0000921895-19-001520.txt : 20190516 0000921895-19-001520.hdr.sgml : 20190516 20190516160118 ACCESSION NUMBER: 0000921895-19-001520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feld Peter A CENTRAL INDEX KEY: 0001410600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17781 FILM NUMBER: 19832172 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMANTEC CORP CENTRAL INDEX KEY: 0000849399 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770181864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-527-2900 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 form4a06297244_05162019.xml OWNERSHIP DOCUMENT X0306 4 2019-05-14 0 0000849399 SYMANTEC CORP SYMC 0001410600 Feld Peter A 777 THIRD AVENUE, 18TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $0.01 Par Value 2019-05-14 4 A 0 14124 0 A 22117 D Common Stock, $0.01 Par Value 2019-05-14 4 A 0 2568 19.4700 A 24685 D Common Stock, $0.01 Par Value 2019-05-14 4 P 0 25551 19.5001 A 1715299 I By Starboard Value and Opportunity S LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 19163 19.5648 A 1734462 I By Starboard Value and Opportunity S LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 14623 19.5001 A 981736 I By Starboard Value and Opportunity C LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 10968 19.5648 A 992704 I By Starboard Value and Opportunity C LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 1901 19.5001 A 1200099 I By Starboard Leaders Tango LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 391 19.5001 A 1200490 I By Starboard Leaders Tango LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 1426 19.5648 A 1201916 I By Starboard Leaders Tango LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 293 19.5648 A 1202209 I By Starboard Leaders Tango LLC Common Stock, $0.01 Par Value 2019-05-14 4 P 0 3654 19.5001 A 1607987 I By Starboard Leaders Select VI LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 2740 19.5648 A 1610727 I By Starboard Leaders Select VI LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 71865 19.5001 A 721531 I By Starboard Value and Opportunity Master Fund L LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 53899 19.5648 A 775430 I By Starboard Value and Opportunity Master Fund L LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 246203 19.5001 A 17794279 I By Managed Accounts of Starboard Value LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 184652 19.5648 A 17978931 I By Managed Accounts of Starboard Value LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 35812 19.5001 A 18014743 I By Managed Accounts of Starboard Value LP Common Stock, $0.01 Par Value 2019-05-14 4 P 0 26859 19.5648 A 18041602 I By Managed Accounts of Starboard Value LP Common Stock, $0.01 Par Value 12343662 I By Starboard Value and Opportunity Master Fund Ltd In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended. Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities owned directly by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities owned directly by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities owned directly by Starboard Value and Opportunity Master Fund L LP ("Starboard L Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard L Master, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard L Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Peter A. Feld 2019-05-16