-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S81xk41ezcKijSw/SIJFVAhBIHj7RB9KIB33N2Qxacg89NPxJjJVB2d/OaW+rN0N wSI/XpG3zXiYuyBWcaMlXw== 0001209191-10-058393.txt : 20101203 0001209191-10-058393.hdr.sgml : 20101203 20101203171439 ACCESSION NUMBER: 0001209191-10-058393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINBERG RONALD E CENTRAL INDEX KEY: 0000938031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 101232296 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: SUITE 30-2500 CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0819 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 4 1 c09279_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-12-01 1 0000849240 HAWK CORP HWK 0000938031 WEINBERG RONALD E 200 PUBLIC SQUARE SUITE 1500 CLEVELAND OH 44114 1 1 1 0 CEO and Chairman Common Stock 2010-12-01 4 U 0 190844 50.00 D 1 D Common Stock 2010-12-01 4 U 0 1083153 50.00 D 0 I Weinberg Family Limited Partnership Stock Option 3.74 2010-12-01 4 D 0 135967 46.26 D 2011-10-05 Common Stock 135967 0 D This option was canceled in the merger pursuant to the merger agreement, by the Issuer, Carlisle Companies Incorporated and HC Corporation in exchange for a cash payment of $6,289,833, representing the number of shares subject to the option multiplied by the difference between the exercise price of the option and $50.00. /s/ Marc C. Krantz, Attorney-in-Fact for Ronald E. Weinberg 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----