0000921895-19-001520.txt : 20190516
0000921895-19-001520.hdr.sgml : 20190516
20190516160118
ACCESSION NUMBER: 0000921895-19-001520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190514
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feld Peter A
CENTRAL INDEX KEY: 0001410600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17781
FILM NUMBER: 19832172
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYMANTEC CORP
CENTRAL INDEX KEY: 0000849399
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770181864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 350 ELLIS STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-527-2900
MAIL ADDRESS:
STREET 1: 350 ELLIS STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
form4a06297244_05162019.xml
OWNERSHIP DOCUMENT
X0306
4
2019-05-14
0
0000849399
SYMANTEC CORP
SYMC
0001410600
Feld Peter A
777 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock, $0.01 Par Value
2019-05-14
4
A
0
14124
0
A
22117
D
Common Stock, $0.01 Par Value
2019-05-14
4
A
0
2568
19.4700
A
24685
D
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
25551
19.5001
A
1715299
I
By Starboard Value and Opportunity S LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
19163
19.5648
A
1734462
I
By Starboard Value and Opportunity S LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
14623
19.5001
A
981736
I
By Starboard Value and Opportunity C LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
10968
19.5648
A
992704
I
By Starboard Value and Opportunity C LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
1901
19.5001
A
1200099
I
By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
391
19.5001
A
1200490
I
By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
1426
19.5648
A
1201916
I
By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
293
19.5648
A
1202209
I
By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
3654
19.5001
A
1607987
I
By Starboard Leaders Select VI LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
2740
19.5648
A
1610727
I
By Starboard Leaders Select VI LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
71865
19.5001
A
721531
I
By Starboard Value and Opportunity Master Fund L LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
53899
19.5648
A
775430
I
By Starboard Value and Opportunity Master Fund L LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
246203
19.5001
A
17794279
I
By Managed Accounts of Starboard Value LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
184652
19.5648
A
17978931
I
By Managed Accounts of Starboard Value LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
35812
19.5001
A
18014743
I
By Managed Accounts of Starboard Value LP
Common Stock, $0.01 Par Value
2019-05-14
4
P
0
26859
19.5648
A
18041602
I
By Managed Accounts of Starboard Value LP
Common Stock, $0.01 Par Value
12343662
I
By Starboard Value and Opportunity Master Fund Ltd
In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.
Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.
Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Value and Opportunity Master Fund L LP ("Starboard L Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard L Master, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard L Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
/s/ Peter A. Feld
2019-05-16