8-K 1 l97538ae8vk.txt HAWK CORPORATION * FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 DATE OF REPORT: DECEMBER 3, 2002 (Date of earliest event reported) HAWK CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 001-13797 34-1608156 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification Number) 200 PUBLIC SQUARE, SUITE 30-5000, CLEVELAND, OHIO 44114 (Address of principal executive offices including zip code) (216) 861-3553 (Registrant's telephone number, including area code) ITEM 9. REGULATION FD DISCLOSURE On December 3, 2002, Hawk Corporation made a presentation to investors and financial analysts. The presentation will be posted to the Company's website (www.hawkcorp.com) and a copy is also filed as Exhibit 99.1. The presentation includes forward-looking statements that involve risks and uncertainties. These forward-looking statements are based upon management's expectations and beliefs concerning future events. Forward-looking statements are necessarily subject to risks, uncertainties and other factors, many of which are outside the control of the Company that could cause actual results to differ materially from such statements. Actual results and events may differ significantly from those projected in the forward-looking statements. Reference is made to Hawk's filings with the Securities and Exchange Commission, including its annual report on Form 10-K for the year ended December 31, 2001, its quarterly reports on Form 10-Q, and other periodic filings, for a description of the foregoing and other factors that could cause actual results to differ materially from those in the forward-looking statements. Any forward-looking statement speaks only as of the date on which such statement is made, and the Company undertakes no obligation to update any forward-looking statement, whether as a result of new information, future events or otherwise. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits: 99.1 Hawk Corporation Investor Presentation 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 3, 2002 HAWK CORPORATION By: /s/ Thomas A. Gilbride ----------------------------------- Thomas A. Gilbride Vice President - Finance and Treasurer 3 EXHIBIT INDEX Exhibit Number Description -------------- ----------- 99.1 Hawk Corporation Investor Presentation