-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lb2vzLi436WnJEWDOu/a94D1GA4Xvtx7LFwGL8yE6OZv5vhU7tSdeWvXmDe/w/Si zfOEFoyNT0zxdUkjiwqS4A== 0001181431-05-021145.txt : 20050407 0001181431-05-021145.hdr.sgml : 20050407 20050407130044 ACCESSION NUMBER: 0001181431-05-021145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030729 FILED AS OF DATE: 20050407 DATE AS OF CHANGE: 20050407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVANDUSKI JOSEPH J CENTRAL INDEX KEY: 0001207230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 05738724 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 rrd73964.xml FORM 4 X0202 4 2003-07-29 0 0000849240 HAWK CORP HWK 0001207230 LEVANDUSKI JOSEPH J 200 PUBLIC SQUARE, SUITE 1500 CLEVELAND OH 44114 0 1 0 0 Vice President -- CFO Employee Stock Option 5.05 2004-01-30 4 A 0 20000 A 2014-01-30 Class A Common Stock 20000 79118 D Employee Stock Option 6.81 2003-07-29 4 D 0 10000 D 2010-09-27 Class A Common Stock 10000 59118 D Employee Stock Option 8.06 2003-07-29 4 D 0 1000 D 2009-02-01 Class A Common Stock 1000 59118 D Employee Stock Option 17.00 2003-07-29 4 D 0 10000 D 2008-05-15 Class A Common Stock 10000 59118 D 18,000 options were exercisable as of the date of grant. 2,000 options are exercisable on 9/27/2005. On July 29, 2003, the issuer canceled, pursuant to the issuer's option exchange program, three option grants as described herein. In exchange for 10,000 options granted on 9/27/2000, the reporting person received 10,000 options, in exchange for 1,000 options granted on 2/1/1999, the reporting person received 1,000 options and in exchange for 10,000 options granted on 5/15/1998, the reporting person received 9,000 options, or a total of 20,000 options as described herein. The option provided for vesting in five equal annual installments beginning on 9/27/2001. The option provided for vesting in five equal annual installments beginning on 2/1/2000. The option provided for vesting in five equal annual installments beginning on 5/15/1999. /s/ Marc C. Krantz, Attorney-in-Fact for Joseph J. Levanduski 2005-04-07 -----END PRIVACY-ENHANCED MESSAGE-----