID000292 | ||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | CID000295 | ||
| Tin | CV United Smelting | CID000315 | ||
| Tin | EM Vinto | CID000438 | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CID000538 | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 | ||
| Tin | Magnu’s Minerais Metais e Ligas LTDA | CID002468 | ||
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 | ||
| Tin | Melt Metais e Ligas S/A | CID002500 | ||
| Tin | Metallo Chimique | CID001143 | ||
| Tin | Metallo-Chimique N.V. | CID002773 | ||
| Tin | Mineração Taboca S.A. | CID001173 | ||
| Tin | Operaciones Metalurgical S.A. | CID001337 | ||
| Tin | PT Artha Cipta Langgeng | CID001399 | ||
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | ||
| Tin | PT Babel Inti Perkasa | CID001402 | ||
| Tin | PT Bangka Putra Karya | CID001412 | ||
| Tin | PT Bangka Tin Industry | CID001419 | ||
| Tin | PT Belitung Industri Sejahtera | CID001421 | ||
| Tin | PT Bukit Timah | CID001428 | ||
| Tin | PT DS Jaya Abadi | CID001434 |
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| Tin | PT Eunindo Usaha Mandiri | CID001438 | ||
| Tin | PT Mitra Stania Prima | CID001453 | ||
| Tin | PT Panca Mega Persada | CID001457 | ||
| Tin | PT Prima Timah Utama | CID001458 | ||
| Tin | PT REFINED BANGKA TIN | CID001460 | ||
| Tin | PT Sariwiguna Binasentosa | CID001463 | ||
| Tin | PT Stanindo Inti Perkasa | CID001468 | ||
| Tin | PT Tambang Timah | CID001477 | ||
| Tin | PT Timah (Persero) Tbk Mentok | CID001482 | ||
| Tin | PT Tinindo Inter Nusa | CID001490 | ||
| Tin | Thaisarco | CID001898 | ||
| Tin | White Solder Metalurgia e Mineração Ltda. | CID002036 | ||
| Tin | Yunnan Tin Company, Ltd. | CID002180 | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | ||
| Tungsten | Global Tungsten & Powders Corp. | CID000568 | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 | ||
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | CID002011 | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | ||
| TI CMC MEMBER COMPANY SMELTERS | ||||
| METAL | SMELTER NAME | SMELTER ID | ||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CID000345 | ||
| Tungsten | H.C. Starck GmbH | CID002541 | ||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | CID002542 | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | ||
| Tungsten | Kennametal Fallon | CID000966 | ||
| Tungsten | Kennametal Huntsville | CID000105 | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 | ||
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