0001754074-19-000002.txt : 20190314
0001754074-19-000002.hdr.sgml : 20190314
20190314170712
ACCESSION NUMBER: 0001754074-19-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40638
FILM NUMBER: 19681845
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Topline Capital Partners, LP
CENTRAL INDEX KEY: 0001754074
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 2913 3RD STREET UNIT 201
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 310-804-0737
MAIL ADDRESS:
STREET 1: 2913 3RD STREET UNIT 201
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
SC 13G
1
Topline_H13G.txt
13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ____)*
Heritage Global Inc.
(Name of Issuer)
Common stock, $0.01 par value
(Title of Class of Securities)
42727E103
(CUSIP Number)
January 11, 2019
(Date of Event which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 42727E103 SCHEDULE 13G Page 2 of 6
1 Names of Reporting Persons
Topline Capital Partners, LP
2 Check the Appropriate Box if a Member of a Group
(a) [ ]
(See instructions) (b) [X]
3 SEC USE ONLY
4 Citizenship or Place of Organization
Delaware
5 Sole Voting Power
1,834,105 shares
NUMBER OF 6 Shared Voting Power
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING 7 Sole Dispositive Power
PERSON WITH
1,834,105 shares
8 Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned by each Reporting
Person
1,834,105 shares
10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (see instructions) [ ]
11 Percent of Class Represented by Amount in Row 9
6.27%
12 Type of Reporting Person (See Instructions)
IV, Reporting Person is a private investment company
CUSIP No. 42727E103 SCHEDULE 13G Page 3 of 6
Item 1(a). Name of Issuer.
Heritage Global Inc.
Item 1(b). Address of Issuer's Principal Executive Offices.
12625 High Bluff Drive, Suite 305, San Diego, CA
Item 2(a). Name of Person Filing.
Topline Capital Partners, LP
Item 2(b). Address of Principal Business Office or, if none,
Residence.
2913 3rd Street, Unit 201, Santa Monica, CA 90405
Item 2(c). Citizenship.
Topline Capital Partners, LP is a Delaware limited partnership
Item 2(d). Title of Class of Securities.
Common stock, $0.01 par value
Item 2(e). CUSIP Number.
42727E103
Item 3. If this statement is filed pursuant to 240.13d-
1(b) or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
CUSIP No. 42727E103 SCHEDULE 13G Page 4 of 6
(d) [ ] Investment company registered under section 8 of the
Investment Company act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with 240.13d-
1(b)(1)(ii)(E).
(f) [ ] An employee benefit plan or endowment fund in
accordance with 240.13d-1(b)(1)(ii)(F).
(g) [ ] A parent holding company or control person in
accordance with 240.13d-1(b)(1)(ii)(G).
(h) [ ] A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is excluded form the definition
of an investment company under section 3(c)(14) of the
Investment Company act of 1940 (15 U.S.C. 80a-3).
(j) [ ] A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
(K) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ______
Item 4. Ownership.
Reference is hereby made to Items 5-9 and 11 of page two
(2) of this Schedule 13G, which Items are incorporated by reference herein.
Item 5. Ownership of Five Percent or Less of a
Class.
Not applicable.
CUSIP No. 42727E103 SCHEDULE 13G Page 5 of 6
Item 6. Ownership of More Than Five Percent on Behalf of
Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below, Collin McBirney certifies that, to
the best of his knowledge and belief, the securities referred
to above on page two (2) of this Schedule 13G were acquired
and are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having
that purpose or effect.
CUSIP No. 42727E103 SCHEDULE 13G Page 6 of 6
Signature
After reasonable inquiry and to the best of his knowledge
and belief, the undersigned certifies that the information set
forth in this statement is true, complete and correct.
DATED: March 14, 2019
Topline Capital Partners, LP
/s/ Collin McBirney
________________________
By: Collin McBirney
its: Manager of General Partner,
Topline Capital Management, LLC
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)