-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2slLogY1s99J4pC3LMo/O02yo0RJJZgfXfPVBq/HKQFVWrfH0RJPYkummRMbRK1 XPZIoL1AUMa7kjxh91yPuQ== 0001181431-03-010106.txt : 20030605 0001181431-03-010106.hdr.sgml : 20030605 20030605140323 ACCESSION NUMBER: 0001181431-03-010106 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030522 FILED AS OF DATE: 20030605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARBERT NORMAN C CENTRAL INDEX KEY: 0001202586 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13797 FILM NUMBER: 03733851 BUSINESS ADDRESS: STREET 1: C/O SECOND BANCORP INC STREET 2: 108 MAIN AVENUE SW CITY: WARREN STATE: OH ZIP: 44482-1311 BUSINESS PHONE: 3308410234 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 30-5000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 30-5000 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 4/A 1 rrd10313.xml FORM 4/A X0101 4/A 2003-05-22 2003-05-23 0 0000849240 HAWK CORP HWK 0001202586 HARBERT NORMAN C 1 1 1 0 Senior Chairman of the Board Class A Common Stock 2003-05-22 4 S 0 2500 4.00 D 1151475 I Harbert Family Limited Partnership On May 23, 2003, Mr. Harbert filed a Form 4 reporting a sale of 2,500 shares of Class A Common Stock by the Harbert Foundation, an Ohio non-profit corporation, of which Mr. Harbert is one of the trustees. The Foundation has held the shares since June, 1998. Because the Foundation is a tax-exempt, charitable foundation, Mr. Harbert does not have a pecuniary interest in, and is not a beneficial owner of, the shares held by the Foundation. The sale of shares by the Foundation is being reported again on this Amendment to Mr. Harbert's May 23, 2003 Form 4 solely to gain access to the EDGAR online filing system. The shares held by the Foundation have been excluded from the amount of securities beneficially owned by Mr. Harbert. Includes 1,032,561 shares held by the Harbert Family Limited Partnership, an Ohio limited partnership, of which Mr. Harbert is the managing general partner. Marc C. Krantz, Attorney in Fact for Norman C. Harbert 2003-06-05 -----END PRIVACY-ENHANCED MESSAGE-----