-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sw+CBv+fPx0nLs9QCmsdq7QbQaMD4kve8Kyepg6Sm6OAMSwgPTSCbKelsU9gkaYv KD8ibiW0j4fUdCuqgUvNQQ== 0001209191-10-058399.txt : 20101203 0001209191-10-058399.hdr.sgml : 20101203 20101203171820 ACCESSION NUMBER: 0001209191-10-058399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSantis B. Christopher CENTRAL INDEX KEY: 0001273452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 101232325 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER NAME: FORMER CONFORMED NAME: DISANTIS CHRISTOPHER DATE OF NAME CHANGE: 20031216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0819 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 4 1 c09281_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-12-01 1 0000849240 HAWK CORP HWK 0001273452 DiSantis B. Christopher 200 PUBLIC SQUARE SUITE 1500 CLEVELAND OH 44114 0 1 0 0 President and COO Common Stock 2010-12-01 4 D 0 4000 D 0 D Common Stock 2010-12-01 4 U 0 14200 50.00 D 0 D Stock Option 5.05 2010-12-01 4 D 0 26000 44.95 D 2014-01-30 Common Stock 26000 0 D Stock Option 6.75 2010-12-01 4 D 0 10000 43.25 D 2014-08-20 Common Stock 10000 0 D Stock Option 12.40 2010-12-01 4 D 0 50000 37.60 D 2016-11-03 Common Stock 50000 0 D Stock Option 11.80 2010-12-01 4 D 0 30000 38.20 D 2017-05-17 Common Stock 30000 0 D Stock Option 18.13 2010-12-01 4 D 0 20000 31.87 D 2018-02-22 Common Stock 20000 0 D Stock Option 18.29 2010-12-01 4 D 0 30000 31.71 D 2018-06-19 Common Stock 30000 0 D Stock Option 15.30 2010-12-01 4 D 0 20000 34.70 D 2018-10-14 Common Stock 20000 0 D This restricted stock, which originally provided for vesting in equal annual installments from the date of grant and for which the vesting was accelerated in connection with the merger agreement between the Issuer, Carlisle Companies Incorporated and HC Corporation, will be paid out in the merger. These options, which originally provided for vesting in equal annual installments from the date of grant and for some of which the vesting was accelerated in connection with the merger, were canceled in the merger in exchange for a cash payment of $6,909,900, representing the number of shares subject to the option multiplied by the difference between the exercise price of the option and $50.00. /s/ Marc C. Krantz, Attorney-in-Fact for B. Christopher DiSantis 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----