-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ow5/X1BaXE5Z53SR0yTFaHyMIlrN+1fOTvGbuFCFNvqmQo9o/oazWDVW0jD6vMFB +ECbcdj67P725iXTax3U5A== 0001181431-10-017323.txt : 20100318 0001181431-10-017323.hdr.sgml : 20100318 20100318200935 ACCESSION NUMBER: 0001181431-10-017323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100316 FILED AS OF DATE: 20100318 DATE AS OF CHANGE: 20100318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARBERT NORMAN C CENTRAL INDEX KEY: 0001202586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 10692800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0819 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 4 1 rrd270189.xml FORM 4 X0303 4 2010-03-16 0 0000849240 HAWK CORP HWK 0001202586 HARBERT NORMAN C 200 PUBLIC SQUARE, SUITE 1500 CLEVELAND OH 44114 1 0 1 0 Class A Common Stock 2010-03-16 4 D 0 25000 20.08 D 1096604 I See Footnote Class A Common Stock 2010-03-16 4 D 0 107192 20.08 D 1121604 I See Footnote Class A Common Stock 2010-03-16 4 M 0 107192 3.74 A 1228796 I See Footnote Director Stock Option 3.74 2010-03-16 4 M 0 107192 D 2011-10-05 Class A Common Stock 107192 0 D Pursuant to a Stock Purchase Agreement dated March 16, 2010, Hawk Corporation agreed to purchase, in a private transaction, these shares of Hawk's Class A common stock from Mr. Harbert at a price of $20.08 a share, which represented a discount to the market price of the common stock at the time the price was negotiated between Mr. Harbert and an agent representing Hawk. Includes (1) 35,000 shares held by the Harbert Foundation, an Ohio nonprofit corporation of which Mr. Harbert is chairman of the board of trustees, (2) 1,000,511 shares held by the Harbert Family Limited Partnership, an Ohio limited partnership of which Mr. Harbert is the managing general partner and (3) 2,179 shares held by Mr. Harbert's 401(k) plan. The option was exercisable as follows: 53,596 option shares on 10/5/2002 and 53,596 option shares on 10/5/2003. The reporting person was not required to pay for the option shares granted under an issuer sponsored plan. /s/ Marc C. Krantz, Attorney-in-Fact for Norman C. Harbert 2010-03-18 -----END PRIVACY-ENHANCED MESSAGE-----