8-K 1 l36409ae8vk.htm FORM 8-K FORM 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Act of 1934
Date of Report: May 6, 2009
(Date of earliest event reported)
(HAWK LOGO)
Hawk Corporation
(Exact name of registrant as specified in its charter)
         
Delaware
(State or other jurisdiction
of incorporation)
  001-13797
(Commission
File Number)
  34-1608156
(I.R.S. Employer
Identification Number)
200 Public Square, Suite 1500, Cleveland, Ohio 44114
(Address of principal executive offices including zip code)
(216) 861-3553
(Registrant’s telephone number, including area code)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


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Item 2.02. Regulation FD Disclosure.
Item 8.01 Other Events.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
EXHIBIT INDEX
EX-99.1


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Item 2.02.   Results of Operations and Financial Condition.
On May 6, 2009, Hawk issued a press release announcing financial results for the period ended March 31, 2009. A copy of this press release has been posted to Hawk’s website www.hawkcorp.com and a copy is also set forth in Exhibit 99.1.
This press release includes forward-looking statements within the meaning of the federal securities laws with respect to the Company’s future operations and, as such, concerns matters that are not historical facts. These statements are subject to risks and uncertainties that could cause actual results to differ materially from those expressed in such statements. Reference is made to Hawk’s filings with the Securities and Exchange Commission, including it’s annual report on Form 10-K for the year ended December 31, 2008, it’s quarterly reports of Form 10-Q, and other periodic filings for a description of the foregoing and other factors that could cause actual results to differ materially from those in the forward-looking statements. Any forward-looking statement speaks only as of the date on which such statement is made, and the Company undertakes no obligation to update any forward-looking statement, whether as a result of new information, future events or otherwise.
Item 8.01   Other Events.
On May 6, 2009, Hawk filed its first quarter 2009 Form 10-Q with the SEC. As a result of file transmission errors made by our third party EDGAR software provider, the Form 10-Q as filed with the SEC contains numerous errors and should not be relied on by anyone. Hawk is in the process of correcting the filing and will be submitting a Form 10-Q/A with the SEC as soon as possible. Hawk apologizes for the inconvenience these third party errors have caused any users.
Item 9.01.   Financial Statements and Exhibits.
  (c)   Exhibits
  99.1   Hawk Corporation Press Release dated May 6, 2009
Pursuant to General Instruction B, subsection 2, of Form 8-K, Exhibit 99.1 is not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, but is instead furnished as required by that section.
SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
Date: May 6, 2009  HAWK CORPORATION
 
 
  By:   /s/ Thomas A. Gilbride    
    Thomas A. Gilbride   
    Vice President — Finance and Treasurer   

 


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EXHIBIT INDEX
         
Exhibit Number   Description
       
 
  99.1    
Hawk Corporation Press Release dated May 6, 2009