8-K 1 l96677ae8vk.txt HAWK CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 DATE OF REPORT: OCTOBER 14, 2002 (Date of earliest event reported) HAWK CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 001-13797 34-1608156 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification Number) 200 PUBLIC SQUARE, SUITE 30-5000, CLEVELAND, OHIO 44114 (Address of principal executive offices including zip code) (216) 861-3553 (Registrant's telephone number, including area code) ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE On October 14, 2002, Hawk Corporation filed a press release announcing, in connection with its offer to exchange new 12% Senior Notes due 2006 for its outstanding 10 1/4% Senior Notes due 2003 ("Old Notes") and its related solicitation of consents to amend the indenture for the Old Notes, that it has received valid and unrevoked consents representing a majority in aggregate principal amount of the Old Notes. In addition, Hawk announced the extension of the exchange offer and related consent payment deadline. Hawk also issued press releases on October 16, 17 and 18, 2002, further extending the exchange offer and consent payment deadline. Later in the day on October 18, 2002, Hawk issued another press release announcing the completion of the exchange offer and its acceptance of $64,417,000 or approximately 99% in principal amount of its Old Notes. Hawk further announced that, concurrently with its acceptance of the Old Notes, it completed its new $53.0 million credit facility. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Not applicable. (b) Not applicable. (c) Exhibits: 99.1 Hawk Corporation press release of October 14, 2002 99.2 Hawk Corporation press release of October 16, 2002 99.3 Hawk Corporation press release of October 17, 2002 99.4 Hawk Corporation press release of October 18, 2002 99.5 Hawk Corporation press release of October 18, 2002 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 18, 2002 HAWK CORPORATION By: /s/ Thomas A. Gilbride ----------------------------- Thomas A. Gilbride, Vice President - Finance and Treasurer 2 EXHIBIT INDEX Exhibit Number Description -------------- ----------- 99.1 Hawk Corporation press release of October 14, 2002 99.2 Hawk Corporation press release of October 16, 2002 99.3 Hawk Corporation press release of October 17, 2002 99.4 Hawk Corporation press release of October 18, 2002 99.5 Hawk Corporation press release of October 18, 2002