-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VWYhF7fgsEWPBhq8TqpLItllopgUEOGRGCkzvUfrDm1gYx/2mxsp/eaOwjBiQlsD hM8oYXL5FhyCdBHEmDM7iA== 0001209191-10-058389.txt : 20101203 0001209191-10-058389.hdr.sgml : 20101203 20101203171111 ACCESSION NUMBER: 0001209191-10-058389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILBRIDE THOMAS A CENTRAL INDEX KEY: 0001207228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 101232265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0819 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 4 1 c09277_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-12-01 1 0000849240 HAWK CORP HWK 0001207228 GILBRIDE THOMAS A 200 PUBLIC SQUARE SUITE 1500 CLEVELAND OH 44114 0 1 0 0 Vice President - Finance Common Stock 2010-12-01 4 D 0 400 D 0 D Common Stock 2010-12-01 4 U 0 40437 50.00 D 1 D Stock Option 3.40 2010-12-01 4 D 0 3824 46.60 D 2011-10-05 Common Stock 3824 0 D Stock Option 6.75 2010-12-01 4 D 0 16000 43.25 D 2014-08-20 Common Stock 16000 0 D Stock Option 11.80 2010-12-01 4 D 0 5000 38.20 D 2017-05-17 Common Stock 5000 0 D Stock Option 18.29 2010-12-01 4 D 0 20000 31.71 D 2018-06-19 Common Stock 20000 0 D Stock Option 15.30 2010-12-01 4 D 0 10000 34.70 D 2018-10-14 Common Stock 10000 0 D This restricted stock, which originally provided for vesting in equal annual installments from the date of grant and for which the vesting was accelerated in connection with the merger agreement between the Issuer, Carlisle Companies Incorporated and HC Corporation, will be paid out in the merger. These options, which originally provided for vesting in equal annual installments from the date of grant and for some of which the vesting was accelerated in connection with the merger, were canceled in the merger in exchange for a cash payment of $2,042,398, representing the number of shares subject to the option multiplied by the difference between the exercise price of the option and $50.00. /s/ Marc C. Krantz, Attorney-in-Fact for Thomas A. Gilbride 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----