-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LovCIfgszPn4P7EbnfG657DPb2Qth/dMp5xTVjFbW/nlB8yhjioE4S8o3v0HCxW6 z0vXKA6YLjRfJ/w3tvgDKQ== 0001181431-06-062081.txt : 20061107 0001181431-06-062081.hdr.sgml : 20061107 20061107101731 ACCESSION NUMBER: 0001181431-06-062081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DISANTIS CHRISTOPHER CENTRAL INDEX KEY: 0001273452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 061192330 MAIL ADDRESS: STREET 1: 200 REPUBLIC SQUARE STE 30-5000 CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 rrd135412.xml FORM 4 - OPTIONS X0202 4 2006-11-03 0 0000849240 HAWK CORP HWK 0001273452 DISANTIS CHRISTOPHER 200 PUBLIC SQUARE SUITE 1500 CLEVELAND OH 44114 0 1 0 0 President -- WPG Employee Stock Option 12.40 2006-11-03 4 A 0 50000 A 2016-11-03 Class A Common Stock 50000 90000 D The option will become exercisable as follows: 20% on 11/3/2007; 20% on 11/3/2008; 20% on 11/3/2009; 20% on 11/3/2010; and 20% on 11/3/2011. The reporting person was not requried to pay for the options granted under an issuer-sponsored plan. /s/ Marc C. Krantz, Attorney-in-Fact for Christopher DiSantis 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----